BACBANK OF AMERICA CORP /DE/
- Market cap
- $353.55B
- as of 2026-10-23
- Latest close
- $50.56
- as of 2026-10-23
- Sector
- Financial Services
- as of 2026-10-24
- Industry
- Banks - Diversified
- as of 2026-10-24
Cluster
No cluster in the last 90 days under the default rule (14d · ≥2 insiders · all roles).
Form 4 historysince 2023-10-17
Dashed line = amended filing (Form 4/A)
Showing the latest 500 of 1535 transactions.
| Insider | Traded | Filed | Type | Shares | Price | Value | Owned after | 10b5-1 plan | Filing |
|---|---|---|---|---|---|---|---|---|---|
| Fitterling James R | Oct 21 | Oct 23 | A · derivative | 2,930.68 | not reported | not reported | 2,930.68 | No | Form 4 |
| Thomas William B. | Oct 21 | Oct 23 | A | 2,930 | $0.00 | $0 | 2,930 | No | Form 4 |
| Thomas William B. | Oct 21 | Oct 23 | F | 1,170 | $50.78 | $59,413 | 1,760 | No | Form 4 |
| Moynihan Brian TChair and CEO | Oct 15 | Oct 19 | M | 18,083 | not reported | not reported | 2,717,695 | No | Form 4 |
| Moynihan Brian TChair and CEO | Oct 15 | Oct 19 | D | 18,083 | $51.70 | $934,891 | 2,699,612 | No | Form 4 |
| Moynihan Brian TChair and CEO | Oct 15 | Oct 19 | M · derivative | 18,083 | not reported | not reported | 72,332 | No | Form 4 |
| Moynihan Brian TChair and CEO | Sep 15 | Sep 17 | M | 18,082 | not reported | not reported | 2,717,694 | No | Form 4 |
| Moynihan Brian TChair and CEO | Sep 15 | Sep 17 | D | 18,082 | $59.52 | $1,076,241 | 2,699,612 | No | Form 4 |
| Moynihan Brian TChair and CEO | Sep 15 | Sep 17 | M · derivative | 18,082 | not reported | not reported | 90,415 | No | Form 4 |
| Okpara JohnbullChief Accounting Officer | Mar 10 | Sep 4 | J | 50 | $1,000.00 | $50,000 | not reported | No | Form 4 |
| Moynihan Brian TChair and CEO | Aug 15 | Aug 18 | M | 18,083 | not reported | not reported | 2,717,695 | No | Form 4 |
| Moynihan Brian TChair and CEO | Aug 15 | Aug 18 | D | 18,083 | $64.49 | $1,166,173 | 2,699,612 | No | Form 4 |
| Moynihan Brian TChair and CEO | Aug 15 | Aug 18 | M · derivative | 18,083 | not reported | not reported | 108,497 | No | Form 4 |
| Moynihan Brian TChair and CEO | Jul 15 | Jul 17 | M | 18,083 | not reported | not reported | 2,717,695 | No | Form 4 |
| Moynihan Brian TChair and CEO | Jul 15 | Jul 17 | D | 18,083 | $61.59 | $1,113,732 | 2,699,612 | No | Form 4 |
| Moynihan Brian TChair and CEO | Jul 15 | Jul 17 | M · derivative | 18,083 | not reported | not reported | 126,580 | No | Form 4 |
| Moynihan Brian TChair and CEO | Jun 15 | Jun 17 | M | 18,083 | not reported | not reported | 2,717,695 | No | Form 4 |
| Moynihan Brian TChair and CEO | Jun 15 | Jun 17 | D | 18,083 | $55.87 | $1,010,297 | 2,699,612 | No | Form 4 |
| Moynihan Brian TChair and CEO | Jun 15 | Jun 17 | M · derivative | 18,083 | not reported | not reported | 144,663 | No | Form 4 |
| Moynihan Brian TChair and CEO | May 15 | May 19 | M | 18,083 | not reported | not reported | 2,717,695 | No | Form 4 |
| Moynihan Brian TChair and CEO | May 15 | May 19 | D | 18,083 | $49.77 | $899,991 | 2,699,612 | No | Form 4 |
| Moynihan Brian TChair and CEO | May 15 | May 19 | M · derivative | 18,083 | not reported | not reported | 162,746 | No | Form 4 |
| Greener Geoffrey SChief Risk Officer | May 5 | May 7 | S | 126,756 | $53.01 | Sale −$6,719,336 | 1,373,397 | No | Form 4 |
| Allen Sharon L. | May 4 | May 6 | A · derivative | 5,365.01 | not reported | not reported | 45,355.49 | No | Form 4 |
| Almeida Jose E | May 4 | May 6 | A | 5,365 | $0.00 | $0 | 33,606 | No | Form 4 |
| Donald Arnold W | May 4 | May 6 | A | 5,365 | $0.00 | $0 | 131,204 | No | Form 4 |
| Lozano Monica C | May 4 | May 6 | A · derivative | 5,365.01 | not reported | not reported | 246,347.52 | No | Form 4 |
| Martinez Maria | May 4 | May 6 | A | 5,365 | $0.00 | $0 | 13,984 | No | Form 4 |
| Nowell Lionel L III | May 4 | May 6 | A · derivative | 8,718.15 | not reported | not reported | 201,594.93 | No | Form 4 |
| Ramos Denise L | May 4 | May 6 | A · derivative | 5,365.01 | not reported | not reported | 84,672.57 | No | Form 4 |
| Rose Clayton Stuart | May 4 | May 6 | A · derivative | 5,365.01 | not reported | not reported | 74,303.39 | No | Form 4 |
| White Michael D | May 4 | May 6 | A · derivative | 5,365.01 | not reported | not reported | 103,942.38 | No | Form 4 |
| Woods Thomas D | May 4 | May 6 | A | 5,365 | $0.00 | $0 | 77,759 | No | Form 4 |
| Woods Thomas D | May 4 | May 6 | F | 2,473 | $52.19 | $129,066 | 75,286 | No | Form 4 |
| Zuber Maria T | May 4 | May 6 | A | 5,365 | $0.00 | $0 | 73,105 | No | Form 4 |
| Bank Of America Corp /De/ | Apr 30 | May 44/A | J | 0 | $0.00 | $0 | not reported | No | Form 4/A |
| de Weck Pierre J.P. | Apr 22 | Apr 24 | F | 1,096 | $53.12 | $58,220 | 100,322 | No | Form 4 |
| Moynihan Brian TChair and CEO | Apr 15 | Apr 17 | M | 18,083 | not reported | not reported | 2,717,695 | No | Form 4 |
| Moynihan Brian TChair and CEO | Apr 15 | Apr 17 | D | 18,083 | $54.32 | $982,269 | 2,699,612 | No | Form 4 |
| Moynihan Brian TChair and CEO | Apr 15 | Apr 17 | M · derivative | 18,083 | not reported | not reported | 180,829 | No | Form 4 |
| Moynihan Brian TChair and CEO | Mar 15 | Mar 17 | M | 18,082 | not reported | not reported | 2,717,694 | No | Form 4 |
| Moynihan Brian TChair and CEO | Mar 15 | Mar 17 | D | 18,082 | $46.72 | $844,791 | 2,699,612 | No | Form 4 |
| Moynihan Brian TChair and CEO | Mar 15 | Mar 17 | M · derivative | 18,082 | not reported | not reported | 198,912 | No | Form 4 |
| Mensah Bernard APresident, International | Mar 12 | Mar 13 | S | 94,000 | $46.94 | Sale −$4,412,360 | 170,184 | No | Form 4 |
| Bronstein Sheri B.Chief People Officer | Mar 5 | Mar 6 | S | 60,000 | $49.91 | Sale −$2,994,600 | 335,690 | No | Form 4 |
| Scrivener Thomas MChief Operations Executive | Mar 5 | Mar 6 | S | 50,000 | $49.82 | Sale −$2,491,000 | 227,973 | No | Form 4 |
| DeMare James PCo-President | Mar 4 | Mar 6 | S | 83,832 | $50.00 | Sale −$4,191,600 | 307,240 | No | Form 4 |
| Lozano Monica C | Feb 4 | Mar 6 | W | 387 | $0.00 | $0 | 3,387 | No | Form 4 |
| Athanasia Dean CCo-President | Mar 3 | Mar 5 | S | 136,558 | $50.21 | Sale −$6,856,577 | 558,541 | No | Form 4 |
| Moynihan Brian TChair and CEO | Mar 1 | Mar 3 | M | 395,504 | not reported | not reported | 2,892,940 | No | Form 4 |
| Moynihan Brian TChair and CEO | Mar 1 | Mar 3 | F | 193,328 | $49.83 | $9,633,534 | 2,699,612 | No | Form 4 |
| Moynihan Brian TChair and CEO | Mar 1 | Mar 3 | M · derivative | 395,504 | not reported | not reported | not reported | No | Form 4 |
| Athanasia Dean CCo-President | Mar 1 | Mar 3 | M | 107,411 | not reported | not reported | 747,236 | No | Form 4 |
| Athanasia Dean CCo-President | Mar 1 | Mar 3 | F | 52,137 | $49.83 | $2,597,987 | 695,099 | No | Form 4 |
| Athanasia Dean CCo-President | Mar 1 | Mar 3 | M · derivative | 107,411 | not reported | not reported | not reported | No | Form 4 |
| Borthwick Alastair MExecutive Vice President & CFO | Mar 1 | Mar 3 | M | 79,101 | not reported | not reported | 406,944 | No | Form 4 |
| Borthwick Alastair MExecutive Vice President & CFO | Mar 1 | Mar 3 | F | 43,743 | $49.83 | $2,179,714 | 363,201 | No | Form 4 |
| Borthwick Alastair MExecutive Vice President & CFO | Mar 1 | Mar 3 | M · derivative | 79,101 | not reported | not reported | not reported | No | Form 4 |
| Bronstein Sheri B.Chief People Officer | Mar 1 | Mar 3 | M | 39,551 | not reported | not reported | 415,921 | No | Form 4 |
| Bronstein Sheri B.Chief People Officer | Mar 1 | Mar 3 | F | 20,231 | $49.83 | $1,008,111 | 395,690 | No | Form 4 |
| Bronstein Sheri B.Chief People Officer | Mar 1 | Mar 3 | M · derivative | 39,551 | not reported | not reported | not reported | No | Form 4 |
| DeMare James PCo-President | Mar 1 | Mar 3 | M | 149,876 | not reported | not reported | 473,954 | No | Form 4 |
| DeMare James PCo-President | Mar 1 | Mar 3 | F | 82,882 | $49.83 | $4,130,010 | 391,072 | No | Form 4 |
