BKKTBakkt, Inc.
- Market cap
- $228.05M
- as of 2026-10-23
- Latest close
- $5.06
- as of 2026-10-23
- Sector
- Technology
- as of 2026-10-24
- Industry
- Software - Infrastructure
- as of 2026-10-24
Cluster
No cluster in the last 90 days under the default rule (14d · ≥2 insiders · all roles).
Form 4 historysince 2023-11-17
Dashed line = amended filing (Form 4/A)
| Insider | Traded | Filed | Type | Shares | Price | Value | Owned after | 10b5-1 plan | Filing |
|---|---|---|---|---|---|---|---|---|---|
| Henderson Joseph Sean-WalshChief Accounting Officer | Sep 30 | Oct 2 | A | 20,000 | $0.00 | $0 | 32,672 | No | Form 4 |
| Naheta Akshay SudhirChief Executive Officer | Sep 30 | Oct 2 | A | 243,454 | $0.00 | $0 | 9,336,976 | No | Form 4 |
| Baes NicholasChief Operating Officer | Sep 30 | Oct 2 | A | 30,000 | $0.00 | $0 | 134,103 | No | Form 4 |
| D'Annunzio MarcGeneral Counsel & Secretary | Sep 30 | Oct 2 | A | 45,000 | $0.00 | $0 | 152,006 | No | Form 4 |
| Baes NicholasChief Operating Officer | Sep 23 | Sep 25 | S | 1,272 | $8.61 | Sale −$10,952 | 104,103 | No | Form 4 |
| D'Annunzio MarcGeneral Counsel & Secretary | Sep 23 | Sep 25 | S | 1,272 | $8.61 | Sale −$10,952 | 107,006 | No | Form 4 |
| Henderson Joseph Sean-WalshChief Accounting Officer | Sep 23 | Sep 25 | S | 282 | $8.61 | Sale −$2,428 | 12,672 | No | Form 4 |
| Alfred Michael | Aug 18 | Aug 19 | P | 296,567 | $7.12 | Purchase +$2,111,557 | 1,201,567 | No | Form 4 |
| Henderson Joseph Sean-WalshChief Accounting Officer | Jul 15 | Jul 17 | S | 94 | $8.33 | Sale −$783 | 12,954 | No | Form 4 |
| Alexander KarenChief Financial Officer | Jul 15 | Jul 17 | S | 657 | $8.44 | Sale −$5,545 | 53,542 | No | Form 4 |
| D'Annunzio MarcGeneral Counsel & Secretary | Jul 15 | Jul 17 | S | 539 | $8.44 | Sale −$4,549 | 108,278 | No | Form 4 |
| D'Annunzio MarcGeneral Counsel & Secretary | Jun 26 | Jun 29 | S | 1,357 | $7.71 | Sale −$10,462 | 108,817 | Yes | Form 4 |
| Alexander KarenChief Financial Officer | Jun 25 | Jun 29 | S | 1,907 | $7.93 | Sale −$15,123 | 54,199 | No | Form 4 |
| Baes NicholasChief Operating Officer | Jun 25 | Jun 29 | S | 1,562 | $7.93 | Sale −$12,387 | 105,375 | No | Form 4 |
| D'Annunzio MarcGeneral Counsel & Secretary | Jun 25 | Jun 29 | S | 1,562 | $7.93 | Sale −$12,387 | 110,174 | Yes | Form 4 |
| Henderson Joseph Sean-WalshChief Accounting Officer | Jun 25 | Jun 29 | S | 349 | $7.93 | Sale −$2,768 | 13,048 | No | Form 4 |
| Alfred Michael | Jun 10 | Jun 11 | P | 100,000 | $7.83 | Purchase +$783,000 | 905,000 | No | Form 4 |
| Alfred Michael | Jun 9 | Jun 11 | P | 180,000 | $7.71 | Purchase +$1,387,800 | 805,000 | No | Form 4 |
| Alexander KarenChief Financial Officer | May 15 | May 19 | M | 335 | $10.00 | $3,350 | 56,106 | No | Form 4 |
| Alexander KarenChief Financial Officer | May 15 | May 19 | M · derivative | 335 | $10.00 | $3,350 | 26,176 | No | Form 4 |
| D'Annunzio MarcGeneral Counsel & Secretary | May 15 | May 19 | M | 1,677 | $10.00 | $16,770 | 111,736 | No | Form 4 |
| D'Annunzio MarcGeneral Counsel & Secretary | May 15 | May 19 | M · derivative | 1,677 | $10.00 | $16,770 | 130,874 | No | Form 4 |
