AGOASSURED GUARANTY LTD
- Market cap
- $3.05B
- as of 2026-10-23
- Latest close
- $69.46
- as of 2026-10-23
- Sector
- Financial Services
- as of 2026-10-24
- Industry
- Insurance - Specialty
- as of 2026-10-24
Cluster
No cluster in the last 90 days under the default rule (14d · ≥2 insiders · all roles).
Form 4 historysince 2023-12-07
Dashed line = amended filing (Form 4/A)
| Insider | Traded | Filed | Type | Shares | Price | Value | Owned after | 10b5-1 plan | Filing |
|---|---|---|---|---|---|---|---|---|---|
| Frederico DominicPresident/CEO/Deputy Chairman | Aug 20 | Aug 21 | G | 23,331 | $0.00 | $0 | 1,275,219 | No | Form 4 |
| Rosenblum Benjamin G.CFO | Jul 1 | Jul 6 | F | 1,156 | $81.39 | $94,087 | 61,448 | No | Form 4 |
| Borges Francisco L | Jun 18 | Jun 18 | G | 2,588 | $0.00 | $0 | 153,111 | No | Form 4 |
| Borges Francisco L | Jun 17 | Jun 18 | G | 24,159 | $0.00 | $0 | 155,699 | No | Form 4 |
| Radtke Lorin | May 29 | Jun 1 | S | 1,047 | $74.32 | Sale −$77,813 | 9,307 | No | Form 4 |
| Borges Francisco L | May 28 | May 29 | G | 74 | $0.00 | $0 | 179,858 | No | Form 4 |
| Borges Francisco L | May 21 | May 22 | G | 427 | $0.00 | $0 | 179,932 | No | Form 4 |
| Bailenson RobertChief Operating Officer | May 11 | May 12 | S | 17,647 | $78.24 | Sale −$1,380,701 | 288,604.08 | No | Form 4 |
| Bailenson RobertChief Operating Officer | May 11 | May 12 | S | 32,353 | $78.82 | Sale −$2,550,063 | 256,251.08 | No | Form 4 |
| Ursano Antonio Jr. | May 1 | May 4 | A | 1,756 | $0.00 | $0 | 5,585 | No | Form 4 |
| Omura Yukiko | May 1 | May 4 | A | 1,756 | $0.00 | $0 | 11,240 | No | Form 4 |
| Radtke Lorin | May 1 | May 4 | A | 2,422 | $0.00 | $0 | 10,354 | No | Form 4 |
| Shea Courtney C. | May 1 | May 4 | A | 1,756 | $0.00 | $0 | 10,751 | No | Form 4 |
| Jones Thomas W | May 1 | May 4 | A | 1,756 | $0.00 | $0 | 47,305 | No | Form 4 |
| Howard Bonnie L. | May 1 | May 4 | A | 1,756 | $0.00 | $0 | 47,401 | No | Form 4 |
| Borges Francisco L | May 1 | May 4 | A | 5,934 | $0.00 | $0 | 180,359 | No | Form 4 |
| Batten Mark | May 1 | May 4 | A | 2,240 | $0.00 | $0 | 5,174 | No | Form 4 |
| Kreczko Alan J | May 1 | May 4 | A | 3,936 | $0.00 | $0 | 70,047 | No | Form 4 |
| Rosenblum Benjamin G.CFO | May 1 | May 4 | F | 637 | $80.86 | $51,508 | 62,604 | No | Form 4 |
| Chow LingGeneral Counsel and Secretary | May 1 | May 4 | A | 5,970 | $0.00 | $0 | 195,570 | No | Form 4 |
| Horn HollyChief Surveillance Officer | May 1 | May 4 | A | 2,755 | $0.00 | $0 | 52,566 | No | Form 4 |
| Donnarumma StephenChief Credit Officer | May 1 | May 4 | A | 3,490 | $0.00 | $0 | 121,093.04 | No | Form 4 |
| Bailenson RobertChief Operating Officer | May 1 | May 4 | A | 7,806 | $0.00 | $0 | 306,251.08 | No | Form 4 |
| Frederico DominicPresident/CEO/Deputy Chairman | May 1 | May 4 | A | 33,980 | $0.00 | $0 | 1,298,275 | No | Form 4 |
| Ursano Antonio Jr. | Apr 30 | May 4 | F | 365 | $81.90 | $29,894 | 3,829 | No | Form 4 |
| Omura Yukiko | Apr 30 | May 4 | F | 748 | $81.90 | $61,261 | 9,484 | No | Form 4 |
| Radtke Lorin | Apr 30 | May 4 | F | 365 | $81.90 | $29,894 | 7,932 | No | Form 4 |
| Shea Courtney C. | Apr 30 | May 4 | F | 365 | $81.90 | $29,894 | 8,995 | No | Form 4 |
| Jones Thomas W | Apr 30 | May 4 | F | 365 | $81.90 | $29,894 | 45,549 | No | Form 4 |