| DeMare James PCo-President | Mar 1 | Mar 3 | M · derivative | 149,876 | not reported | not reported | not reported | No | Form 4 |
| Greener Geoffrey SChief Risk Officer | Mar 1 | Mar 3 | M | 107,411 | not reported | not reported | 1,555,064 | No | Form 4 |
| Greener Geoffrey SChief Risk Officer | Mar 1 | Mar 3 | F | 54,911 | $49.83 | $2,736,215 | 1,500,153 | No | Form 4 |
| Greener Geoffrey SChief Risk Officer | Mar 1 | Mar 3 | M · derivative | 107,411 | not reported | not reported | not reported | No | Form 4 |
| Mensah Bernard APresident, International | Mar 1 | Mar 3 | M | 1,432 | not reported | not reported | 265,616 | No | Form 4 |
| Mensah Bernard APresident, International | Mar 1 | Mar 3 | D | 1,432 | $49.83 | $71,357 | 264,184 | No | Form 4 |
| Mensah Bernard APresident, International | Mar 1 | Mar 3 | M · derivative | 1,432 | not reported | not reported | not reported | No | Form 4 |
| Mensah Bernard APresident, International | Mar 1 | Mar 3 | M · derivative | 17,521 | not reported | not reported | 70,087 | No | Form 4 |
| Mensah Bernard APresident, International | Mar 1 | Mar 3 | M · derivative | 17,521 | not reported | not reported | 17,521 | No | Form 4 |
| Mogensen Lauren AGlobal General Counsel | Mar 1 | Mar 3 | M | 47,877 | not reported | not reported | 599,124 | No | Form 4 |
| Mogensen Lauren AGlobal General Counsel | Mar 1 | Mar 3 | F | 23,199 | $49.83 | $1,156,006 | 575,925 | No | Form 4 |
| Mogensen Lauren AGlobal General Counsel | Mar 1 | Mar 3 | M · derivative | 47,877 | not reported | not reported | not reported | No | Form 4 |
| Nguyen Thong MVice Chair, Gl Stra & Ent Plat | Mar 1 | Mar 3 | M | 99,917 | not reported | not reported | 418,992 | No | Form 4 |
| Nguyen Thong MVice Chair, Gl Stra & Ent Plat | Mar 1 | Mar 3 | F | 55,165 | $49.83 | $2,748,872 | 363,827 | No | Form 4 |
| Nguyen Thong MVice Chair, Gl Stra & Ent Plat | Mar 1 | Mar 3 | M · derivative | 99,917 | not reported | not reported | not reported | No | Form 4 |
| Scrivener Thomas MChief Operations Executive | Mar 1 | Mar 3 | M | 37,469 | not reported | not reported | 294,466 | No | Form 4 |
| Scrivener Thomas MChief Operations Executive | Mar 1 | Mar 3 | F | 16,493 | $49.83 | $821,846 | 277,973 | No | Form 4 |
| Scrivener Thomas MChief Operations Executive | Mar 1 | Mar 3 | M · derivative | 37,469 | not reported | not reported | not reported | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Mar 1 | Mar 3 | M | 87,428 | not reported | not reported | 946,579 | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Mar 1 | Mar 3 | F | 42,518 | $49.83 | $2,118,672 | 904,061 | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Mar 1 | Mar 3 | M · derivative | 87,428 | not reported | not reported | not reported | No | Form 4 |
| Borthwick Alastair MExecutive Vice President & CFO | Feb 27 | Mar 3 | G | 32,000 | $0.00 | $0 | 395,843 | No | Form 4 |
| Borthwick Alastair MExecutive Vice President & CFO | Feb 27 | Mar 3 | S | 68,000 | $50.24 | Sale −$3,416,320 | 327,843 | No | Form 4 |
| Moynihan Brian TChair and CEO | Feb 15 | Feb 18 | M | 31,705 | not reported | not reported | 2,453,018 | No | Form 4 |
| Moynihan Brian TChair and CEO | Feb 15 | Feb 18 | F | 15,276 | $52.55 | $802,754 | 2,437,742 | No | Form 4 |
| Moynihan Brian TChair and CEO | Feb 15 | Feb 18 | M | 39,550 | not reported | not reported | 2,477,292 | No | Form 4 |
| Moynihan Brian TChair and CEO | Feb 15 | Feb 18 | F | 19,311 | $52.55 | $1,014,793 | 2,457,981 | No | Form 4 |
| Moynihan Brian TChair and CEO | Feb 15 | Feb 18 | M | 41,366 | not reported | not reported | 2,499,347 | No | Form 4 |
| Moynihan Brian TChair and CEO | Feb 15 | Feb 18 | F | 20,205 | $52.55 | $1,061,773 | 2,479,142 | No | Form 4 |
| Moynihan Brian TChair and CEO | Feb 15 | Feb 18 | M | 17,892 | not reported | not reported | 2,497,034 | No | Form 4 |
| Moynihan Brian TChair and CEO | Feb 15 | Feb 18 | D | 17,892 | $52.55 | $940,225 | 2,479,142 | No | Form 4 |
| Moynihan Brian TChair and CEO | Feb 15 | Feb 18 | M | 35,783 | not reported | not reported | 2,514,925 | No | Form 4 |
| Moynihan Brian TChair and CEO | Feb 15 | Feb 18 | F | 17,489 | $52.55 | $919,047 | 2,497,436 | No | Form 4 |
| Moynihan Brian TChair and CEO | Feb 15 | Feb 18 | M · derivative | 31,705 | not reported | not reported | not reported | No | Form 4 |
| Moynihan Brian TChair and CEO | Feb 15 | Feb 18 | M · derivative | 39,550 | not reported | not reported | 39,551 | No | Form 4 |
| Moynihan Brian TChair and CEO | Feb 15 | Feb 18 | M · derivative | 41,366 | not reported | not reported | 82,732 | No | Form 4 |
| Moynihan Brian TChair and CEO | Feb 15 | Feb 18 | M · derivative | 17,892 | not reported | not reported | not reported | No | Form 4 |
| Moynihan Brian TChair and CEO | Feb 15 | Feb 18 | M · derivative | 35,783 | not reported | not reported | 107,349 | No | Form 4 |
| Athanasia Dean CCo-President | Feb 15 | Feb 18 | M | 21,830 | not reported | not reported | 580,499 | No | Form 4 |
| Athanasia Dean CCo-President | Feb 15 | Feb 18 | F | 10,553 | $52.55 | $554,560 | 569,946 | No | Form 4 |
| Athanasia Dean CCo-President | Feb 15 | Feb 18 | M | 75,000 | not reported | not reported | 644,946 | No | Form 4 |
| Athanasia Dean CCo-President | Feb 15 | Feb 18 | F | 36,353 | $52.55 | $1,910,350 | 608,593 | No | Form 4 |
| Athanasia Dean CCo-President | Feb 15 | Feb 18 | M | 26,853 | not reported | not reported | 635,446 | No | Form 4 |
| Athanasia Dean CCo-President | Feb 15 | Feb 18 | F | 13,007 | $52.55 | $683,518 | 622,439 | No | Form 4 |
| Athanasia Dean CCo-President | Feb 15 | Feb 18 | M | 17,769 | not reported | not reported | 640,208 | No | Form 4 |
| Athanasia Dean CCo-President | Feb 15 | Feb 18 | F | 8,596 | $52.55 | $451,720 | 631,612 | No | Form 4 |
| Athanasia Dean CCo-President | Feb 15 | Feb 18 | M | 17,769 | not reported | not reported | 649,381 | No | Form 4 |
| Athanasia Dean CCo-President | Feb 15 | Feb 18 | D | 17,769 | $52.55 | $933,761 | 631,612 | No | Form 4 |
| Athanasia Dean CCo-President | Feb 15 | Feb 18 | M | 15,888 | not reported | not reported | 647,500 | No | Form 4 |
| Athanasia Dean CCo-President | Feb 15 | Feb 18 | F | 7,675 | $52.55 | $403,321 | 639,825 | No | Form 4 |
| Athanasia Dean CCo-President | Feb 15 | Feb 18 | M | 15,888 | not reported | not reported | 655,713 | No | Form 4 |
| Athanasia Dean CCo-President | Feb 15 | Feb 18 | D | 15,888 | $52.55 | $834,914 | 639,825 | No | Form 4 |
| Athanasia Dean CCo-President | Feb 15 | Feb 18 | M · derivative | 21,830 | not reported | not reported | not reported | No | Form 4 |
| Athanasia Dean CCo-President | Feb 15 | Feb 18 | M · derivative | 75,000 | not reported | not reported | not reported | No | Form 4 |
| Athanasia Dean CCo-President | Feb 15 | Feb 18 | M · derivative | 26,853 | not reported | not reported | 26,853 | No | Form 4 |
| Athanasia Dean CCo-President | Feb 15 | Feb 18 | M · derivative | 17,769 | not reported | not reported | 35,538 | No | Form 4 |
| Athanasia Dean CCo-President | Feb 15 | Feb 18 | M · derivative | 17,769 | not reported | not reported | 35,537 | No | Form 4 |
| Athanasia Dean CCo-President | Feb 15 | Feb 18 | M · derivative | 15,888 | not reported | not reported | 47,667 | No | Form 4 |
| Athanasia Dean CCo-President | Feb 15 | Feb 18 | M · derivative | 15,888 | not reported | not reported | 47,667 | No | Form 4 |
| Borthwick Alastair MExecutive Vice President & CFO | Feb 15 | Feb 18 | M | 16,113 | not reported | not reported | 404,213 | No | Form 4 |
| Borthwick Alastair MExecutive Vice President & CFO | Feb 15 | Feb 18 | F | 8,911 | $52.55 | $468,273 | 395,302 | No | Form 4 |
| Borthwick Alastair MExecutive Vice President & CFO | Feb 15 | Feb 18 | M | 25,000 | not reported | not reported | 420,302 | No | Form 4 |
| Borthwick Alastair MExecutive Vice President & CFO | Feb 15 | Feb 18 | F | 13,826 | $52.55 | $726,556 | 406,476 | No | Form 4 |
| Borthwick Alastair MExecutive Vice President & CFO | Feb 15 | Feb 18 | M | 19,775 | not reported | not reported | 426,251 | No | Form 4 |