| Baes NicholasChief Operating Officer | May 15 | May 19 | M | 671 | $10.00 | $6,710 | 106,937 | No | Form 4 |
| Baes NicholasChief Operating Officer | May 15 | May 19 | M · derivative | 671 | $10.00 | $6,710 | 52,349 | No | Form 4 |
| Alfred Michael | May 18 | May 18 | P | 220,000 | $8.20 | Purchase +$1,804,000 | 625,000 | No | Form 4 |
| Alfred Michael | May 15 | May 18 | P | 365,000 | $8.34 | Purchase +$3,044,100 | 405,000 | No | Form 4 |
| Naheta Akshay SudhirChief Executive Officer | May 15 | May 18 | M | 33,557 | $10.00 | $335,570 | 9,093,522 | No | Form 4 |
| Naheta Akshay SudhirChief Executive Officer | May 15 | May 18 | M · derivative | 33,557 | $10.00 | $335,570 | 1,275,168 | No | Form 4 |
| Naheta Akshay SudhirCEO and President | Apr 30 | May 4 | A | 7,927,831 | not reported | not reported | 9,026,408 | No | Form 4 |
| Alexander KarenChief Financial Officer | Apr 28 | Apr 29 | S | 4,684 | $9.13 | Sale −$42,765 | 55,771 | No | Form 4 |
| D'Annunzio MarcGeneral Counsel & Secretary | Apr 28 | Apr 29 | S | 3,789 | $9.13 | Sale −$34,594 | 114,050 | Yes | Form 4 |
| D'Annunzio MarcGeneral Counsel & Secretary | Apr 28 | Apr 29 | S | 3,991 | $8.60 | Sale −$34,323 | 110,059 | Yes | Form 4 |
| Baes NicholasChief Operating Officer | Apr 28 | Apr 29 | S | 2,352 | $9.13 | Sale −$21,474 | 106,266 | No | Form 4 |
| Baes NicholasChief Operating Officer | Apr 6 | Apr 8 | S | 711 | $7.56 | Sale −$5,375 | 101,312 | No | Form 4 |
| D'Annunzio MarcGeneral Counsel and Secretary | Mar 30 | Mar 31 | S | 5,342 | $7.08 | Sale −$37,821 | 106,069 | Yes | Form 4 |
| D'Annunzio MarcGeneral Counsel and Secretary | Mar 27 | Mar 31 | S | 6,422 | $8.55 | Sale −$54,908 | 111,411 | Yes | Form 4 |
| D'Annunzio MarcGeneral Counsel and Secretary | Feb 24 | Feb 27 | S | 785 | $10.09 | Sale −$7,921 | 117,833 | Yes | Form 4 |
| Henderson Joseph Sean-WalshChief Accounting Officer | Dec 19, 2025 | Dec 23, 2025 | S | 2,461 | $10.01 | Sale −$24,635 | 10,936 | No | Form 4 |
| Intercontinental Exchange, Inc. | Dec 3, 2025 | Dec 5, 2025 | C | 465,890 | not reported | not reported | 7,919,002 | No | Form 4 |
| Intercontinental Exchange, Inc. | Dec 3, 2025 | Dec 5, 2025 | C · derivative | 465,890 | not reported | not reported | not reported | No | Form 4 |
| Intercontinental Exchange, Inc. | Nov 3, 2025 | Dec 5, 20254/A | J | 649,934 | not reported | not reported | 649,934 | No | Form 4/A |
| Intercontinental Exchange, Inc. | Nov 3, 2025 | Dec 5, 20254/A | C | 6,803,178 | not reported | not reported | 7,453,112 | No | Form 4/A |
| Intercontinental Exchange, Inc. | Nov 3, 2025 | Dec 5, 20254/A | C · derivative | 6,803,178 | not reported | not reported | not reported | No | Form 4/A |
| Intercontinental Exchange, Inc. | Nov 3, 2025 | Dec 5, 20254/A | J · derivative | 465,890 | $39.34 | $18,328,113 | 465,890 | No | Form 4/A |
| Intercontinental Exchange, Inc. | Nov 3, 2025 | Dec 5, 20254/A | J · derivative | 230,680 | $25.50 | $5,882,340 | 230,680 | No | Form 4/A |
| Intercontinental Exchange, Inc. | Nov 3, 2025 | Dec 5, 20254/A | J · derivative | 230,680 | $25.50 | $5,882,340 | 230,680 | No | Form 4/A |