| Howard Bonnie L. | Apr 30 | May 4 | F | 365 | $81.90 | $29,894 | 45,645 | No | Form 4 |
| Borges Francisco L | Apr 30 | May 4 | F | 1,277 | $81.90 | $104,586 | 174,425 | No | Form 4 |
| Batten Mark | Apr 30 | May 4 | F | 961 | $81.90 | $78,706 | 2,934 | No | Form 4 |
| Kreczko Alan J | Apr 30 | May 4 | F | 626 | $81.90 | $51,269 | 66,111 | No | Form 4 |
| Borges Francisco L | Mar 30 | Mar 31 | S | 123,750 | $80.22 | Sale −$9,927,225 | 176,952 | No | Form 4 |
| Borges Francisco L | Mar 30 | Mar 31 | G | 1,250 | $0.00 | $0 | 175,702 | No | Form 4 |
| Frederico DominicPresident/CEO/Deputy Chairman | Mar 23 | Mar 24 | S | 29,998 | $81.41 | Sale −$2,442,137 | 1,264,295 | No | Form 4 |
| Frederico DominicPresident/CEO/Deputy Chairman | Mar 20 | Mar 23 | S | 20,002 | $81.06 | Sale −$1,621,362 | 1,294,293 | No | Form 4 |
| Radtke Lorin | Mar 4 | Mar 5 | S | 1,219 | $87.14 | Sale −$106,224 | 8,297 | No | Form 4 |
| Gana Jorge A.Chief Risk Officer | Feb 23 | Feb 25 | F | 318 | $85.11 | $27,065 | 29,545 | No | Form 4 |
| Frederico DominicPresident/CEO/Deputy Chairman | Feb 23 | Feb 25 | F | 34,785 | $85.11 | $2,960,551 | 1,314,295 | No | Form 4 |
| Bailenson RobertChief Operating Officer | Feb 23 | Feb 25 | F | 9,494 | $85.11 | $808,034 | 298,445.08 | No | Form 4 |
| Chow LingGeneral Counsel and Secretary | Feb 23 | Feb 25 | F | 7,835 | $85.11 | $666,837 | 189,600 | No | Form 4 |
| Donnarumma StephenChief Credit Officer | Feb 23 | Feb 25 | F | 4,244 | $85.11 | $361,207 | 117,603.04 | No | Form 4 |
| Rosenblum Benjamin G.CFO | Feb 23 | Feb 25 | F | 1,220 | $85.11 | $103,834 | 63,241 | No | Form 4 |
| Horn HollyChief Surveillance Officer | Feb 23 | Feb 25 | F | 445 | $85.11 | $37,874 | 49,811 | No | Form 4 |
| Bieling LauraChief Accounting Officer | Feb 23 | Feb 25 | F | 416 | $85.11 | $35,406 | 14,944 | No | Form 4 |
| Donnarumma StephenChief Credit Officer | Feb 22 | Feb 24 | F | 2,767 | $88.39 | $244,575 | 118,550.04 | No | Form 4 |
| Donnarumma StephenChief Credit Officer | Feb 22 | Feb 24 | A | 7,376 | $0.00 | $0 | 125,926.04 | No | Form 4 |
| Donnarumma StephenChief Credit Officer | Feb 22 | Feb 24 | F | 4,079 | $88.39 | $360,543 | 121,847.04 | No | Form 4 |
| Bieling LauraChief Accounting Officer | Feb 22 | Feb 24 | F | 397 | $88.39 | $35,091 | 15,360 | No | Form 4 |
| Gana Jorge A.Chief Risk Officer | Feb 22 | Feb 24 | F | 348 | $88.39 | $30,760 | 29,863 | No | Form 4 |
| Chow LingGeneral Counsel and Secretary | Feb 22 | Feb 24 | F | 4,694 | $88.39 | $414,903 | 191,796 | No | Form 4 |
| Chow LingGeneral Counsel and Secretary | Feb 22 | Feb 24 | A | 12,616 | $0.00 | $0 | 204,412 | No | Form 4 |
| Chow LingGeneral Counsel and Secretary | Feb 22 | Feb 24 | F | 6,977 | $88.39 | $616,697 | 197,435 | No | Form 4 |
| Bailenson RobertChief Operating Officer | Feb 22 | Feb 24 | F | 5,634 | $88.39 | $497,989 | 299,865.08 | No | Form 4 |
| Bailenson RobertChief Operating Officer | Feb 22 | Feb 24 | A | 16,496 | $0.00 | $0 | 316,361.08 | No | Form 4 |
| Bailenson RobertChief Operating Officer | Feb 22 | Feb 24 | F | 8,422 | $88.39 | $744,421 | 307,939.08 | No | Form 4 |
| Horn HollyChief Surveillance Officer | Feb 22 | Feb 24 | F | 1,565 | $88.39 | $138,330 | 46,781 | No | Form 4 |
| Horn HollyChief Surveillance Officer | Feb 22 | Feb 24 | A | 5,822 | $0.00 | $0 | 52,603 | No | Form 4 |