| Borthwick Alastair MExecutive Vice President & CFO | Feb 15 | Feb 18 | F | 10,936 | $52.55 | $574,687 | 415,315 | No | Form 4 |
| Borthwick Alastair MExecutive Vice President & CFO | Feb 15 | Feb 18 | M | 14,478 | not reported | not reported | 429,793 | No | Form 4 |
| Borthwick Alastair MExecutive Vice President & CFO | Feb 15 | Feb 18 | F | 8,007 | $52.55 | $420,768 | 421,786 | No | Form 4 |
| Borthwick Alastair MExecutive Vice President & CFO | Feb 15 | Feb 18 | M | 14,478 | not reported | not reported | 436,264 | No | Form 4 |
| Borthwick Alastair MExecutive Vice President & CFO | Feb 15 | Feb 18 | D | 14,478 | $52.55 | $760,819 | 421,786 | No | Form 4 |
| Borthwick Alastair MExecutive Vice President & CFO | Feb 15 | Feb 18 | M | 13,552 | not reported | not reported | 435,338 | No | Form 4 |
| Borthwick Alastair MExecutive Vice President & CFO | Feb 15 | Feb 18 | F | 7,495 | $52.55 | $393,862 | 427,843 | No | Form 4 |
| Borthwick Alastair MExecutive Vice President & CFO | Feb 15 | Feb 18 | M | 13,552 | not reported | not reported | 441,395 | No | Form 4 |
| Borthwick Alastair MExecutive Vice President & CFO | Feb 15 | Feb 18 | D | 13,552 | $52.55 | $712,158 | 427,843 | No | Form 4 |
| Borthwick Alastair MExecutive Vice President & CFO | Feb 15 | Feb 18 | M · derivative | 16,113 | not reported | not reported | not reported | No | Form 4 |
| Borthwick Alastair MExecutive Vice President & CFO | Feb 15 | Feb 18 | M · derivative | 25,000 | not reported | not reported | not reported | No | Form 4 |
| Borthwick Alastair MExecutive Vice President & CFO | Feb 15 | Feb 18 | M · derivative | 19,775 | not reported | not reported | 19,776 | No | Form 4 |
| Borthwick Alastair MExecutive Vice President & CFO | Feb 15 | Feb 18 | M · derivative | 14,478 | not reported | not reported | 28,957 | No | Form 4 |
| Borthwick Alastair MExecutive Vice President & CFO | Feb 15 | Feb 18 | M · derivative | 14,478 | not reported | not reported | 28,956 | No | Form 4 |
| Borthwick Alastair MExecutive Vice President & CFO | Feb 15 | Feb 18 | M · derivative | 13,552 | not reported | not reported | 40,657 | No | Form 4 |
| Borthwick Alastair MExecutive Vice President & CFO | Feb 15 | Feb 18 | M · derivative | 13,552 | not reported | not reported | 40,657 | No | Form 4 |
| Bronstein Sheri B.Chief People Officer | Feb 15 | Feb 18 | M | 7,953 | not reported | not reported | 332,575 | No | Form 4 |
| Bronstein Sheri B.Chief People Officer | Feb 15 | Feb 18 | F | 4,080 | $52.55 | $214,404 | 328,495 | No | Form 4 |
| Bronstein Sheri B.Chief People Officer | Feb 15 | Feb 18 | M | 75,000 | not reported | not reported | 403,495 | No | Form 4 |
| Bronstein Sheri B.Chief People Officer | Feb 15 | Feb 18 | F | 38,375 | $52.55 | $2,016,606 | 365,120 | No | Form 4 |
| Bronstein Sheri B.Chief People Officer | Feb 15 | Feb 18 | M | 9,888 | not reported | not reported | 375,008 | No | Form 4 |
| Bronstein Sheri B.Chief People Officer | Feb 15 | Feb 18 | F | 5,070 | $52.55 | $266,429 | 369,938 | No | Form 4 |
| Bronstein Sheri B.Chief People Officer | Feb 15 | Feb 18 | M | 6,910 | not reported | not reported | 376,848 | No | Form 4 |
| Bronstein Sheri B.Chief People Officer | Feb 15 | Feb 18 | F | 3,547 | $52.55 | $186,395 | 373,301 | No | Form 4 |
| Bronstein Sheri B.Chief People Officer | Feb 15 | Feb 18 | M | 6,910 | not reported | not reported | 380,211 | No | Form 4 |
| Bronstein Sheri B.Chief People Officer | Feb 15 | Feb 18 | D | 6,910 | $52.55 | $363,121 | 373,301 | No | Form 4 |
| Bronstein Sheri B.Chief People Officer | Feb 15 | Feb 18 | M | 6,308 | not reported | not reported | 379,609 | No | Form 4 |
| Bronstein Sheri B.Chief People Officer | Feb 15 | Feb 18 | F | 3,239 | $52.55 | $170,209 | 376,370 | No | Form 4 |
| Bronstein Sheri B.Chief People Officer | Feb 15 | Feb 18 | M | 6,308 | not reported | not reported | 382,678 | No | Form 4 |
| Bronstein Sheri B.Chief People Officer | Feb 15 | Feb 18 | D | 6,308 | $52.55 | $331,485 | 376,370 | No | Form 4 |
| Bronstein Sheri B.Chief People Officer | Feb 15 | Feb 18 | M · derivative | 7,953 | not reported | not reported | not reported | No | Form 4 |
| Bronstein Sheri B.Chief People Officer | Feb 15 | Feb 18 | M · derivative | 75,000 | not reported | not reported | not reported | No | Form 4 |
| Bronstein Sheri B.Chief People Officer | Feb 15 | Feb 18 | M · derivative | 9,888 | not reported | not reported | 9,888 | No | Form 4 |
| Bronstein Sheri B.Chief People Officer | Feb 15 | Feb 18 | M · derivative | 6,910 | not reported | not reported | 13,820 | No | Form 4 |
| Bronstein Sheri B.Chief People Officer | Feb 15 | Feb 18 | M · derivative | 6,910 | not reported | not reported | 13,820 | No | Form 4 |
| Bronstein Sheri B.Chief People Officer | Feb 15 | Feb 18 | M · derivative | 6,308 | not reported | not reported | 18,927 | No | Form 4 |
| Bronstein Sheri B.Chief People Officer | Feb 15 | Feb 18 | M · derivative | 6,308 | not reported | not reported | 18,927 | No | Form 4 |
| DeMare James PCo-President | Feb 15 | Feb 18 | M | 63,064 | not reported | not reported | 286,471 | No | Form 4 |
| DeMare James PCo-President | Feb 15 | Feb 18 | F | 34,875 | $52.55 | $1,832,681 | 251,596 | No | Form 4 |
| DeMare James PCo-President | Feb 15 | Feb 18 | M | 37,469 | not reported | not reported | 289,065 | No | Form 4 |
| DeMare James PCo-President | Feb 15 | Feb 18 | F | 20,721 | $52.55 | $1,088,889 | 268,344 | No | Form 4 |
| DeMare James PCo-President | Feb 15 | Feb 18 | M | 75,000 | not reported | not reported | 343,344 | No | Form 4 |
| DeMare James PCo-President | Feb 15 | Feb 18 | F | 41,476 | $52.55 | $2,179,564 | 301,868 | No | Form 4 |
| DeMare James PCo-President | Feb 15 | Feb 18 | M | 26,324 | not reported | not reported | 328,192 | No | Form 4 |
| DeMare James PCo-President | Feb 15 | Feb 18 | F | 14,558 | $52.55 | $765,023 | 313,634 | No | Form 4 |
| DeMare James PCo-President | Feb 15 | Feb 18 | M | 26,324 | not reported | not reported | 339,958 | No | Form 4 |
| DeMare James PCo-President | Feb 15 | Feb 18 | D | 26,324 | $52.55 | $1,383,326 | 313,634 | No | Form 4 |
| DeMare James PCo-President | Feb 15 | Feb 18 | M | 23,365 | not reported | not reported | 336,999 | No | Form 4 |
| DeMare James PCo-President | Feb 15 | Feb 18 | F | 12,921 | $52.55 | $678,999 | 324,078 | No | Form 4 |
| DeMare James PCo-President | Feb 15 | Feb 18 | M | 23,365 | not reported | not reported | 347,443 | No | Form 4 |
| DeMare James PCo-President | Feb 15 | Feb 18 | D | 23,365 | $52.55 | $1,227,831 | 324,078 | No | Form 4 |
| DeMare James PCo-President | Feb 15 | Feb 18 | M · derivative | 63,064 | not reported | not reported | not reported | No | Form 4 |
| DeMare James PCo-President | Feb 15 | Feb 18 | M · derivative | 37,469 | not reported | not reported | 37,469 | No | Form 4 |
| DeMare James PCo-President | Feb 15 | Feb 18 | M · derivative | 75,000 | not reported | not reported | 75,000 | No | Form 4 |
| DeMare James PCo-President | Feb 15 | Feb 18 | M · derivative | 26,324 | not reported | not reported | 52,648 | No | Form 4 |
| DeMare James PCo-President | Feb 15 | Feb 18 | M · derivative | 26,324 | not reported | not reported | 52,648 | No | Form 4 |
| DeMare James PCo-President | Feb 15 | Feb 18 | M · derivative | 23,365 | not reported | not reported | 70,098 | No | Form 4 |
| DeMare James PCo-President | Feb 15 | Feb 18 | M · derivative | 23,365 | not reported | not reported | 70,098 | No | Form 4 |
| Gopalkrishnan HariChief Tech & Info Officer | Feb 15 | Feb 18 | M | 10,798 | not reported | not reported | 13,470 | No | Form 4 |
| Gopalkrishnan HariChief Tech & Info Officer | Feb 15 | Feb 18 | F | 5,496 | $52.55 | $288,815 | 7,974 | No | Form 4 |
| Gopalkrishnan HariChief Tech & Info Officer | Feb 15 | Feb 18 | M | 25,000 | not reported | not reported | 32,974 | No | Form 4 |
| Gopalkrishnan HariChief Tech & Info Officer | Feb 15 | Feb 18 | F | 12,760 | $52.55 | $670,538 | 20,214 | No | Form 4 |