| Alfred Michael | Nov 19, 2025 | Dec 1, 2025 | A | 9,000 | $0.00 | $0 | 28,476 | No | Form 4 |
| Alexander KarenChief Financial Officer | Nov 14, 2025 | Nov 18, 2025 | F | 121 | $21.61 | $2,615 | 69,499 | No | Form 4 |
| D'Annunzio MarcGeneral Counsel & Secretary | Nov 14, 2025 | Nov 18, 2025 | F | 495 | $21.61 | $10,697 | 118,618 | No | Form 4 |
| Baes NicholasChief Operating Officer | Nov 14, 2025 | Nov 18, 2025 | F | 198 | $21.61 | $4,279 | 105,945 | No | Form 4 |
| Naheta Akshay SudhirCEO and President | Nov 14, 2025 | Nov 18, 20254/A | M | 803,861 | $0.00 | $0 | 1,098,577 | No | Form 4/A |
| Naheta Akshay SudhirCEO and President | Nov 14, 2025 | Nov 18, 20254/A | M · derivative | 803,861 | $0.00 | $0 | 803,856 | No | Form 4/A |
| Alexander KarenChief Financial Officer | Nov 12, 2025 | Nov 14, 2025 | M | 335 | $10.00 | $3,350 | 69,620 | No | Form 4 |
| Alexander KarenChief Financial Officer | Nov 12, 2025 | Nov 14, 2025 | M · derivative | 335 | $10.00 | $3,350 | 26,511 | No | Form 4 |
| D'Annunzio MarcGeneral Counsel & Secretary | Nov 12, 2025 | Nov 14, 2025 | M | 1,677 | $10.00 | $16,770 | 119,113 | No | Form 4 |
| D'Annunzio MarcGeneral Counsel & Secretary | Nov 12, 2025 | Nov 14, 2025 | M · derivative | 1,677 | $10.00 | $16,770 | 132,551 | No | Form 4 |
| Baes NicholasChief Operating Officer | Nov 12, 2025 | Nov 14, 2025 | M | 671 | $10.00 | $6,710 | 106,143 | No | Form 4 |
| Baes NicholasChief Operating Officer | Nov 12, 2025 | Nov 14, 2025 | M · derivative | 671 | $10.00 | $6,710 | 53,020 | No | Form 4 |
| Naheta Akshay SudhirCEO and President | Nov 12, 2025 | Nov 14, 2025 | M | 33,557 | $10.00 | $335,570 | 294,716 | No | Form 4 |
| Naheta Akshay SudhirCEO and President | Nov 12, 2025 | Nov 14, 2025 | M · derivative | 33,557 | $10.00 | $335,570 | 1,308,725 | No | Form 4 |
| Henderson Joseph Sean-WalshChief Accounting Officer | Nov 12, 2025 | Nov 13, 2025 | S | 169 | $21.50 | Sale −$3,634 | 13,397 | No | Form 4 |
| Henderson Joseph Sean-WalshChief Accounting Officer | Jul 15, 2025 | Nov 13, 2025 | S | 95 | $18.75 | Sale −$1,781 | 13,566 | No | Form 4 |
| Intercontinental Exchange, Inc. | Nov 3, 2025 | Nov 5, 2025 | J | 649,934 | not reported | not reported | 649,934 | No | Form 4 |
| Intercontinental Exchange, Inc. | Nov 3, 2025 | Nov 5, 2025 | M | 6,803,178 | not reported | not reported | 7,453,112 | No | Form 4 |
| Intercontinental Exchange, Inc. | Nov 3, 2025 | Nov 5, 2025 | M · derivative | 6,803,178 | not reported | not reported | not reported | No | Form 4 |
| Intercontinental Exchange, Inc. | Nov 3, 2025 | Nov 5, 2025 | J · derivative | 465,890 | $39.34 | $18,328,113 | 465,890 | No | Form 4 |
| Intercontinental Exchange, Inc. | Nov 3, 2025 | Nov 5, 2025 | J · derivative | 230,680 | $25.50 | $5,882,340 | 230,680 | No | Form 4 |
| Intercontinental Exchange, Inc. | Nov 3, 2025 | Nov 5, 2025 | J · derivative | 230,680 | $25.50 | $5,882,340 | 230,680 | No | Form 4 |
| D'Annunzio MarcGeneral Counsel & Secretary | Nov 3, 2025 | Nov 4, 2025 | M | 48,188 | not reported | not reported | 117,436 | No | Form 4 |