| Horn HollyChief Surveillance Officer | Feb 22 | Feb 24 | F | 2,347 | $88.39 | $207,451 | 50,256 | No | Form 4 |
| Rosenblum Benjamin G.CFO | Feb 22 | Feb 24 | F | 1,710 | $88.39 | $151,147 | 64,461 | No | Form 4 |
| Frederico DominicPresident/CEO/Deputy Chairman | Feb 22 | Feb 24 | F | 19,400 | $88.39 | $1,714,766 | 1,306,300 | No | Form 4 |
| Frederico DominicPresident/CEO/Deputy Chairman | Feb 22 | Feb 24 | A | 71,810 | $0.00 | $0 | 1,378,110 | No | Form 4 |
| Frederico DominicPresident/CEO/Deputy Chairman | Feb 22 | Feb 24 | F | 29,030 | $88.39 | $2,565,962 | 1,349,080 | No | Form 4 |
| Donnarumma StephenChief Credit Officer | Feb 20 | Feb 24 | A | 6,312 | $0.00 | $0 | 121,317.04 | No | Form 4 |
| Bieling LauraChief Accounting Officer | Feb 20 | Feb 24 | A | 2,295 | $0.00 | $0 | 15,757 | No | Form 4 |
| Gana Jorge A.Chief Risk Officer | Feb 20 | Feb 24 | A | 3,672 | $0.00 | $0 | 30,211 | No | Form 4 |
| Chow LingGeneral Counsel and Secretary | Feb 20 | Feb 24 | A | 8,722 | $0.00 | $0 | 196,490 | No | Form 4 |
| Bailenson RobertChief Operating Officer | Feb 20 | Feb 24 | A | 13,771 | $0.00 | $0 | 305,499.08 | No | Form 4 |
| Horn HollyChief Surveillance Officer | Feb 20 | Feb 24 | A | 10,328 | $0.00 | $0 | 48,346 | No | Form 4 |
| Rosenblum Benjamin G.CFO | Feb 20 | Feb 24 | A | 8,033 | $0.00 | $0 | 66,171 | No | Form 4 |
| Frederico DominicPresident/CEO/Deputy Chairman | Feb 20 | Feb 24 | A | 37,870 | $0.00 | $0 | 1,325,700 | No | Form 4 |
| Gana Jorge A.Chief Risk Officer | Feb 7 | Feb 9 | F | 1,031 | $87.75 | $90,470 | 26,539 | No | Form 4 |
| Horn HollyChief Surveillance Officer | Feb 7 | Feb 9 | F | 1,143 | $87.75 | $100,298 | 38,018 | No | Form 4 |
| Frederico DominicPresident/CEO/Deputy Chairman | Sep 23, 2025 | Sep 24, 2025 | S | 25,000 | $83.83 | Sale −$2,095,750 | 1,287,803 | No | Form 4 |
| Bailenson RobertChief Operating Officer | Aug 11, 2025 | Aug 12, 2025 | S | 40,000 | $81.51 | Sale −$3,260,400 | 291,728.08 | No | Form 4 |
| Rosenblum Benjamin G.CFO | Jul 1, 2025 | Jul 3, 2025 | F | 1,252 | $86.64 | $108,473 | 58,138 | No | Form 4 |
| Frederico DominicPresident/CEO/Deputy Chairman | Jun 18, 2025 | Jun 20, 2025 | G | 25,085 | $0.00 | $0 | 1,312,550 | No | Form 4 |
| Frederico DominicPresident/CEO/Deputy Chairman | May 20, 2025 | May 21, 2025 | S | 10,438 | $86.13 | Sale −$899,025 | 1,337,635 | No | Form 4 |
| Frederico DominicPresident/CEO/Deputy Chairman | May 19, 2025 | May 21, 2025 | S | 71,917 | $86.11 | Sale −$6,192,773 | 1,348,073 | No | Form 4 |
| Bieling LauraChief Accounting Officer | May 13, 2025 | May 14, 2025 | S | 2,649 | $87.76 | Sale −$232,476 | 13,462 | No | Form 4 |
| Batten Mark | May 2, 2025 | May 5, 2025 | A | 2,177 | $0.00 | $0 | 3,895 | No | Form 4 |
| Bieling LauraChief Accounting Officer | May 2, 2025 | May 5, 2025 | F | 909 | $90.18 | $81,974 | 16,111 | No | Form 4 |
| Borges Francisco L | May 2, 2025 | May 5, 2025 | A | 5,765 | $0.00 | $0 | 300,702 | No | Form 4 |
| Howard Bonnie L. | May 2, 2025 | May 5, 2025 | A | 1,706 | $0.00 | $0 | 46,010 | No | Form 4 |
| Jones Thomas W | May 2, 2025 | May 5, 2025 | A | 1,706 | $0.00 | $0 | 45,914 | No | Form 4 |
| Kreczko Alan J | May 2, 2025 | May 5, 2025 | A | 3,824 | $0.00 | $0 | 66,737 | No | Form 4 |