| Gopalkrishnan HariChief Tech & Info Officer | Feb 15 | Feb 18 | M | 2,703 | not reported | not reported | 22,917 | No | Form 4 |
| Gopalkrishnan HariChief Tech & Info Officer | Feb 15 | Feb 18 | F | 1,355 | $52.55 | $71,205 | 21,562 | No | Form 4 |
| Gopalkrishnan HariChief Tech & Info Officer | Feb 15 | Feb 18 | M | 23,938 | not reported | not reported | 45,500 | No | Form 4 |
| Gopalkrishnan HariChief Tech & Info Officer | Feb 15 | Feb 18 | F | 12,217 | $52.55 | $642,003 | 33,283 | No | Form 4 |
| Gopalkrishnan HariChief Tech & Info Officer | Feb 15 | Feb 18 | M | 20,000 | not reported | not reported | 53,283 | No | Form 4 |
| Gopalkrishnan HariChief Tech & Info Officer | Feb 15 | Feb 18 | F | 10,202 | $52.55 | $536,115 | 43,081 | No | Form 4 |
| Gopalkrishnan HariChief Tech & Info Officer | Feb 15 | Feb 18 | M | 26,230 | not reported | not reported | 69,311 | No | Form 4 |
| Gopalkrishnan HariChief Tech & Info Officer | Feb 15 | Feb 18 | F | 13,389 | $52.55 | $703,592 | 55,922 | No | Form 4 |
| Gopalkrishnan HariChief Tech & Info Officer | Feb 15 | Feb 18 | M | 19,814 | not reported | not reported | 75,736 | No | Form 4 |
| Gopalkrishnan HariChief Tech & Info Officer | Feb 15 | Feb 18 | F | 10,108 | $52.55 | $531,175 | 65,628 | No | Form 4 |
| Gopalkrishnan HariChief Tech & Info Officer | Feb 15 | Feb 18 | M · derivative | 10,798 | not reported | not reported | not reported | No | Form 4 |
| Gopalkrishnan HariChief Tech & Info Officer | Feb 15 | Feb 18 | M · derivative | 25,000 | not reported | not reported | not reported | No | Form 4 |
| Gopalkrishnan HariChief Tech & Info Officer | Feb 15 | Feb 18 | M · derivative | 2,703 | not reported | not reported | not reported | No | Form 4 |
| Gopalkrishnan HariChief Tech & Info Officer | Feb 15 | Feb 18 | M · derivative | 23,938 | not reported | not reported | 23,939 | No | Form 4 |
| Gopalkrishnan HariChief Tech & Info Officer | Feb 15 | Feb 18 | M · derivative | 20,000 | not reported | not reported | 20,000 | No | Form 4 |
| Gopalkrishnan HariChief Tech & Info Officer | Feb 15 | Feb 18 | M · derivative | 26,230 | not reported | not reported | 52,460 | No | Form 4 |
| Gopalkrishnan HariChief Tech & Info Officer | Feb 15 | Feb 18 | M · derivative | 19,814 | not reported | not reported | 59,443 | No | Form 4 |
| Greener Geoffrey SChief Risk Officer | Feb 15 | Feb 18 | M | 21,830 | not reported | not reported | 1,395,269 | No | Form 4 |
| Greener Geoffrey SChief Risk Officer | Feb 15 | Feb 18 | F | 11,144 | $52.55 | $585,617 | 1,384,125 | No | Form 4 |
| Greener Geoffrey SChief Risk Officer | Feb 15 | Feb 18 | M | 75,000 | not reported | not reported | 1,459,125 | No | Form 4 |
| Greener Geoffrey SChief Risk Officer | Feb 15 | Feb 18 | F | 38,335 | $52.55 | $2,014,504 | 1,420,790 | No | Form 4 |
| Greener Geoffrey SChief Risk Officer | Feb 15 | Feb 18 | M | 26,853 | not reported | not reported | 1,447,643 | No | Form 4 |
| Greener Geoffrey SChief Risk Officer | Feb 15 | Feb 18 | F | 13,709 | $52.55 | $720,408 | 1,433,934 | No | Form 4 |
| Greener Geoffrey SChief Risk Officer | Feb 15 | Feb 18 | M | 14,478 | not reported | not reported | 1,448,412 | No | Form 4 |
| Greener Geoffrey SChief Risk Officer | Feb 15 | Feb 18 | F | 7,392 | $52.55 | $388,450 | 1,441,020 | No | Form 4 |
| Greener Geoffrey SChief Risk Officer | Feb 15 | Feb 18 | M | 14,478 | not reported | not reported | 1,455,498 | No | Form 4 |
| Greener Geoffrey SChief Risk Officer | Feb 15 | Feb 18 | D | 14,478 | $52.55 | $760,819 | 1,441,020 | No | Form 4 |
| Greener Geoffrey SChief Risk Officer | Feb 15 | Feb 18 | M | 13,552 | not reported | not reported | 1,454,572 | No | Form 4 |
| Greener Geoffrey SChief Risk Officer | Feb 15 | Feb 18 | F | 6,919 | $52.55 | $363,593 | 1,447,653 | No | Form 4 |
| Greener Geoffrey SChief Risk Officer | Feb 15 | Feb 18 | M | 13,552 | not reported | not reported | 1,461,205 | No | Form 4 |
| Greener Geoffrey SChief Risk Officer | Feb 15 | Feb 18 | D | 13,552 | $52.55 | $712,158 | 1,447,653 | No | Form 4 |
| Greener Geoffrey SChief Risk Officer | Feb 15 | Feb 18 | M · derivative | 21,830 | not reported | not reported | not reported | No | Form 4 |
| Greener Geoffrey SChief Risk Officer | Feb 15 | Feb 18 | M · derivative | 75,000 | not reported | not reported | not reported | No | Form 4 |
| Greener Geoffrey SChief Risk Officer | Feb 15 | Feb 18 | M · derivative | 26,853 | not reported | not reported | 26,853 | No | Form 4 |
| Greener Geoffrey SChief Risk Officer | Feb 15 | Feb 18 | M · derivative | 14,478 | not reported | not reported | 28,957 | No | Form 4 |
| Greener Geoffrey SChief Risk Officer | Feb 15 | Feb 18 | M · derivative | 14,478 | not reported | not reported | 28,956 | No | Form 4 |
| Greener Geoffrey SChief Risk Officer | Feb 15 | Feb 18 | M · derivative | 13,552 | not reported | not reported | 40,657 | No | Form 4 |
| Greener Geoffrey SChief Risk Officer | Feb 15 | Feb 18 | M · derivative | 13,552 | not reported | not reported | 40,657 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M | 25,346 | not reported | not reported | 194,935 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | F | 11,913 | $52.55 | $626,028 | 183,022 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M | 29,763 | not reported | not reported | 212,785 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | F | 13,989 | $52.55 | $735,122 | 198,796 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M | 18,000 | not reported | not reported | 216,796 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | F | 8,460 | $52.55 | $444,573 | 208,336 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M | 24,966 | not reported | not reported | 233,302 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | F | 11,735 | $52.55 | $616,674 | 221,567 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M | 14,190 | not reported | not reported | 235,757 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | F | 6,670 | $52.55 | $350,509 | 229,087 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M | 16,435 | not reported | not reported | 245,522 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | F | 7,725 | $52.55 | $405,949 | 237,797 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M | 10,000 | not reported | not reported | 247,797 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | F | 4,700 | $52.55 | $246,985 | 243,097 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M | 12,000 | not reported | not reported | 255,097 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | D | 12,000 | $52.55 | $630,600 | 243,097 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M | 29,787 | not reported | not reported | 272,884 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | F | 14,000 | $52.55 | $735,700 | 258,884 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M | 10,000 | not reported | not reported | 268,884 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | F | 4,700 | $52.55 | $246,985 | 264,184 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M · derivative | 25,346 | not reported | not reported | not reported | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M · derivative | 29,764 | not reported | not reported | not reported | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M · derivative | 29,764 | not reported | not reported | 59,527 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M · derivative | 29,763 | not reported | not reported | 29,764 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M · derivative | 18,000 | not reported | not reported | 36,000 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M · derivative | 18,000 | not reported | not reported | 36,000 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M · derivative | 18,000 | not reported | not reported | 18,000 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M · derivative | 24,966 | not reported | not reported | 24,966 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M · derivative | 24,966 | not reported | not reported | 49,932 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M · derivative | 24,966 | not reported | not reported | 24,966 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M · derivative | 14,191 | not reported | not reported | 28,381 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M · derivative | 14,191 | not reported | not reported | 28,381 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M · derivative | 14,190 | not reported | not reported | 14,191 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M · derivative | 16,435 | not reported | not reported | 32,871 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M · derivative | 16,435 | not reported | not reported | 32,870 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M · derivative | 16,435 | not reported | not reported | 16,435 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M · derivative | 10,000 | not reported | not reported | 20,000 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M · derivative | 10,000 | not reported | not reported | 20,000 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M · derivative | 10,000 | not reported | not reported | 10,000 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M · derivative | 12,000 | not reported | not reported | 36,000 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M · derivative | 12,000 | not reported | not reported | 24,000 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M · derivative | 12,000 | not reported | not reported | 12,000 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M · derivative | 29,788 | not reported | not reported | 89,364 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M · derivative | 29,788 | not reported | not reported | 59,575 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M · derivative | 29,787 | not reported | not reported | 29,788 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M · derivative | 10,000 | not reported | not reported | 30,000 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M · derivative | 10,000 | not reported | not reported | 20,000 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M · derivative | 10,000 | not reported | not reported | 10,000 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M · derivative | 17,521 | not reported | not reported | 70,087 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 15 | Feb 18 | M · derivative | 17,521 | not reported | not reported | 17,521 | No | Form 4 |
| Mogensen Lauren AGlobal General Counsel | Feb 15 | Feb 18 | M | 17,477 | not reported | not reported | 519,266 | No | Form 4 |
| Mogensen Lauren AGlobal General Counsel | Feb 15 | Feb 18 | F | 8,451 | $52.55 | $444,100 | 510,815 | No | Form 4 |
| Mogensen Lauren AGlobal General Counsel | Feb 15 | Feb 18 | M | 50,000 | not reported | not reported | 560,815 | No | Form 4 |
| Mogensen Lauren AGlobal General Counsel | Feb 15 | Feb 18 | F | 24,238 | $52.55 | $1,273,707 | 536,577 | No | Form 4 |
| Mogensen Lauren AGlobal General Counsel | Feb 15 | Feb 18 | M | 11,969 | not reported | not reported | 548,546 | No | Form 4 |
| Mogensen Lauren AGlobal General Counsel | Feb 15 | Feb 18 | F | 5,776 | $52.55 | $303,529 | 542,770 | No | Form 4 |
| Mogensen Lauren AGlobal General Counsel | Feb 15 | Feb 18 | M | 7,897 | not reported | not reported | 550,667 | No | Form 4 |
| Mogensen Lauren AGlobal General Counsel | Feb 15 | Feb 18 | F | 3,799 | $52.55 | $199,637 | 546,868 | No | Form 4 |
| Mogensen Lauren AGlobal General Counsel | Feb 15 | Feb 18 | M | 7,897 | not reported | not reported | 554,765 | No | Form 4 |
| Mogensen Lauren AGlobal General Counsel | Feb 15 | Feb 18 | D | 7,897 | $52.55 | $414,987 | 546,868 | No | Form 4 |
| Mogensen Lauren AGlobal General Counsel | Feb 15 | Feb 18 | M | 8,411 | not reported | not reported | 555,279 | No | Form 4 |
| Mogensen Lauren AGlobal General Counsel | Feb 15 | Feb 18 | F | 4,032 | $52.55 | $211,882 | 551,247 | No | Form 4 |
| Mogensen Lauren AGlobal General Counsel | Feb 15 | Feb 18 | M | 8,411 | not reported | not reported | 559,658 | No | Form 4 |
| Mogensen Lauren AGlobal General Counsel | Feb 15 | Feb 18 | D | 8,411 | $52.55 | $441,998 | 551,247 | No | Form 4 |
| Mogensen Lauren AGlobal General Counsel | Feb 15 | Feb 18 | M · derivative | 17,477 | not reported | not reported | not reported | No | Form 4 |
| Mogensen Lauren AGlobal General Counsel | Feb 15 | Feb 18 | M · derivative | 50,000 | not reported | not reported | not reported | No | Form 4 |
| Mogensen Lauren AGlobal General Counsel | Feb 15 | Feb 18 | M · derivative | 11,969 | not reported | not reported | 11,970 | No | Form 4 |
| Mogensen Lauren AGlobal General Counsel | Feb 15 | Feb 18 | M · derivative | 7,897 | not reported | not reported | 15,795 | No | Form 4 |
| Mogensen Lauren AGlobal General Counsel | Feb 15 | Feb 18 | M · derivative | 7,897 | not reported | not reported | 15,794 | No | Form 4 |
| Mogensen Lauren AGlobal General Counsel | Feb 15 | Feb 18 | M · derivative | 8,411 | not reported | not reported | 25,236 | No | Form 4 |
| Mogensen Lauren AGlobal General Counsel | Feb 15 | Feb 18 | M · derivative | 8,411 | not reported | not reported | 25,236 | No | Form 4 |
| Nguyen Thong MVice Chair, Gl Stra & Ent Plat | Feb 15 | Feb 18 | M | 20,271 | not reported | not reported | 268,287 | No | Form 4 |
| Nguyen Thong MVice Chair, Gl Stra & Ent Plat | Feb 15 | Feb 18 | F | 10,016 | $52.55 | $526,341 | 258,271 | No | Form 4 |
| Nguyen Thong MVice Chair, Gl Stra & Ent Plat | Feb 15 | Feb 18 | M | 75,000 | not reported | not reported | 333,271 | No | Form 4 |
| Nguyen Thong MVice Chair, Gl Stra & Ent Plat | Feb 15 | Feb 18 | F | 37,057 | $52.55 | $1,947,345 | 296,214 | No | Form 4 |
| Nguyen Thong MVice Chair, Gl Stra & Ent Plat | Feb 15 | Feb 18 | M | 24,979 | not reported | not reported | 321,193 | No | Form 4 |
| Nguyen Thong MVice Chair, Gl Stra & Ent Plat | Feb 15 | Feb 18 | F | 12,335 | $52.55 | $648,204 | 308,858 | No | Form 4 |
| Nguyen Thong MVice Chair, Gl Stra & Ent Plat | Feb 15 | Feb 18 | M | 11,846 | not reported | not reported | 320,704 | No | Form 4 |
| Nguyen Thong MVice Chair, Gl Stra & Ent Plat | Feb 15 | Feb 18 | F | 5,865 | $52.55 | $308,206 | 314,839 | No | Form 4 |
| Nguyen Thong MVice Chair, Gl Stra & Ent Plat | Feb 15 | Feb 18 | M | 11,846 | not reported | not reported | 326,685 | No | Form 4 |
| Nguyen Thong MVice Chair, Gl Stra & Ent Plat | Feb 15 | Feb 18 | D | 11,846 | $52.55 | $622,507 | 314,839 | No | Form 4 |
| Nguyen Thong MVice Chair, Gl Stra & Ent Plat | Feb 15 | Feb 18 | M | 8,411 | not reported | not reported | 323,250 | No | Form 4 |
| Nguyen Thong MVice Chair, Gl Stra & Ent Plat | Feb 15 | Feb 18 | F | 4,175 | $52.55 | $219,396 | 319,075 | No | Form 4 |
| Nguyen Thong MVice Chair, Gl Stra & Ent Plat | Feb 15 | Feb 18 | M | 8,411 | not reported | not reported | 327,486 | No | Form 4 |
| Nguyen Thong MVice Chair, Gl Stra & Ent Plat | Feb 15 | Feb 18 | D | 8,411 | $52.55 | $441,998 | 319,075 | No | Form 4 |
| Nguyen Thong MVice Chair, Gl Stra & Ent Plat | Feb 15 | Feb 18 | M · derivative | 20,271 | not reported | not reported | not reported | No | Form 4 |
| Nguyen Thong MVice Chair, Gl Stra & Ent Plat | Feb 15 | Feb 18 | M · derivative | 75,000 | not reported | not reported | not reported | No | Form 4 |
| Nguyen Thong MVice Chair, Gl Stra & Ent Plat | Feb 15 | Feb 18 | M · derivative | 24,979 | not reported | not reported | 24,980 | No | Form 4 |
| Nguyen Thong MVice Chair, Gl Stra & Ent Plat | Feb 15 | Feb 18 | M · derivative | 11,846 | not reported | not reported | 23,692 | No | Form 4 |
| Nguyen Thong MVice Chair, Gl Stra & Ent Plat | Feb 15 | Feb 18 | M · derivative | 11,846 | not reported | not reported | 23,692 | No | Form 4 |
| Nguyen Thong MVice Chair, Gl Stra & Ent Plat | Feb 15 | Feb 18 | M · derivative | 8,411 | not reported | not reported | 25,236 | No | Form 4 |
| Nguyen Thong MVice Chair, Gl Stra & Ent Plat | Feb 15 | Feb 18 | M · derivative | 8,411 | not reported | not reported | 25,236 | No | Form 4 |