| D'Annunzio MarcGeneral Counsel & Secretary | Nov 3, 2025 | Nov 4, 2025 | M · derivative | 48,188 | not reported | not reported | not reported | No | Form 4 |
| Naheta Akshay SudhirCEO and President | Nov 3, 2025 | Nov 4, 2025 | A | 69,733 | $39.34 | $2,743,296 | 261,159 | No | Form 4 |
| Alexander KarenChief Financial Officer | Oct 31, 2025 | Nov 4, 2025 | A · derivative | 26,846 | $10.00 | $268,460 | 26,846 | No | Form 4 |
| D'Annunzio MarcGeneral Counsel & Secretary | Oct 31, 2025 | Nov 4, 2025 | A · derivative | 134,228 | $10.00 | $1,342,280 | 134,228 | No | Form 4 |
| Baes NicholasChief Operating Officer | Oct 31, 2025 | Nov 4, 2025 | A · derivative | 53,691 | $10.00 | $536,910 | 53,691 | No | Form 4 |
| Naheta Akshay SudhirCEO and President | Oct 31, 2025 | Nov 4, 2025 | A · derivative | 1,342,282 | $10.00 | $13,422,820 | 1,342,282 | No | Form 4 |
| Alfred Michael | Oct 30, 2025 | Oct 30, 2025 | A | 139 | $0.00 | $0 | 19,476 | No | Form 4 |
| Baes NicholasChief Operating Officer | Sep 25, 2025 | Sep 29, 2025 | F | 810 | $20.00 | $16,200 | 105,472 | No | Form 4 |
| Alexander KarenChief Financial Officer | Aug 28, 2025 | Aug 29, 2025 | F | 483 | $8.89 | $4,294 | 69,285 | No | Form 4 |
| Naheta Akshay SudhirCEO and President | Aug 22, 2025 | Aug 25, 2025 | P | 30,000 | $8.55 | Purchase +$256,500 | 191,426 | No | Form 4 |
| Naheta Akshay SudhirCEO and President | Aug 21, 2025 | Aug 25, 2025 | P | 100,000 | $8.18 | Purchase +$818,000 | 111,426 | No | Form 4 |
| Naheta Akshay SudhirCEO and President | Aug 21, 2025 | Aug 25, 2025 | P | 50,000 | $8.00 | Purchase +$400,000 | 161,426 | No | Form 4 |
| Alexander KarenChief Financial Officer | Jul 15, 2025 | Jul 16, 2025 | S | 671 | $18.21 | Sale −$12,219 | 69,768 | No | Form 4 |
| D'Annunzio MarcGeneral Counsel & Secretary | Jul 15, 2025 | Jul 16, 2025 | S | 559 | $18.21 | Sale −$10,179 | 69,248 | No | Form 4 |
| Main Andrew ACo-CEO & President | Jul 15, 2025 | Jul 16, 2025 | S | 14,440 | $18.21 | Sale −$262,952 | 431,963 | No | Form 4 |
| Dow De'Ana | Jun 17, 2025 | Jun 20, 2025 | A | 16,543 | $0.00 | $0 | 39,271 | No | Form 4 |
| Watson Gordon | Jun 17, 2025 | Jun 20, 2025 | A | 20,679 | $0.00 | $0 | 46,910 | No | Form 4 |
| Goldberg Michelle J | Jun 17, 2025 | Jun 20, 2025 | A | 16,543 | $0.00 | $0 | 37,608 | No | Form 4 |
| Simeone Jill | Jun 17, 2025 | Jun 20, 2025 | A | 16,543 | $0.00 | $0 | 37,806 | No | Form 4 |
| Brown Colleen B | Jun 17, 2025 | Jun 20, 2025 | A | 16,543 | $0.00 | $0 | 31,499 | No | Form 4 |
| Collins Sean Roberts | Jun 17, 2025 | Jun 20, 2025 | A | 30,191 | $0.00 | $0 | 63,431 | No | Form 4 |
| Dow De'Ana | May 14, 2025 | May 15, 2025 | S | 19,200 | $12.89 | Sale −$247,488 | 22,728 | No | Form 4 |
| D'Annunzio MarcGeneral Counsel & Secretary | May 14, 2025 | May 15, 2025 | S | 10,000 | $14.21 | Sale −$142,100 | 69,807 | No | Form 4 |
| Alexander KarenChief Financial Officer | Apr 28, 2025 | Apr 30, 2025 | F | 4,174 | $8.93 | $37,274 | 70,439 | No | Form 4 |