| Omura Yukiko | May 2, 2025 | May 5, 2025 | A | 1,706 | $0.00 | $0 | 10,232 | No | Form 4 |
| Radtke Lorin | May 2, 2025 | May 5, 2025 | A | 1,706 | $0.00 | $0 | 9,516 | No | Form 4 |
| Rosenblum Benjamin G.CFO | May 2, 2025 | May 5, 2025 | F | 7,380 | $90.18 | $665,528 | 59,390 | No | Form 4 |
| Shea Courtney C. | May 2, 2025 | May 5, 2025 | A | 1,706 | $0.00 | $0 | 9,360 | No | Form 4 |
| Ursano Antonio Jr. | May 2, 2025 | May 5, 2025 | A | 1,706 | $0.00 | $0 | 4,194 | No | Form 4 |
| Batten Mark | May 1, 2025 | May 5, 2025 | F | 465 | $87.51 | $40,692 | 2,628 | No | Form 4 |
| Batten Mark | May 1, 2025 | May 5, 2025 | F | 910 | $87.51 | $79,634 | 1,718 | No | Form 4 |
| Borges Francisco L | May 1, 2025 | May 5, 2025 | F | 1,295 | $87.51 | $113,325 | 294,937 | No | Form 4 |
| Howard Bonnie L. | May 1, 2025 | May 5, 2025 | F | 371 | $87.51 | $32,466 | 44,304 | No | Form 4 |
| Jones Thomas W | May 1, 2025 | May 5, 2025 | F | 371 | $87.51 | $32,466 | 44,208 | No | Form 4 |
| Kreczko Alan J | May 1, 2025 | May 5, 2025 | F | 853 | $87.51 | $74,646 | 62,913 | No | Form 4 |
| Omura Yukiko | May 1, 2025 | May 5, 2025 | F | 759 | $87.51 | $66,420 | 8,526 | No | Form 4 |
| Radtke Lorin | May 1, 2025 | May 5, 2025 | F | 371 | $87.51 | $32,466 | 7,810 | No | Form 4 |
| Rosenblum Benjamin G.CFO | May 1, 2025 | May 5, 2025 | F | 638 | $87.51 | $55,831 | 66,770 | No | Form 4 |
| Shea Courtney C. | May 1, 2025 | May 5, 2025 | F | 371 | $87.51 | $32,466 | 7,654 | No | Form 4 |
| Bieling LauraChief Accounting Officer | Feb 24, 2025 | Feb 26, 2025 | F | 407 | $90.80 | $36,956 | 17,020 | No | Form 4 |
| Gana Jorge A.Chief Risk Officer | Feb 24, 2025 | Feb 26, 2025 | F | 308 | $90.80 | $27,966 | 27,291 | No | Form 4 |
| Horn HollyChief Surveillance Officer | Feb 24, 2025 | Feb 26, 2025 | F | 343 | $90.80 | $31,144 | 39,161 | No | Form 4 |
| Donnarumma StephenChief Credit Officer | Feb 24, 2025 | Feb 26, 2025 | F | 7,289 | $90.80 | $661,841 | 114,762.04 | No | Form 4 |
| Rosenblum Benjamin G.CFO | Feb 24, 2025 | Feb 26, 2025 | F | 1,556 | $90.80 | $141,285 | 67,408 | No | Form 4 |
| Chow LingGeneral Counsel and Secretary | Feb 24, 2025 | Feb 26, 2025 | F | 13,455 | $90.80 | $1,221,714 | 187,768 | No | Form 4 |
| Frederico DominicPresident/CEO/Deputy Chairman | Feb 24, 2025 | Feb 26, 2025 | F | 57,632 | $90.80 | $5,232,986 | 1,419,990 | No | Form 4 |
| Bailenson RobertChief Operating Officer | Feb 24, 2025 | Feb 26, 2025 | F | 16,303 | $90.80 | $1,480,312 | 331,728.08 | No | Form 4 |
| Frederico DominicPresident/CEO/Deputy Chairman | Feb 23, 2025 | Feb 24, 2025 | F | 21,841 | $89.81 | $1,961,540 | 1,344,615 | No | Form 4 |
| Frederico DominicPresident/CEO/Deputy Chairman | Feb 23, 2025 | Feb 24, 2025 | A | 80,110 | $0.00 | $0 | 1,424,725 | No | Form 4 |
| Frederico DominicPresident/CEO/Deputy Chairman | Feb 23, 2025 | Feb 24, 2025 | F | 32,701 | $89.81 | $2,936,877 | 1,392,024 | No | Form 4 |
| Frederico DominicPresident/CEO/Deputy Chairman | Feb 23, 2025 | Feb 24, 2025 | A | 85,598 | $0.00 | $0 | 1,477,622 | No | Form 4 |
| Donnarumma StephenChief Credit Officer | Feb 23, 2025 | Feb 24, 2025 | F | 2,689 | $89.81 | $241,499 | 111,167.04 | No | Form 4 |
| Donnarumma StephenChief Credit Officer | Feb 23, 2025 | Feb 24, 2025 | A | 7,182 | $0.00 | $0 | 118,349.04 | No | Form 4 |