| Okpara JohnbullChief Accounting Officer | Feb 15 | Feb 18 | M | 29,908 | not reported | not reported | 43,018 | No | Form 4 |
| Okpara JohnbullChief Accounting Officer | Feb 15 | Feb 18 | F | 15,269 | $52.55 | $802,386 | 27,749 | No | Form 4 |
| Okpara JohnbullChief Accounting Officer | Feb 15 | Feb 18 | M · derivative | 29,908 | not reported | not reported | 89,725 | No | Form 4 |
| Scrivener Thomas MChief Operations Executive | Feb 15 | Feb 18 | M | 15,528 | not reported | not reported | 223,059 | No | Form 4 |
| Scrivener Thomas MChief Operations Executive | Feb 15 | Feb 18 | F | 6,814 | $52.55 | $358,076 | 216,245 | No | Form 4 |
| Scrivener Thomas MChief Operations Executive | Feb 15 | Feb 18 | M | 50,000 | not reported | not reported | 266,245 | No | Form 4 |
| Scrivener Thomas MChief Operations Executive | Feb 15 | Feb 18 | F | 21,939 | $52.55 | $1,152,894 | 244,306 | No | Form 4 |
| Scrivener Thomas MChief Operations Executive | Feb 15 | Feb 18 | M | 9,367 | not reported | not reported | 253,673 | No | Form 4 |
| Scrivener Thomas MChief Operations Executive | Feb 15 | Feb 18 | F | 4,124 | $52.55 | $216,716 | 249,549 | No | Form 4 |
| Scrivener Thomas MChief Operations Executive | Feb 15 | Feb 18 | M | 7,239 | not reported | not reported | 256,788 | No | Form 4 |
| Scrivener Thomas MChief Operations Executive | Feb 15 | Feb 18 | F | 3,190 | $52.55 | $167,635 | 253,598 | No | Form 4 |
| Scrivener Thomas MChief Operations Executive | Feb 15 | Feb 18 | M | 7,239 | not reported | not reported | 260,837 | No | Form 4 |
| Scrivener Thomas MChief Operations Executive | Feb 15 | Feb 18 | D | 7,239 | $52.55 | $380,409 | 253,598 | No | Form 4 |
| Scrivener Thomas MChief Operations Executive | Feb 15 | Feb 18 | M | 6,075 | not reported | not reported | 259,673 | No | Form 4 |
| Scrivener Thomas MChief Operations Executive | Feb 15 | Feb 18 | F | 2,676 | $52.55 | $140,624 | 256,997 | No | Form 4 |
| Scrivener Thomas MChief Operations Executive | Feb 15 | Feb 18 | M | 6,075 | not reported | not reported | 263,072 | No | Form 4 |
| Scrivener Thomas MChief Operations Executive | Feb 15 | Feb 18 | D | 6,075 | $52.55 | $319,241 | 256,997 | No | Form 4 |
| Scrivener Thomas MChief Operations Executive | Feb 15 | Feb 18 | M · derivative | 15,528 | not reported | not reported | not reported | No | Form 4 |
| Scrivener Thomas MChief Operations Executive | Feb 15 | Feb 18 | M · derivative | 50,000 | not reported | not reported | not reported | No | Form 4 |
| Scrivener Thomas MChief Operations Executive | Feb 15 | Feb 18 | M · derivative | 9,367 | not reported | not reported | 9,368 | No | Form 4 |
| Scrivener Thomas MChief Operations Executive | Feb 15 | Feb 18 | M · derivative | 7,239 | not reported | not reported | 14,479 | No | Form 4 |
| Scrivener Thomas MChief Operations Executive | Feb 15 | Feb 18 | M · derivative | 7,239 | not reported | not reported | 14,478 | No | Form 4 |
| Scrivener Thomas MChief Operations Executive | Feb 15 | Feb 18 | M · derivative | 6,075 | not reported | not reported | 18,226 | No | Form 4 |
| Scrivener Thomas MChief Operations Executive | Feb 15 | Feb 18 | M · derivative | 6,075 | not reported | not reported | 18,225 | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Feb 15 | Feb 18 | M | 18,000 | not reported | not reported | 767,780 | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Feb 15 | Feb 18 | F | 8,878 | $52.55 | $466,539 | 758,902 | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Feb 15 | Feb 18 | M | 36,163 | not reported | not reported | 795,065 | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Feb 15 | Feb 18 | F | 17,756 | $52.55 | $933,078 | 777,309 | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Feb 15 | Feb 18 | M | 20,265 | not reported | not reported | 797,574 | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Feb 15 | Feb 18 | F | 9,859 | $52.55 | $518,090 | 787,715 | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Feb 15 | Feb 18 | M | 40,385 | not reported | not reported | 828,100 | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Feb 15 | Feb 18 | F | 19,619 | $52.55 | $1,030,978 | 808,481 | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Feb 15 | Feb 18 | M | 50,000 | not reported | not reported | 858,481 | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Feb 15 | Feb 18 | F | 24,297 | $52.55 | $1,276,807 | 834,184 | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Feb 15 | Feb 18 | M | 21,857 | not reported | not reported | 856,041 | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Feb 15 | Feb 18 | F | 10,608 | $52.55 | $557,450 | 845,433 | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Feb 15 | Feb 18 | M | 14,478 | not reported | not reported | 859,911 | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Feb 15 | Feb 18 | F | 7,020 | $52.55 | $368,901 | 852,891 | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Feb 15 | Feb 18 | M | 14,478 | not reported | not reported | 867,369 | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Feb 15 | Feb 18 | D | 14,478 | $52.55 | $760,819 | 852,891 | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Feb 15 | Feb 18 | M | 12,150 | not reported | not reported | 865,041 | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Feb 15 | Feb 18 | F | 5,890 | $52.55 | $309,520 | 859,151 | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Feb 15 | Feb 18 | M | 12,150 | not reported | not reported | 871,301 | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Feb 15 | Feb 18 | D | 12,150 | $52.55 | $638,483 | 859,151 | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Feb 15 | Feb 18 | M · derivative | 18,000 | not reported | not reported | not reported | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Feb 15 | Feb 18 | M · derivative | 18,000 | not reported | not reported | 36,000 | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Feb 15 | Feb 18 | M · derivative | 18,000 | not reported | not reported | 18,000 | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Feb 15 | Feb 18 | M · derivative | 36,163 | not reported | not reported | not reported | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Feb 15 | Feb 18 | M · derivative | 20,266 | not reported | not reported | not reported | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Feb 15 | Feb 18 | M · derivative | 20,266 | not reported | not reported | 40,531 | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Feb 15 | Feb 18 | M · derivative | 20,265 | not reported | not reported | 20,266 | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Feb 15 | Feb 18 | M · derivative | 40,385 | not reported | not reported | not reported | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Feb 15 | Feb 18 | M · derivative | 50,000 | not reported | not reported | not reported | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Feb 15 | Feb 18 | M · derivative | 21,857 | not reported | not reported | 21,857 | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Feb 15 | Feb 18 | M · derivative | 14,478 | not reported | not reported | 28,957 | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Feb 15 | Feb 18 | M · derivative | 14,478 | not reported | not reported | 28,956 | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Feb 15 | Feb 18 | M · derivative | 12,150 | not reported | not reported | 36,451 | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Feb 15 | Feb 18 | M · derivative | 12,150 | not reported | not reported | 36,451 | No | Form 4 |
| Okpara JohnbullChief Accounting Officer | Feb 13 | Feb 18 | A · derivative | 10,000 | not reported | not reported | 10,000 | No | Form 4 |
| Moynihan Brian TChair and CEO | Feb 13 | Feb 13 | A · derivative | 216,994 | not reported | not reported | 216,994 | No | Form 4 |
| Moynihan Brian TChair and CEO | Feb 13 | Feb 13 | A · derivative | 361,656 | not reported | not reported | 361,656 | No | Form 4 |