| D'Annunzio MarcGeneral Counsel & Secretary | Apr 28, 2025 | Apr 30, 2025 | F | 3,501 | $8.93 | $31,264 | 79,807 | No | Form 4 |
| Baes NicholasChief Operating Officer | Apr 28, 2025 | Apr 30, 2025 | F | 2,528 | $8.93 | $22,575 | 106,282 | No | Form 4 |
| Naheta Akshay SudhirCo-CEO | Apr 21, 2025 | Apr 23, 2025 | A | 11,426 | $0.00 | $0 | 11,426 | No | Form 4 |
| Naheta Akshay SudhirCo-CEO | Apr 21, 2025 | Apr 23, 2025 | A · derivative | 1,607,717 | $0.00 | $0 | 1,607,717 | No | Form 4 |
| Alexander KarenChief Financial Officer | Apr 11, 2025 | Apr 15, 2025 | A | 34,211 | $0.00 | $0 | 74,613 | No | Form 4 |
| D'Annunzio MarcGeneral Counsel & Secretary | Apr 11, 2025 | Apr 15, 2025 | A | 34,211 | $0.00 | $0 | 83,308 | No | Form 4 |
| Main Andrew ACo-CEO & President | Apr 11, 2025 | Apr 15, 2025 | A | 58,265 | $0.00 | $0 | 446,403 | No | Form 4 |
| Henderson Joseph Sean-WalshChief Accounting Officer | Apr 11, 2025 | Apr 15, 2025 | A | 6,315 | $0.00 | $0 | 13,661 | No | Form 4 |
| Baes NicholasChief Operating Officer | Apr 11, 2025 | Apr 15, 2025 | A | 34,211 | $0.00 | $0 | 108,810 | No | Form 4 |
| Baes NicholasChief Operating Officer | Apr 9, 2025 | Apr 10, 2025 | F | 800 | $9.08 | $7,264 | 74,599 | No | Form 4 |
| Main Andrew ACo-CEO & President | Mar 27, 2025 | Mar 31, 2025 | F | 51,147 | $10.94 | $559,548 | 388,138 | No | Form 4 |
| Alexander KarenChief Financial Officer | Feb 19, 2025 | Feb 21, 2025 | F | 209 | $14.84 | $3,102 | 41,418 | No | Form 4 |
| Alexander KarenChief Financial Officer | Feb 19, 2025 | Feb 21, 2025 | F | 1,015 | $14.84 | $15,063 | 40,403 | No | Form 4 |
| D'Annunzio MarcGeneral Counsel & Secretary | Feb 19, 2025 | Feb 21, 2025 | F | 174 | $14.84 | $2,582 | 49,950 | No | Form 4 |
| D'Annunzio MarcGeneral Counsel & Secretary | Feb 19, 2025 | Feb 21, 2025 | F | 852 | $14.84 | $12,644 | 49,098 | No | Form 4 |
| Alexander KarenChief Financial Officer | Feb 13, 2025 | Feb 18, 2025 | A | 3,495 | $0.00 | $0 | 42,959 | No | Form 4 |
| D'Annunzio MarcGeneral Counsel & Secretary | Feb 13, 2025 | Feb 18, 2025 | A | 3,495 | $0.00 | $0 | 50,124 | No | Form 4 |
| Main Andrew AChief Exec Officer & President | Feb 13, 2025 | Feb 18, 2025 | A | 60,967 | $0.00 | $0 | 439,285 | No | Form 4 |
| Alexander KarenChief Financial Officer | Feb 5, 2025 | Feb 7, 2025 | F | 173 | $17.56 | $3,038 | 39,464 | No | Form 4 |
| D'Annunzio MarcGeneral Counsel & Secretary | Feb 5, 2025 | Feb 7, 2025 | F | 347 | $17.56 | $6,093 | 46,629 | No | Form 4 |
| D'Annunzio MarcGeneral Counsel & Secretary | Jan 22, 2025 | Feb 7, 2025 | F | 809 | $28.84 | $23,332 | 46,976 | No | Form 4 |
| Alexander KarenChief Financial Officer | Dec 23, 2024 | Dec 26, 2024 | F | 362 | $27.56 | $9,977 | 39,637 | No | Form 4 |
| Baes NicholasChief Operating Officer | Dec 23, 2024 | Dec 26, 2024 | A | 49,907 | $0.00 | $0 | 76,198 | No | Form 4 |
| Henderson Joseph Sean-WalshChief Accounting Officer | Dec 17, 2024 | Dec 19, 2024 | A | 6,546 | $0.00 | $0 | 7,346 | No | Form 4 |
| Brown Colleen B | Sep 11, 2024 | Sep 12, 2024 | A | 12,228 | $0.00 | $0 | 14,956 | No | Form 4 |
| Dow De'Ana | Jun 28, 2024 | Jul 1, 2024 | A | 11,364 | $0.00 | $0 | 30,564 | No | Form 4 |