| Donnarumma StephenChief Credit Officer | Feb 23, 2025 | Feb 24, 2025 | F | 3,972 | $89.81 | $356,725 | 114,377.04 | No | Form 4 |
| Donnarumma StephenChief Credit Officer | Feb 23, 2025 | Feb 24, 2025 | A | 7,674 | $0.00 | $0 | 122,051.04 | No | Form 4 |
| Bailenson RobertChief Operating Officer | Feb 23, 2025 | Feb 24, 2025 | F | 5,936 | $89.81 | $533,112 | 320,916.08 | No | Form 4 |
| Bailenson RobertChief Operating Officer | Feb 23, 2025 | Feb 24, 2025 | A | 17,404 | $0.00 | $0 | 338,320.08 | No | Form 4 |
| Bailenson RobertChief Operating Officer | Feb 23, 2025 | Feb 24, 2025 | F | 8,885 | $89.81 | $797,962 | 329,435.08 | No | Form 4 |
| Bailenson RobertChief Operating Officer | Feb 23, 2025 | Feb 24, 2025 | A | 18,596 | $0.00 | $0 | 348,031.08 | No | Form 4 |
| Chow LingGeneral Counsel and Secretary | Feb 23, 2025 | Feb 24, 2025 | F | 4,927 | $89.81 | $442,494 | 181,128 | No | Form 4 |
| Chow LingGeneral Counsel and Secretary | Feb 23, 2025 | Feb 24, 2025 | A | 13,260 | $0.00 | $0 | 194,388 | No | Form 4 |
| Chow LingGeneral Counsel and Secretary | Feb 23, 2025 | Feb 24, 2025 | F | 7,333 | $89.81 | $658,577 | 187,055 | No | Form 4 |
| Chow LingGeneral Counsel and Secretary | Feb 23, 2025 | Feb 24, 2025 | A | 14,168 | $0.00 | $0 | 201,223 | No | Form 4 |
| Rosenblum Benjamin G.CFO | Feb 23, 2025 | Feb 24, 2025 | F | 1,220 | $89.81 | $109,568 | 68,964 | No | Form 4 |
| Horn HollyChief Surveillance Officer | Feb 23, 2025 | Feb 24, 2025 | F | 489 | $89.81 | $43,917 | 39,504 | No | Form 4 |
| Gana Jorge A.Chief Risk Officer | Feb 23, 2025 | Feb 24, 2025 | F | 316 | $89.81 | $28,380 | 27,599 | No | Form 4 |
| Bieling LauraChief Accounting Officer | Feb 23, 2025 | Feb 24, 2025 | F | 409 | $89.81 | $36,732 | 17,427 | No | Form 4 |
| Rosenblum Benjamin G.CFO | Feb 22, 2025 | Feb 24, 2025 | F | 1,706 | $89.81 | $153,216 | 70,184 | No | Form 4 |
| Gana Jorge A.Chief Risk Officer | Feb 22, 2025 | Feb 24, 2025 | F | 399 | $89.81 | $35,834 | 27,915 | No | Form 4 |
| Bieling LauraChief Accounting Officer | Feb 22, 2025 | Feb 24, 2025 | F | 397 | $89.81 | $35,655 | 17,836 | No | Form 4 |
| Frederico DominicPresident/CEO/Deputy Chairman | Feb 19, 2025 | Feb 21, 2025 | A | 38,449 | $0.00 | $0 | 1,366,456 | No | Form 4 |
| Rosenblum Benjamin G.CFO | Feb 19, 2025 | Feb 21, 2025 | A | 7,690 | $0.00 | $0 | 71,890 | No | Form 4 |
| Horn HollyChief Surveillance Officer | Feb 19, 2025 | Feb 21, 2025 | A | 3,955 | $0.00 | $0 | 39,993 | No | Form 4 |
| Gana Jorge A.Chief Risk Officer | Feb 19, 2025 | Feb 21, 2025 | A | 3,515 | $0.00 | $0 | 28,314 | No | Form 4 |
| Bieling LauraChief Accounting Officer | Feb 19, 2025 | Feb 21, 2025 | A | 2,197 | $0.00 | $0 | 18,233 | No | Form 4 |
| Bailenson RobertChief Operating Officer | Feb 19, 2025 | Feb 21, 2025 | A | 14,061 | $0.00 | $0 | 293,896.08 | No | Form 4 |
| Bailenson RobertChief Operating Officer | Feb 19, 2025 | Feb 21, 2025 | A | 32,956 | $0.00 | $0 | 326,852.08 | No | Form 4 |
| Chow LingGeneral Counsel and Secretary | Feb 19, 2025 | Feb 21, 2025 | A | 8,788 | $0.00 | $0 | 169,577 | No | Form 4 |
| Chow LingGeneral Counsel and Secretary | Feb 19, 2025 | Feb 21, 2025 | A | 16,478 | $0.00 | $0 | 186,055 | No | Form 4 |
| Donnarumma StephenChief Credit Officer | Feb 19, 2025 | Feb 21, 2025 | A | 4,394 | $0.00 | $0 | 113,856.04 | No | Form 4 |