| Moynihan Brian TChair and CEO | Feb 13 | Feb 13 | A · derivative | 144,663 | not reported | not reported | 144,663 | No | Form 4 |
| Athanasia Dean CCo-President | Feb 13 | Feb 13 | A · derivative | 160,228 | not reported | not reported | 160,228 | No | Form 4 |
| Athanasia Dean CCo-President | Feb 13 | Feb 13 | A · derivative | 80,114 | not reported | not reported | 80,114 | No | Form 4 |
| Athanasia Dean CCo-President | Feb 13 | Feb 13 | A · derivative | 80,114 | not reported | not reported | 80,114 | No | Form 4 |
| Borthwick Alastair MExecutive Vice President & CFO | Feb 13 | Feb 13 | A · derivative | 121,773 | not reported | not reported | 121,773 | No | Form 4 |
| Borthwick Alastair MExecutive Vice President & CFO | Feb 13 | Feb 13 | A · derivative | 60,886 | not reported | not reported | 60,886 | No | Form 4 |
| Borthwick Alastair MExecutive Vice President & CFO | Feb 13 | Feb 13 | A · derivative | 60,887 | not reported | not reported | 60,887 | No | Form 4 |
| Bronstein Sheri B.Chief People Officer | Feb 13 | Feb 13 | A · derivative | 57,682 | not reported | not reported | 57,682 | No | Form 4 |
| Bronstein Sheri B.Chief People Officer | Feb 13 | Feb 13 | A · derivative | 28,841 | not reported | not reported | 28,841 | No | Form 4 |
| Bronstein Sheri B.Chief People Officer | Feb 13 | Feb 13 | A · derivative | 28,841 | not reported | not reported | 28,841 | No | Form 4 |
| DeMare James PCo-President | Feb 13 | Feb 13 | A · derivative | 192,273 | not reported | not reported | 192,273 | No | Form 4 |
| DeMare James PCo-President | Feb 13 | Feb 13 | A · derivative | 96,136 | not reported | not reported | 96,136 | No | Form 4 |
| DeMare James PCo-President | Feb 13 | Feb 13 | A · derivative | 96,137 | not reported | not reported | 96,137 | No | Form 4 |
| Gopalkrishnan HariChief Tech & Info Officer | Feb 13 | Feb 13 | A · derivative | 49,938 | not reported | not reported | 49,938 | No | Form 4 |
| Gopalkrishnan HariChief Tech & Info Officer | Feb 13 | Feb 13 | A · derivative | 24,969 | not reported | not reported | 24,969 | No | Form 4 |
| Gopalkrishnan HariChief Tech & Info Officer | Feb 13 | Feb 13 | A · derivative | 24,969 | not reported | not reported | 24,969 | No | Form 4 |
| Greener Geoffrey SChief Risk Officer | Feb 13 | Feb 13 | A · derivative | 105,750 | not reported | not reported | 105,750 | No | Form 4 |
| Greener Geoffrey SChief Risk Officer | Feb 13 | Feb 13 | A · derivative | 52,875 | not reported | not reported | 52,875 | No | Form 4 |
| Greener Geoffrey SChief Risk Officer | Feb 13 | Feb 13 | A · derivative | 52,875 | not reported | not reported | 52,875 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 13 | Feb 13 | A · derivative | 98,426 | not reported | not reported | 98,426 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 13 | Feb 13 | A · derivative | 49,213 | not reported | not reported | 49,213 | No | Form 4 |
| Mensah Bernard APresident of International | Feb 13 | Feb 13 | A · derivative | 49,213 | not reported | not reported | 49,213 | No | Form 4 |
| Mogensen Lauren AGlobal General Counsel | Feb 13 | Feb 13 | A · derivative | 76,909 | not reported | not reported | 76,909 | No | Form 4 |
| Mogensen Lauren AGlobal General Counsel | Feb 13 | Feb 13 | A · derivative | 38,454 | not reported | not reported | 38,454 | No | Form 4 |
| Mogensen Lauren AGlobal General Counsel | Feb 13 | Feb 13 | A · derivative | 38,455 | not reported | not reported | 38,455 | No | Form 4 |
| Nguyen Thong MVice Chair, Gl Stra & Ent Plat | Feb 13 | Feb 13 | A · derivative | 64,091 | not reported | not reported | 64,091 | No | Form 4 |
| Nguyen Thong MVice Chair, Gl Stra & Ent Plat | Feb 13 | Feb 13 | A · derivative | 32,045 | not reported | not reported | 32,045 | No | Form 4 |
| Nguyen Thong MVice Chair, Gl Stra & Ent Plat | Feb 13 | Feb 13 | A · derivative | 32,046 | not reported | not reported | 32,046 | No | Form 4 |
| Okpara JohnbullChief Accounting Officer | Feb 13 | Feb 13 | A · derivative | 69,219 | not reported | not reported | 69,219 | No | Form 4 |
| Scrivener Thomas MChief Operations Executive | Feb 13 | Feb 13 | A · derivative | 57,682 | not reported | not reported | 57,682 | No | Form 4 |
| Scrivener Thomas MChief Operations Executive | Feb 13 | Feb 13 | A · derivative | 28,841 | not reported | not reported | 28,841 | No | Form 4 |
| Scrivener Thomas MChief Operations Executive | Feb 13 | Feb 13 | A · derivative | 28,841 | not reported | not reported | 28,841 | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Feb 13 | Feb 13 | A · derivative | 108,955 | not reported | not reported | 108,955 | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Feb 13 | Feb 13 | A · derivative | 54,477 | not reported | not reported | 54,477 | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Feb 13 | Feb 13 | A · derivative | 54,478 | not reported | not reported | 54,478 | No | Form 4 |
| Moynihan Brian TChair and CEO | Feb 4 | Feb 6 | G | 100,000 | $0.00 | $0 | 2,421,313 | No | Form 4 |
| Moynihan Brian TChair and CEO | Jan 15 | Jan 20 | M | 17,891 | not reported | not reported | 2,539,204 | No | Form 4 |
| Moynihan Brian TChair and CEO | Jan 15 | Jan 20 | D | 17,891 | $52.59 | $940,888 | 2,521,313 | No | Form 4 |
| Moynihan Brian TChair and CEO | Jan 15 | Jan 20 | M · derivative | 17,891 | not reported | not reported | 17,892 | No | Form 4 |
| Moynihan Brian TChair and CEO | Dec 15, 2025 | Dec 17, 2025 | M | 17,892 | not reported | not reported | 2,539,205 | No | Form 4 |
| Moynihan Brian TChair and CEO | Dec 15, 2025 | Dec 17, 2025 | D | 17,892 | $55.33 | $989,964 | 2,521,313 | No | Form 4 |
| Moynihan Brian TChair and CEO | Dec 15, 2025 | Dec 17, 2025 | M · derivative | 17,892 | not reported | not reported | 35,783 | No | Form 4 |
| Moynihan Brian TChair and CEO | Dec 11, 2025 | Dec 12, 2025 | G | 100,000 | $0.00 | $0 | 2,551,313 | No | Form 4 |
| Moynihan Brian TChair and CEO | Dec 11, 2025 | Dec 12, 2025 | G | 10,000 | $0.00 | $0 | 2,541,313 | No | Form 4 |
| Moynihan Brian TChair and CEO | Dec 11, 2025 | Dec 12, 2025 | G | 10,000 | $0.00 | $0 | 2,531,313 | No | Form 4 |
| Moynihan Brian TChair and CEO | Dec 11, 2025 | Dec 12, 2025 | G | 10,000 | $0.00 | $0 | 2,521,313 | No | Form 4 |
| Greener Geoffrey SChief Risk Officer | Dec 9, 2025 | Dec 11, 2025 | G | 8,800 | $0.00 | $0 | 1,373,904 | No | Form 4 |
| Greener Geoffrey SChief Risk Officer | Dec 9, 2025 | Dec 11, 2025 | G | 465 | $0.00 | $0 | 1,373,439 | No | Form 4 |
| Scrivener Thomas MChief Operations Executive | Dec 3, 2025 | Dec 5, 2025 | G | 3,000 | $0.00 | $0 | 207,531 | No | Form 4 |
| Okpara JohnbullChief Accounting Officer | Nov 30, 2025 | Dec 2, 2025 | M | 26,784 | not reported | not reported | 26,784 | No | Form 4 |
| Okpara JohnbullChief Accounting Officer | Nov 30, 2025 | Dec 2, 2025 | F | 13,674 | $53.65 | $733,610 | 13,110 | No | Form 4 |
| Okpara JohnbullChief Accounting Officer | Nov 30, 2025 | Dec 2, 2025 | M · derivative | 26,784 | not reported | not reported | 53,569 | No | Form 4 |
| Moynihan Brian TChair and CEO | Nov 15, 2025 | Nov 18, 2025 | M | 17,891 | not reported | not reported | 2,669,204 | No | Form 4 |
| Moynihan Brian TChair and CEO | Nov 15, 2025 | Nov 18, 2025 | D | 17,891 | $52.61 | $941,246 | 2,651,313 | No | Form 4 |
| Moynihan Brian TChair and CEO | Nov 15, 2025 | Nov 18, 2025 | M · derivative | 17,891 | not reported | not reported | 53,675 | No | Form 4 |
| Gopalkrishnan HariChief Tech & Info Officer | Nov 15, 2025 | Nov 18, 2025 | M | 2,703 | not reported | not reported | 4,055 | No | Form 4 |
| Gopalkrishnan HariChief Tech & Info Officer | Nov 15, 2025 | Nov 18, 2025 | F | 1,383 | $52.61 | $72,760 | 2,672 | No | Form 4 |
| Gopalkrishnan HariChief Tech & Info Officer | Nov 15, 2025 | Nov 18, 2025 | M · derivative | 2,703 | not reported | not reported | 2,703 | No | Form 4 |
| Hans Lindsay D.Pres, Merrill Wealth Mgmt | Nov 15, 2025 | Nov 18, 2025 | M | 975 | not reported | not reported | 40,092 | No | Form 4 |