| Dow De'Ana | Jun 28, 2024 | Jul 1, 2024 | A | 11,364 | $0.00 | $0 | 41,928 | No | Form 4 |
| Lumb Richard | Jun 28, 2024 | Jul 1, 2024 | A | 11,364 | $0.00 | $0 | 21,065 | No | Form 4 |
| Watson Gordon | Jun 28, 2024 | Jul 1, 2024 | A | 14,205 | $0.00 | $0 | 26,231 | No | Form 4 |
| Goldberg Michelle J | Jun 28, 2024 | Jul 1, 2024 | A | 11,364 | $0.00 | $0 | 21,065 | No | Form 4 |
| Simeone Jill | Jun 28, 2024 | Jul 1, 2024 | A | 11,364 | $0.00 | $0 | 21,263 | No | Form 4 |
| Collins Sean Roberts | Jun 28, 2024 | Jul 1, 2024 | A | 21,875 | $0.00 | $0 | 33,237 | No | Form 4 |
| Alexander KarenChief Financial Officer | May 30, 2024 | Jun 3, 2024 | A | 23,541 | $0.00 | $0 | 39,355 | No | Form 4 |
| D'Annunzio MarcGeneral Counsel & Secretary | May 30, 2024 | Jun 3, 2024 | A | 23,541 | $0.00 | $0 | 47,789 | No | Form 4 |
| Intercontinental Exchange Holdings, Inc. | Apr 25, 2024 | Apr 29, 2024 | P | 350,880 | $0.87 | Purchase +$305,266 | 649,934 | No | Form 4 |
| Intercontinental Exchange Holdings, Inc. | Apr 25, 2024 | Apr 29, 2024 | P · derivative | 175,440 | $0.87 | Purchase +$152,633 | 230,680 | No | Form 4 |
| Intercontinental Exchange Holdings, Inc. | Apr 25, 2024 | Apr 29, 2024 | P · derivative | 175,440 | $0.87 | Purchase +$152,633 | 230,680 | No | Form 4 |
| D'Annunzio MarcGeneral Counsel & Secretary | Apr 22, 2024 | Apr 24, 2024 | S | 20,504 | $0.40 | Sale −$8,202 | 606,201 | Yes | Form 4 |
| Goodroe CharlesChief Accounting Officer | Sep 25, 2023 | Apr 11, 2024 | F | 2,425 | $1.10 | $2,668 | 32,789 | No | Form 4 |
| Alexander KarenChief Financial Officer | Apr 5, 2024 | Apr 9, 20244/A | F | 5,194 | $0.52 | $2,701 | 959,173 | No | Form 4/A |
| D'Annunzio MarcGeneral Counsel & Secretary | Apr 5, 2024 | Apr 9, 20244/A | F | 13,095 | $0.52 | $6,809 | 1,190,521 | No | Form 4/A |
| Alexander KarenChief Financial Officer | Mar 18, 2024 | Apr 9, 20244/A | A | 14,645 | $0.00 | $0 | 361,018 | No | Form 4/A |
| Alexander KarenChief Financial Officer | Mar 18, 2024 | Apr 9, 20244/A | A | 29,297 | $0.00 | $0 | 390,385 | No | Form 4/A |
| Alexander KarenChief Financial Officer | Mar 18, 2024 | Apr 9, 20244/A | A | 563,816 | $0.00 | $0 | 954,201 | No | Form 4/A |
| Alexander KarenChief Financial Officer | Mar 18, 2024 | Apr 9, 20244/A | A | 10,166 | $0.00 | $0 | 964,367 | No | Form 4/A |
| D'Annunzio MarcGeneral Counsel & Secretary | Mar 18, 2024 | Apr 9, 20244/A | A | 20,334 | $0.00 | $0 | 586,964 | No | Form 4/A |
| D'Annunzio MarcGeneral Counsel & Secretary | Mar 18, 2024 | Apr 9, 20244/A | A | 8,894 | $0.00 | $0 | 595,858 | No | Form 4/A |
| D'Annunzio MarcGeneral Counsel & Secretary | Mar 18, 2024 | Apr 9, 20244/A | A | 14,645 | $0.00 | $0 | 610,503 | No | Form 4/A |
| D'Annunzio MarcGeneral Counsel & Secretary | Mar 18, 2024 | Apr 9, 20244/A | A | 29,297 | $0.00 | $0 | 639,800 | No | Form 4/A |
| D'Annunzio MarcGeneral Counsel & Secretary | Mar 18, 2024 | Apr 9, 20244/A | A | 563,816 | $0.00 | $0 | 1,203,616 | No | Form 4/A |
| Main Andrew ACHIEF EXEC OFFICER & PRESIDENT | Mar 26, 2024 | Mar 26, 2024 | A | 9,146,341 | $0.00 | $0 | 9,457,983 | No | Form 4 |
