GECCGreat Elm Capital Corp.
- Market cap
- $65.98M
- as of 2026-10-23
- Latest close
- $4.75
- as of 2026-10-23
- Sector
- Financial Services
- as of 2026-10-24
- Industry
- Asset Management
- as of 2026-10-24
Cluster
No cluster in the last 90 days under the default rule (14d · ≥2 insiders · all roles).
Form 4 historysince 2023-10-11
Dashed line = amended filing (Form 4/A)
| Insider | Traded | Filed | Type | Shares | Price | Value | Owned after | 10b5-1 plan | Filing |
|---|---|---|---|---|---|---|---|---|---|
| Kleinman Adam MCCO and Secretary | Sep 21 | Sep 23 | A | 15,292 | $0.00 | $0 | 59,889 | No | Form 4 |
| Kleinman Adam MCCO and Secretary | Sep 21 | Sep 23 | A | 791 | $0.00 | $0 | 60,680 | No | Form 4 |
| Kleinman Adam MCCO and Secretary | Sep 21 | Sep 23 | F | 3,451 | $5.37 | $18,532 | 57,229 | No | Form 4 |
| Davis KeriCFO | Sep 21 | Sep 23 | A | 7,646 | $0.00 | $0 | 29,539 | No | Form 4 |
| Davis KeriCFO | Sep 21 | Sep 23 | A | 1,372 | $0.00 | $0 | 30,911 | No | Form 4 |
| Davis KeriCFO | Sep 21 | Sep 23 | F | 2,972 | $5.37 | $15,960 | 27,939 | No | Form 4 |
| Great Elm Group, Inc. | Sep 21 | Sep 23 | J | 111,958 | $0.00 | $0 | 1,244,167 | No | Form 4 |
| Great Elm Strategic Partnership I, LLC | Jun 29 | Jun 30 | J | 180,000 | $5.45 | $981,000 | 1,378,260 | No | Form 4 |
| Kaplan Matthew DCEO and President | Nov 7, 2025 | Nov 10, 2025 | P | 19,650 | $7.64 | Purchase +$150,126 | 142,400 | No | Form 4 |
| Great Elm Strategic Partnership I, LLC | Sep 26, 2025 | Sep 26, 2025 | S | 2,313 | $11.45 | Sale −$26,484 | 1,558,260 | No | Form 4 |
| Great Elm Strategic Partnership I, LLC | Sep 25, 2025 | Sep 26, 2025 | S | 1,696 | $11.45 | Sale −$19,419 | 1,560,573 | No | Form 4 |
| Great Elm Strategic Partnership I, LLC | Sep 23, 2025 | Sep 23, 2025 | S | 1,490 | $11.45 | Sale −$17,061 | 1,562,269 | No | Form 4 |
| Kaplan Matthew DCEO and President | Sep 23, 2025 | Sep 23, 2025 | F | 8,211 | $11.43 | $93,852 | 122,750 | No | Form 4 |
| Kleinman Adam MCCO and Secretary | Sep 23, 2025 | Sep 23, 2025 | F | 1,361 | $11.43 | $15,556 | 44,597 | No | Form 4 |
| Davis KeriCFO | Sep 23, 2025 | Sep 23, 2025 | F | 2,725 | $11.43 | $31,147 | 21,893 | No | Form 4 |
| Great Elm Strategic Partnership I, LLC | Sep 22, 2025 | Sep 23, 2025 | S | 48,248 | $11.45 | Sale −$552,440 | 1,563,759 | No | Form 4 |
| Great Elm Group, Inc. | Sep 20, 2025 | Sep 23, 2025 | J | 63,189 | $0.00 | $0 | 1,358,278 | No | Form 4 |
| Great Elm Group, Inc. | Sep 19, 2025 | Sep 23, 2025 | J | 16,612 | $0.00 | $0 | 1,421,467 | No | Form 4 |
| Kaplan Matthew DCEO and President | Sep 19, 2025 | Sep 23, 2025 | A | 37,117 | $0.00 | $0 | 129,906 | No | Form 4 |
| Kaplan Matthew DCEO and President | Sep 19, 2025 | Sep 23, 2025 | A | 1,055 | $0.00 | $0 | 130,961 | No | Form 4 |
| Kleinman Adam MCCO and Secretary | Sep 19, 2025 | Sep 23, 2025 | A | 5,458 | $0.00 | $0 | 45,802 | No | Form 4 |
| Kleinman Adam MCCO and Secretary | Sep 19, 2025 | Sep 23, 2025 | A | 156 | $0.00 | $0 | 45,958 | No | Form 4 |
| Davis KeriCFO | Sep 19, 2025 | Sep 23, 2025 | A | 3,820 | $0.00 | $0 | 23,212 | No | Form 4 |
| Davis KeriCFO | Sep 19, 2025 | Sep 23, 2025 | A | 1,406 | $0.00 | $0 | 24,618 | No | Form 4 |
| Great Elm Strategic Partnership I, LLC | Sep 19, 2025 | Sep 19, 2025 | S | 14,737 | $11.45 | Sale −$168,739 | 1,612,007 | No | Form 4 |
| Great Elm Strategic Partnership I, LLC | Sep 18, 2025 | Sep 19, 2025 | S | 100 | $11.45 | Sale −$1,145 | 1,626,744 | No | Form 4 |