| Frederico DominicPresident/CEO/Deputy Chairman | Dec 10, 2024 | Dec 11, 2024 | S | 34,000 | $88.33 | Sale −$3,003,220 | 1,327,969 | No | Form 4 |
| Bailenson RobertChief Operating Officer | Nov 26, 2024 | Nov 27, 2024 | S | 25,000 | $93.44 | Sale −$2,336,000 | 279,835.08 | No | Form 4 |
| Omura Yukiko | Oct 28, 2024 | Oct 28, 2024 | G | 10,000 | $0.00 | $0 | 9,285 | No | Form 4 |
| Omura Yukiko | Sep 26, 2024 | Sep 30, 2024 | S | 3,599 | $79.73 | Sale −$286,948 | 19,285 | No | Form 4 |
| Frederico DominicPresident/CEO/Deputy Chairman | Sep 6, 2024 | Sep 6, 2024 | G | 18,150 | $0.00 | $0 | 1,361,969 | No | Form 4 |
| Frederico DominicPresident/CEO/Deputy Chairman | Sep 4, 2024 | Sep 6, 2024 | S | 27,539 | $79.94 | Sale −$2,201,468 | 1,383,580 | No | Form 4 |
| Frederico DominicPresident/CEO/Deputy Chairman | Sep 4, 2024 | Sep 6, 2024 | S | 3,461 | $80.56 | Sale −$278,818 | 1,380,119 | No | Form 4 |
| Rosenblum Benjamin G.CFO | Jul 1, 2024 | Jul 2, 2024 | F | 1,251 | $78.19 | $97,816 | 64,200 | No | Form 4 |
| Frederico DominicPresident/CEO/Deputy Chairman | Jun 20, 2024 | Jun 21, 2024 | S | 40,000 | $78.12 | Sale −$3,124,800 | 1,410,824 | No | Form 4 |
| Bieling LauraChief Accounting Officer | May 9, 2024 | May 10, 2024 | S | 3,901 | $79.93 | Sale −$311,807 | 16,036 | No | Form 4 |
| Bailenson RobertChief Operating Officer | May 9, 2024 | May 10, 2024 | S | 29,431 | $79.92 | Sale −$2,352,126 | 305,404.08 | No | Form 4 |
| Bailenson RobertChief Operating Officer | May 9, 2024 | May 10, 2024 | S | 569 | $81.00 | Sale −$46,089 | 304,835.08 | No | Form 4 |
| Batten Mark | May 2, 2024 | May 3, 2024 | A | 2,022 | $0.00 | $0 | 3,093 | No | Form 4 |
| Borges Francisco L | May 2, 2024 | May 3, 2024 | A | 5,829 | $0.00 | $0 | 296,232 | No | Form 4 |
| Jones Thomas W | May 2, 2024 | May 3, 2024 | A | 1,725 | $0.00 | $0 | 44,579 | No | Form 4 |
| Howard Bonnie L. | May 2, 2024 | May 3, 2024 | A | 1,725 | $0.00 | $0 | 44,675 | No | Form 4 |
| Kreczko Alan J | May 2, 2024 | May 3, 2024 | A | 3,866 | $0.00 | $0 | 63,766 | No | Form 4 |
| Radtke Lorin | May 2, 2024 | May 3, 2024 | A | 1,725 | $0.00 | $0 | 8,181 | No | Form 4 |
| Omura Yukiko | May 2, 2024 | May 3, 2024 | A | 1,725 | $0.00 | $0 | 22,884 | No | Form 4 |
| Shea Courtney C. | May 2, 2024 | May 3, 2024 | A | 1,725 | $0.00 | $0 | 8,025 | No | Form 4 |
| Borges Francisco L | May 1, 2024 | May 3, 2024 | F | 2,091 | $77.05 | $161,112 | 290,403 | No | Form 4 |
| Jones Thomas W | May 1, 2024 | May 3, 2024 | F | 606 | $77.05 | $46,692 | 42,854 | No | Form 4 |
| Howard Bonnie L. | May 1, 2024 | May 3, 2024 | F | 606 | $77.05 | $46,692 | 42,950 | No | Form 4 |
| Kreczko Alan J | May 1, 2024 | May 3, 2024 | F | 1,381 | $77.05 | $106,406 | 59,900 | No | Form 4 |
| Radtke Lorin | May 1, 2024 | May 3, 2024 | F | 450 | $77.05 | $34,673 | 6,456 | No | Form 4 |
| Omura Yukiko | May 1, 2024 | May 3, 2024 | F | 1,231 | $77.05 | $94,849 | 21,159 | No | Form 4 |
| Shea Courtney C. | May 1, 2024 | May 3, 2024 | F | 606 | $77.05 | $46,692 | 6,300 | No | Form 4 |
| Leathes Simon W | May 1, 2024 | May 3, 2024 | F | 1,360 | $77.05 | $104,788 | 26,094 | No | Form 4 |
| Kenny Patrick W | May 1, 2024 | May 3, 2024 | F | 692 | $77.05 | $53,319 | 76,601 | No | Form 4 |