| Michael Gavin ConstantineCEO and President | Mar 18, 2024 | Mar 20, 2024 | A | 211,670 | $0.00 | $0 | 2,482,960 | No | Form 4 |
| Michael Gavin ConstantineCEO and President | Mar 18, 2024 | Mar 20, 2024 | A | 37,062 | $0.00 | $0 | 2,520,022 | No | Form 4 |
| Michael Gavin ConstantineCEO and President | Mar 18, 2024 | Mar 20, 2024 | A | 366,188 | $0.00 | $0 | 2,886,210 | No | Form 4 |
| Michael Gavin ConstantineCEO and President | Mar 18, 2024 | Mar 20, 2024 | A | 1,332,456 | $0.00 | $0 | 4,218,666 | No | Form 4 |
| Intercontinental Exchange, Inc. | Mar 4, 2024 | Mar 4, 2024 | P | 2,762,009 | $0.87 | Purchase +$2,402,948 | 7,476,345 | No | Form 4 |
| Intercontinental Exchange, Inc. | Mar 4, 2024 | Mar 4, 2024 | P · derivative | 1,381,004 | $0.87 | Purchase +$1,201,473 | 1,381,004 | No | Form 4 |
| Intercontinental Exchange, Inc. | Mar 4, 2024 | Mar 4, 2024 | P · derivative | 1,381,004 | $0.87 | Purchase +$1,201,473 | 1,381,004 | No | Form 4 |
| D'Annunzio MarcGeneral Counsel & Secretary | Feb 23, 2024 | Feb 26, 2024 | S | 50,247 | $0.88 | Sale −$44,217 | 566,630 | Yes | Form 4 |
| Alexander KarenChief Financial Officer | Feb 22, 2024 | Feb 26, 2024 | F | 29,577 | $0.96 | $28,394 | 346,443 | No | Form 4 |
| Michael Gavin ConstantineCEO and President | Feb 22, 2024 | Feb 26, 2024 | F | 93,591 | $0.96 | $89,847 | 2,271,290 | No | Form 4 |
| D'Annunzio MarcGeneral Counsel & Secretary | Feb 22, 2024 | Feb 26, 2024 | F | 21,280 | $0.96 | $20,429 | 616,877 | Yes | Form 4 |
| Goodroe CharlesChief Accounting Officer | Feb 22, 2024 | Feb 26, 2024 | F | 1,319 | $0.96 | $1,266 | 32,789 | No | Form 4 |
| D'Annunzio MarcGeneral Counsel & Secretary | Feb 8, 2024 | Feb 9, 2024 | S | 19,329 | $0.98 | Sale −$18,942 | 638,157 | Yes | Form 4 |
| Alexander KarenChief Financial Officer | Feb 7, 2024 | Feb 9, 2024 | F | 5,025 | $1.42 | $7,136 | 376,020 | No | Form 4 |
| Michael Gavin ConstantineCEO and President | Feb 7, 2024 | Feb 9, 2024 | F | 67,198 | $1.42 | $95,421 | 2,364,881 | No | Form 4 |
| D'Annunzio MarcGeneral Counsel & Secretary | Feb 7, 2024 | Feb 9, 2024 | F | 9,834 | $1.42 | $13,964 | 657,486 | Yes | Form 4 |
| Michael Gavin ConstantineCEO and President | Jan 25, 2024 | Jan 29, 2024 | F | 384,734 | $1.39 | $534,780 | 2,432,079 | No | Form 4 |
| D'Annunzio MarcGeneral Counsel & Secretary | Jan 25, 2024 | Jan 29, 2024 | F | 23,193 | $1.39 | $32,238 | 710,127 | Yes | Form 4 |
| D'Annunzio MarcGeneral Counsel & Secretary | Jan 25, 2024 | Jan 29, 2024 | S | 42,807 | $1.27 | Sale −$54,365 | 667,320 | Yes | Form 4 |
| Alexander KarenChief Financial Officer | Dec 28, 2023 | Jan 2, 2024 | F | 8,923 | $1.84 | $16,418 | 381,045 | No | Form 4 |
| Levy Richard N | Dec 29, 2023 | Dec 29, 2023 | S | 393,125 | $2.56 | Sale −$1,006,400 | 2,195,441 | No | Form 4 |
| VPC Impact Acquisition Holdings Sponsor, LLC | Dec 28, 2023 | Dec 28, 2023 | S | 360,544 | $2.31 | Sale −$832,857 | 2,588,566 | No | Form 4 |
| Levy Richard N | Dec 27, 2023 | Dec 27, 2023 | S | 753,001 | $2.25 | Sale −$1,694,252 | 2,949,110 | No | Form 4 |