| Hans Lindsay D.Pres, Merrill Wealth Mgmt | Nov 15, 2025 | Nov 18, 2025 | F | 471 | $52.61 | $24,779 | 39,621 | No | Form 4 |
| Hans Lindsay D.Pres, Merrill Wealth Mgmt | Nov 15, 2025 | Nov 18, 2025 | M · derivative | 975 | not reported | not reported | 975 | No | Form 4 |
| Schimpf Eric A.Pres, Merrill Wealth Mgmt | Nov 15, 2025 | Nov 18, 2025 | M | 1,234 | not reported | not reported | 62,374 | No | Form 4 |
| Schimpf Eric A.Pres, Merrill Wealth Mgmt | Nov 15, 2025 | Nov 18, 2025 | F | 524 | $52.61 | $27,568 | 61,850 | No | Form 4 |
| Schimpf Eric A.Pres, Merrill Wealth Mgmt | Nov 15, 2025 | Nov 18, 2025 | M · derivative | 1,234 | not reported | not reported | 1,235 | No | Form 4 |
| Athanasia Dean CCo-President | Nov 13, 2025 | Nov 14, 2025 | G | 13,250 | $0.00 | $0 | 560,094 | No | Form 4 |
| Athanasia Dean CCo-President | Nov 13, 2025 | Nov 14, 2025 | G | 475 | $0.00 | $0 | 559,619 | No | Form 4 |
| Athanasia Dean CCo-President | Nov 13, 2025 | Nov 14, 2025 | G | 475 | $0.00 | $0 | 559,144 | No | Form 4 |
| Athanasia Dean CCo-President | Nov 13, 2025 | Nov 14, 2025 | G | 475 | $0.00 | $0 | 558,669 | No | Form 4 |
| Bronstein Sheri B.Chief People Officer | Oct 22, 2025 | Oct 24, 2025 | G | 6,000 | $0.00 | $0 | 324,622 | No | Form 4 |
| Moynihan Brian TChair and CEO | Oct 15, 2025 | Oct 17, 2025 | M | 17,892 | not reported | not reported | 2,669,205 | No | Form 4 |
| Moynihan Brian TChair and CEO | Oct 15, 2025 | Oct 17, 2025 | D | 17,892 | $52.28 | $935,394 | 2,651,313 | No | Form 4 |
| Moynihan Brian TChair and CEO | Oct 15, 2025 | Oct 17, 2025 | M · derivative | 17,892 | not reported | not reported | 71,566 | No | Form 4 |
| Moynihan Brian TChair and CEO | Sep 15, 2025 | Sep 17, 2025 | M | 17,891 | not reported | not reported | 2,669,204 | No | Form 4 |
| Moynihan Brian TChair and CEO | Sep 15, 2025 | Sep 17, 2025 | D | 17,891 | $50.59 | $905,106 | 2,651,313 | No | Form 4 |
| Moynihan Brian TChair and CEO | Sep 15, 2025 | Sep 17, 2025 | M · derivative | 17,891 | not reported | not reported | 89,458 | No | Form 4 |
| Gopalkrishnan HariChief Tech & Info Officer | Sep 10, 2025 | Sep 12, 2025 | A · derivative | 75,000 | not reported | not reported | 75,000 | No | Form 4 |
| Moynihan Brian TChair and CEO | Aug 15, 2025 | Aug 19, 2025 | M | 17,892 | not reported | not reported | 2,669,205 | No | Form 4 |
| Moynihan Brian TChair and CEO | Aug 15, 2025 | Aug 19, 2025 | D | 17,892 | $46.94 | $839,850 | 2,651,313 | No | Form 4 |
| Moynihan Brian TChair and CEO | Aug 15, 2025 | Aug 19, 2025 | M · derivative | 17,892 | not reported | not reported | 107,349 | No | Form 4 |
| Hans Lindsay D.Pres, Merrill Wealth Mgmt | Aug 15, 2025 | Aug 19, 2025 | M | 974 | not reported | not reported | 39,584 | No | Form 4 |
| Hans Lindsay D.Pres, Merrill Wealth Mgmt | Aug 15, 2025 | Aug 19, 2025 | F | 467 | $46.94 | $21,921 | 39,117 | No | Form 4 |
| Hans Lindsay D.Pres, Merrill Wealth Mgmt | Aug 15, 2025 | Aug 19, 2025 | M · derivative | 974 | not reported | not reported | 1,950 | No | Form 4 |
| Schimpf Eric A.Pres, Merrill Wealth Mgmt | Aug 15, 2025 | Aug 19, 2025 | M | 1,235 | not reported | not reported | 61,661 | No | Form 4 |
| Schimpf Eric A.Pres, Merrill Wealth Mgmt | Aug 15, 2025 | Aug 19, 2025 | F | 521 | $46.94 | $24,456 | 61,140 | No | Form 4 |
| Schimpf Eric A.Pres, Merrill Wealth Mgmt | Aug 15, 2025 | Aug 19, 2025 | M · derivative | 1,235 | not reported | not reported | 2,469 | No | Form 4 |
| Gopalkrishnan HariChief Tech & Info Officer | Aug 15, 2025 | Aug 19, 2025 | M | 2,703 | not reported | not reported | 2,703 | No | Form 4 |
| Gopalkrishnan HariChief Tech & Info Officer | Aug 15, 2025 | Aug 19, 2025 | F | 1,351 | $46.94 | $63,416 | 1,352 | No | Form 4 |
| Gopalkrishnan HariChief Tech & Info Officer | Aug 15, 2025 | Aug 19, 2025 | M · derivative | 2,703 | not reported | not reported | 5,406 | No | Form 4 |
| Thompson Bruce R.Vice Chair, Head Ent Credit | Aug 8, 2025 | Aug 8, 2025 | G | 15,000 | $0.00 | $0 | 749,780 | No | Form 4 |
| DeMare James PPresident, Global Markets | Aug 1, 2025 | Aug 1, 2025 | S | 148,391 | $45.57 | Sale −$6,762,178 | 223,407 | No | Form 4 |
| Nguyen Thong MVice Chair, Gl Stra & Ent Plat | Jul 23, 2025 | Jul 25, 2025 | G | 248,016 | $0.00 | $0 | not reported | No | Form 4 |
| Nguyen Thong MVice Chair, Gl Stra & Ent Plat | Jul 23, 2025 | Jul 25, 2025 | G | 248,016 | $0.00 | $0 | 248,016 | No | Form 4 |
| Moynihan Brian TChair and CEO | Jul 15, 2025 | Jul 17, 2025 | M | 17,891 | not reported | not reported | 2,669,204 | No | Form 4 |
| Moynihan Brian TChair and CEO | Jul 15, 2025 | Jul 17, 2025 | D | 17,891 | $46.15 | $825,670 | 2,651,313 | No | Form 4 |
| Moynihan Brian TChair and CEO | Jul 15, 2025 | Jul 17, 2025 | M · derivative | 17,891 | not reported | not reported | 125,241 | No | Form 4 |
| Moynihan Brian TChair and CEO | Jun 15, 2025 | Jun 17, 2025 | M | 17,892 | not reported | not reported | 2,669,205 | No | Form 4 |
| Moynihan Brian TChair and CEO | Jun 15, 2025 | Jun 17, 2025 | D | 17,892 | $44.09 | $788,858 | 2,651,313 | No | Form 4 |
| Moynihan Brian TChair and CEO | Jun 15, 2025 | Jun 17, 2025 | M · derivative | 17,892 | not reported | not reported | 143,132 | No | Form 4 |
| Moynihan Brian TChair and CEO | Jun 13, 2025 | Jun 13, 2025 | G | 40,000 | $0.00 | $0 | 2,651,313 | No | Form 4 |
| Knox Kathleen A.President, The Private Bank | Jun 5, 2025 | Jun 6, 2025 | G | 67,500 | $0.00 | $0 | 305,691 | No | Form 4 |
| Knox Kathleen A.President, The Private Bank | Jun 5, 2025 | Jun 6, 2025 | G | 67,500 | $0.00 | $0 | 67,500 | No | Form 4 |
| Knox Kathleen A.President, The Private Bank | Jun 5, 2025 | Jun 6, 2025 | G | 5,685 | $0.00 | $0 | 300,006 | No | Form 4 |
| Nguyen Thong MVice Chair, Gl Stra & Ent Plat | May 23, 2025 | May 28, 2025 | G | 215,000 | $0.00 | $0 | 248,016 | No | Form 4 |
| Nguyen Thong MVice Chair, Gl Stra & Ent Plat | May 23, 2025 | May 28, 2025 | G | 215,000 | $0.00 | $0 | 215,000 | No | Form 4 |
| Moynihan Brian TChair and CEO | May 15, 2025 | May 19, 2025 | M | 17,891 | not reported | not reported | 2,709,204 | No | Form 4 |
| Moynihan Brian TChair and CEO | May 15, 2025 | May 19, 2025 | D | 17,891 | $44.38 | $794,003 | 2,691,313 | No | Form 4 |
| Moynihan Brian TChair and CEO | May 15, 2025 | May 19, 2025 | M · derivative | 17,891 | not reported | not reported | 161,024 | No | Form 4 |
| Hans Lindsay D.Pres, Merrill Wealth Mgmt | May 15, 2025 | May 19, 2025 | M | 975 | not reported | not reported | 39,076 | No | Form 4 |
| Hans Lindsay D.Pres, Merrill Wealth Mgmt | May 15, 2025 | May 19, 2025 | F | 466 | $44.38 | $20,681 | 38,610 | No | Form 4 |
| Hans Lindsay D.Pres, Merrill Wealth Mgmt | May 15, 2025 | May 19, 2025 | M · derivative | 975 | not reported | not reported | 2,924 | No | Form 4 |
| Schimpf Eric A.Pres, Merrill Wealth Mgmt | May 15, 2025 | May 19, 2025 | M | 1,234 | not reported | not reported | 60,947 | No | Form 4 |
| Schimpf Eric A.Pres, Merrill Wealth Mgmt | May 15, 2025 | May 19, 2025 | F | 521 | $44.38 | $23,122 | 60,426 | No | Form 4 |
| Schimpf Eric A.Pres, Merrill Wealth Mgmt | May 15, 2025 | May 19, 2025 | M · derivative | 1,234 | not reported | not reported | 3,704 | No | Form 4 |
| Allen Sharon L. | Apr 22, 2025 | Apr 24, 2025 | A · derivative | 7,306.89 | not reported | not reported | 39,129.4 | No | Form 4 |
| Almeida Jose E | Apr 22, 2025 | Apr 24, 2025 | A | 7,306 | $0.00 | $0 | 28,241 | No | Form 4 |
| de Weck Pierre J.P. | Apr 22, 2025 | Apr 24, 2025 | A | 7,306 | $0.00 | $0 | 102,475 | No | Form 4 |
| de Weck Pierre J.P. | Apr 22, 2025 | Apr 24, 2025 | F | 1,057 | $38.32 | $40,504 | 101,418 | No | Form 4 |
| Donald Arnold W | Apr 22, 2025 | Apr 24, 2025 | A | 7,306 | $0.00 | $0 | 125,839 | No | Form 4 |
| Hudson Linda P | Apr 22, 2025 | Apr 24, 2025 | A · derivative | 7,306.89 | not reported | not reported | 126,474.3 | No | Form 4 |
| Lozano Monica C | Apr 22, 2025 | Apr 24, 2025 | A · derivative | 7,306.89 | not reported | not reported | 235,793.65 | No | Form 4 |