| Rosenblum Benjamin G.CFO | May 1, 2024 | May 3, 2024 | F | 637 | $77.05 | $49,081 | 65,451 | No | Form 4 |
| Buhl G Lawrence | May 1, 2024 | May 3, 2024 | F | 606 | $77.05 | $46,692 | 42,901 | No | Form 4 |
| Frederico DominicPresident/CEO/Deputy Chairman | Mar 20, 2024 | Mar 21, 2024 | S | 32,933 | $92.17 | Sale −$3,035,435 | 1,472,891 | No | Form 4 |
| Frederico DominicPresident/CEO/Deputy Chairman | Mar 20, 2024 | Mar 21, 2024 | S | 22,067 | $92.83 | Sale −$2,048,480 | 1,450,824 | No | Form 4 |
| Bieling LauraChief Accounting Officer | Mar 11, 2024 | Mar 12, 2024 | F | 71 | $89.49 | $6,354 | 19,937 | No | Form 4 |
| Kenny Patrick W | Mar 4, 2024 | Mar 5, 2024 | G | 1,000 | $0.00 | $0 | 77,293 | No | Form 4 |
| Gana Jorge A.Chief Risk Officer | Feb 26, 2024 | Feb 28, 2024 | F | 314 | $85.69 | $26,907 | 24,465 | No | Form 4 |
| Frederico DominicPresident/CEO/Deputy Chairman | Feb 26, 2024 | Feb 28, 2024 | F | 33,441 | $85.69 | $2,865,559 | 1,505,824 | No | Form 4 |
| Bailenson RobertChief Operating Officer | Feb 26, 2024 | Feb 28, 2024 | F | 9,418 | $85.69 | $807,028 | 334,835.08 | No | Form 4 |
| Chow LingGeneral Counsel and Secretary | Feb 26, 2024 | Feb 28, 2024 | F | 7,822 | $85.69 | $670,267 | 160,789 | No | Form 4 |
| Horn HollyChief Surveillance Officer | Feb 26, 2024 | Feb 28, 2024 | F | 352 | $85.69 | $30,163 | 36,038 | No | Form 4 |
| Bieling LauraChief Accounting Officer | Feb 26, 2024 | Feb 28, 2024 | F | 371 | $85.69 | $31,791 | 20,008 | No | Form 4 |
| Donnarumma StephenChief Credit Officer | Feb 26, 2024 | Feb 28, 2024 | F | 4,251 | $85.69 | $364,268 | 109,186.04 | No | Form 4 |
| Rosenblum Benjamin G.CFO | Feb 26, 2024 | Feb 28, 2024 | F | 1,444 | $85.69 | $123,736 | 66,088 | No | Form 4 |
| Frederico DominicPresident/CEO/Deputy Chairman | Feb 24, 2024 | Feb 28, 20244/A | F | 46,086 | $84.93 | $3,914,084 | 1,397,335 | No | Form 4/A |
| Rosenblum Benjamin G.CFO | Feb 24, 2024 | Feb 26, 2024 | F | 1,556 | $84.93 | $132,151 | 67,532 | No | Form 4 |
| Bieling LauraChief Accounting Officer | Feb 24, 2024 | Feb 26, 2024 | F | 405 | $84.93 | $34,397 | 20,379 | No | Form 4 |
| Donnarumma StephenChief Credit Officer | Feb 24, 2024 | Feb 26, 2024 | F | 3,933 | $84.93 | $334,030 | 95,544.04 | No | Form 4 |
| Donnarumma StephenChief Credit Officer | Feb 24, 2024 | Feb 26, 2024 | A | 10,544 | $0.00 | $0 | 106,088.04 | No | Form 4 |
| Donnarumma StephenChief Credit Officer | Feb 24, 2024 | Feb 26, 2024 | F | 5,831 | $84.93 | $495,227 | 100,257.04 | No | Form 4 |
| Donnarumma StephenChief Credit Officer | Feb 24, 2024 | Feb 26, 2024 | A | 13,180 | $0.00 | $0 | 113,437.04 | No | Form 4 |
| Chow LingGeneral Counsel and Secretary | Feb 24, 2024 | Feb 26, 2024 | F | 7,217 | $84.93 | $612,940 | 135,581 | No | Form 4 |
| Chow LingGeneral Counsel and Secretary | Feb 24, 2024 | Feb 26, 2024 | A | 19,464 | $0.00 | $0 | 155,045 | No | Form 4 |
| Chow LingGeneral Counsel and Secretary | Feb 24, 2024 | Feb 26, 2024 | F | 10,764 | $84.93 | $914,187 | 144,281 | No | Form 4 |
| Chow LingGeneral Counsel and Secretary | Feb 24, 2024 | Feb 26, 2024 | A | 24,330 | $0.00 | $0 | 168,611 | No | Form 4 |
| Bailenson RobertChief Operating Officer | Feb 24, 2024 | Feb 26, 2024 | F | 8,714 | $84.93 | $740,080 | 299,813.08 | No | Form 4 |