| Levy Richard N | Dec 20, 2023 | Dec 20, 2023 | S | 237,711 | $2.01 | Sale −$477,799 | 3,702,111 | No | Form 4 |
| Levy Richard N | Dec 19, 2023 | Dec 19, 2023 | S | 144,484 | $2.01 | Sale −$290,413 | 3,939,822 | No | Form 4 |
| Collins Sean Roberts | Dec 11, 2023 | Dec 11, 2023 | J | 412,211 | $0.00 | $0 | not reported | No | Form 4 |
| Collins Sean Roberts | Dec 11, 2023 | Dec 11, 2023 | J | 4,616 | $0.00 | $0 | 20 | No | Form 4 |
| Collins Sean Roberts | Dec 11, 2023 | Dec 11, 2023 | J | 49,252 | $0.00 | $0 | 31 | No | Form 4 |
| Collins Sean Roberts | Dec 11, 2023 | Dec 11, 2023 | J | 9,130 | $0.00 | $0 | 285,090 | No | Form 4 |
| Collins Sean Roberts | Dec 11, 2023 | Dec 11, 2023 | S | 20 | $1.67 | Sale −$33 | not reported | No | Form 4 |
| Collins Sean Roberts | Dec 11, 2023 | Dec 11, 2023 | S | 31 | $1.67 | Sale −$52 | not reported | No | Form 4 |
| Collins Sean Roberts | Dec 8, 2023 | Dec 11, 2023 | S | 23,939 | $1.73 | Sale −$41,414 | 4,636 | No | Form 4 |
| Collins Sean Roberts | Dec 8, 2023 | Dec 11, 2023 | S | 36,990 | $1.73 | Sale −$63,993 | 49,283 | No | Form 4 |
| Collins Sean Roberts | Dec 8, 2023 | Dec 11, 2023 | S | 46,501 | $1.71 | Sale −$79,517 | 275,960 | No | Form 4 |
| Collins Sean Roberts | Dec 7, 2023 | Dec 11, 2023 | J | 2,114,496 | $0.00 | $0 | 637,447 | No | Form 4 |
| Collins Sean Roberts | Dec 7, 2023 | Dec 11, 2023 | J | 114,810 | $0.00 | $0 | 41,357 | No | Form 4 |
| Collins Sean Roberts | Dec 7, 2023 | Dec 11, 2023 | J | 448,389 | $0.00 | $0 | 133,934 | No | Form 4 |
| Collins Sean Roberts | Dec 7, 2023 | Dec 11, 2023 | S | 225,236 | $1.84 | Sale −$414,434 | 412,211 | No | Form 4 |
| Collins Sean Roberts | Dec 7, 2023 | Dec 11, 2023 | S | 12,782 | $1.84 | Sale −$23,519 | 28,575 | No | Form 4 |
| Collins Sean Roberts | Dec 7, 2023 | Dec 11, 2023 | S | 47,661 | $1.84 | Sale −$87,696 | 86,273 | No | Form 4 |
| Collins Sean Roberts | Dec 7, 2023 | Dec 11, 2023 | J | 47,461 | $0.00 | $0 | 505,107 | No | Form 4 |
| Collins Sean Roberts | Dec 7, 2023 | Dec 11, 2023 | S | 182,646 | $1.80 | Sale −$328,763 | 322,461 | No | Form 4 |
| VPC Impact Acquisition Holdings Sponsor, LLC | Dec 6, 2023 | Dec 7, 2023 | S | 18,763 | $2.05 | Sale −$38,464 | 4,084,306 | No | Form 4 |
| Levy Richard N | Dec 6, 2023 | Dec 6, 2023 | S | 40,283 | $2.05 | Sale −$82,580 | 4,103,069 | No | Form 4 |
| VPC Impact Acquisition Holdings Sponsor, LLC | Dec 5, 2023 | Dec 5, 2023 | S | 276,898 | $2.05 | Sale −$567,641 | 4,143,352 | No | Form 4 |
| VPC Impact Acquisition Holdings Sponsor, LLC | Dec 4, 2023 | Dec 4, 2023 | S | 182,819 | $2.10 | Sale −$383,920 | 4,420,250 | No | Form 4 |
| Collins Sean Roberts | Nov 16, 2023 | Nov 17, 2023 | C | 2,751,943 | $0.00 | $0 | 2,751,943 | No | Form 4 |
| Collins Sean Roberts | Nov 16, 2023 | Nov 17, 2023 | C | 156,167 | $0.00 | $0 | 156,167 | No | Form 4 |
| Collins Sean Roberts | Nov 16, 2023 | Nov 17, 2023 | C · derivative | 2,751,943 | $0.00 | $0 | not reported | No | Form 4 |
| Collins Sean Roberts | Nov 16, 2023 | Nov 17, 2023 | C · derivative | 156,167 | $0.00 | $0 | not reported | No | Form 4 |