| Bailenson RobertChief Operating Officer | Feb 24, 2024 | Feb 26, 2024 | A | 25,548 | $0.00 | $0 | 325,361.08 | No | Form 4 |
| Bailenson RobertChief Operating Officer | Feb 24, 2024 | Feb 26, 2024 | F | 13,043 | $84.93 | $1,107,742 | 312,318.08 | No | Form 4 |
| Bailenson RobertChief Operating Officer | Feb 24, 2024 | Feb 26, 2024 | A | 31,935 | $0.00 | $0 | 344,253.08 | No | Form 4 |
| Horn HollyChief Surveillance Officer | Feb 24, 2024 | Feb 26, 2024 | F | 342 | $84.93 | $29,046 | 36,390 | No | Form 4 |
| Gana Jorge A.Chief Risk Officer | Feb 24, 2024 | Feb 26, 2024 | F | 308 | $84.93 | $26,158 | 24,779 | No | Form 4 |
| Rosenblum Benjamin G.CFO | Feb 23, 2024 | Feb 26, 2024 | F | 1,220 | $84.93 | $103,615 | 69,088 | No | Form 4 |
| Bieling LauraChief Accounting Officer | Feb 23, 2024 | Feb 26, 2024 | F | 411 | $84.93 | $34,906 | 20,784 | No | Form 4 |
| Horn HollyChief Surveillance Officer | Feb 23, 2024 | Feb 26, 2024 | F | 497 | $84.93 | $42,210 | 36,732 | No | Form 4 |
| Gana Jorge A.Chief Risk Officer | Feb 23, 2024 | Feb 26, 2024 | F | 320 | $84.93 | $27,178 | 25,087 | No | Form 4 |
| Rosenblum Benjamin G.CFO | Feb 22, 2024 | Feb 26, 2024 | F | 1,712 | $85.26 | $145,965 | 70,308 | No | Form 4 |
| Bieling LauraChief Accounting Officer | Feb 22, 2024 | Feb 26, 2024 | F | 397 | $85.26 | $33,848 | 21,195 | No | Form 4 |
| Gana Jorge A.Chief Risk Officer | Feb 22, 2024 | Feb 26, 2024 | F | 399 | $85.26 | $34,019 | 25,407 | No | Form 4 |
| Donnarumma StephenChief Credit Officer | Feb 21, 2024 | Feb 23, 2024 | A | 4,536 | $0.00 | $0 | 99,477.04 | No | Form 4 |
| Rosenblum Benjamin G.CFO | Feb 21, 2024 | Feb 23, 2024 | A | 6,048 | $0.00 | $0 | 72,020 | No | Form 4 |
| Bailenson RobertChief Operating Officer | Feb 21, 2024 | Feb 23, 2024 | A | 11,591 | $0.00 | $0 | 308,527.08 | No | Form 4 |
| Gana Jorge A.Chief Risk Officer | Feb 21, 2024 | Feb 23, 2024 | A | 3,024 | $0.00 | $0 | 25,806 | No | Form 4 |
| Frederico DominicPresident/CEO/Deputy Chairman | Feb 21, 2024 | Feb 23, 2024 | A | 44,097 | $0.00 | $0 | 1,360,644 | No | Form 4 |
| Bieling LauraChief Accounting Officer | Feb 21, 2024 | Feb 23, 2024 | A | 2,268 | $0.00 | $0 | 21,592 | No | Form 4 |
| Horn HollyChief Surveillance Officer | Feb 21, 2024 | Feb 23, 2024 | A | 4,032 | $0.00 | $0 | 37,229 | No | Form 4 |
| Chow LingGeneral Counsel and Secretary | Feb 21, 2024 | Feb 23, 2024 | A | 8,064 | $0.00 | $0 | 142,798 | No | Form 4 |
| Batten Mark | Feb 21, 2024 | Feb 22, 2024 | A | 1,071 | $0.00 | $0 | 1,071 | No | Form 4 |
| Buhl G Lawrence | Dec 15, 2023 | Dec 18, 2023 | S | 2,500 | $71.26 | Sale −$178,150 | 43,507 | No | Form 4 |
| Donnarumma StephenChief Credit Officer | Dec 8, 2023 | Dec 11, 2023 | S | 15,000 | $69.96 | Sale −$1,049,400 | 94,774.04 | No | Form 4 |
| Frederico DominicPresident/CEO/Deputy Chairman | Dec 6, 2023 | Dec 7, 2023 | S | 8,166 | $67.91 | Sale −$554,553 | 1,322,343 | No | Form 4 |
| Frederico DominicPresident/CEO/Deputy Chairman | Dec 6, 2023 | Dec 7, 2023 | S | 1,350 | $68.95 | Sale −$93,083 | 1,320,993 | No | Form 4 |
| Frederico DominicPresident/CEO/Deputy Chairman | Dec 6, 2023 | Dec 7, 2023 | G | 4,460 | $0.00 | $0 | 1,316,533 | No | Form 4 |
| Frederico DominicPresident/CEO/Deputy Chairman | Dec 5, 2023 | Dec 7, 2023 | S | 20,484 | $68.70 | Sale −$1,407,251 | 1,330,509 | No | Form 4 |