| Great Elm Strategic Partnership I, LLC | Sep 15, 2025 | Sep 17, 2025 | S | 20,938 | $11.45 | Sale −$239,740 | 1,626,844 | No | Form 4 |
| Great Elm Strategic Partnership I, LLC | Aug 26, 2025 | Aug 27, 2025 | S | 21,472 | $11.20 | Sale −$240,486 | 1,647,782 | No | Form 4 |
| Great Elm Strategic Partnership I, LLC | Aug 25, 2025 | Aug 27, 2025 | S | 25,711 | $11.20 | Sale −$287,963 | 1,669,254 | No | Form 4 |
| Great Elm Strategic Partnership I, LLC | Aug 22, 2025 | Aug 22, 2025 | S | 17,956 | $11.20 | Sale −$201,107 | 1,694,965 | No | Form 4 |
| Great Elm Strategic Partnership I, LLC | Aug 21, 2025 | Aug 22, 2025 | S | 26,705 | $11.20 | Sale −$299,096 | 1,712,921 | No | Form 4 |
| Great Elm Strategic Partnership I, LLC | Aug 20, 2025 | Aug 20, 2025 | S | 7,793 | $11.20 | Sale −$87,282 | 1,739,626 | No | Form 4 |
| Great Elm Strategic Partnership I, LLC | Aug 18, 2025 | Aug 20, 2025 | S | 363 | $11.20 | Sale −$4,066 | 1,747,419 | No | Form 4 |
| Great Elm Strategic Partnership I, LLC | Jul 11, 2025 | Jul 14, 2025 | S | 38,793 | $10.95 | Sale −$424,783 | 1,747,782 | No | Form 4 |
| Great Elm Strategic Partnership I, LLC | Jul 10, 2025 | Jul 10, 2025 | S | 8,661 | $10.95 | Sale −$94,838 | 1,786,575 | No | Form 4 |
| Great Elm Strategic Partnership I, LLC | Jul 9, 2025 | Jul 10, 2025 | S | 3,129 | $10.95 | Sale −$34,263 | 1,795,236 | No | Form 4 |
| Great Elm Strategic Partnership I, LLC | Jul 8, 2025 | Jul 8, 2025 | S | 3,218 | $10.95 | Sale −$35,237 | 1,798,365 | No | Form 4 |
| Great Elm Strategic Partnership I, LLC | Jul 7, 2025 | Jul 8, 2025 | S | 11,852 | $10.95 | Sale −$129,779 | 1,801,583 | No | Form 4 |
| Great Elm Strategic Partnership I, LLC | Jul 3, 2025 | Jul 3, 2025 | S | 11,021 | $10.95 | Sale −$120,680 | 1,813,435 | No | Form 4 |
| Great Elm Strategic Partnership I, LLC | Jul 2, 2025 | Jul 3, 2025 | S | 13,324 | $10.95 | Sale −$145,898 | 1,824,456 | No | Form 4 |
| Great Elm Strategic Partnership I, LLC | Jun 13, 2025 | Jul 3, 2025 | S | 2,714 | $11.00 | Sale −$29,854 | 1,837,780 | No | Form 4 |
| Great Elm Strategic Partnership I, LLC | Jun 12, 2025 | Jul 3, 2025 | S | 7,288 | $10.97 | Sale −$79,949 | 1,840,494 | No | Form 4 |
| Great Elm Strategic Partnership I, LLC | Jun 11, 2025 | Jul 3, 2025 | S | 2,642 | $11.20 | Sale −$29,590 | 1,847,782 | No | Form 4 |
| Cohen Richard M | Jun 13, 2025 | Jun 13, 2025 | P | 36 | $11.01 | Purchase +$396 | 18,136 | No | Form 4 |
| Cohen Richard M | Jun 12, 2025 | Jun 12, 2025 | P | 3,100 | $10.95 | Purchase +$33,945 | 18,100 | No | Form 4 |
| Cohen Richard M | Jun 11, 2025 | Jun 12, 2025 | P | 5,000 | $11.18 | Purchase +$55,900 | 15,000 | No | Form 4 |
| Cohen Richard M | Jun 10, 2025 | Jun 11, 2025 | P | 3,500 | $11.13 | Purchase +$38,955 | 10,000 | No | Form 4 |
| Cohen Richard M | Jun 9, 2025 | Jun 11, 2025 | P | 1,500 | $10.83 | Purchase +$16,245 | 4,000 | No | Form 4 |
| Cohen Richard M | Jun 9, 2025 | Jun 11, 2025 | P | 2,500 | $11.12 | Purchase +$27,800 | 6,500 | No | Form 4 |
| Cohen Richard M | Jun 6, 2025 | Jun 11, 2025 | P | 1,000 | $10.64 | Purchase +$10,640 | 1,000 | No | Form 4 |
| Cohen Richard M | Jun 6, 2025 | Jun 11, 2025 | P | 1,500 | $10.74 | Purchase +$16,110 | 2,500 | No | Form 4 |
| Perry Chad | Jun 4, 2025 | Jun 5, 2025 | P | 1,850 | $10.58 | Purchase +$19,573 | 1,850 | No | Form 4 |
| Great Elm Group, Inc. | Dec 23, 2024 | Dec 23, 2024 | J | 2,643 | $10.22 | $27,011 | 1,438,079 | No | Form 4 |
| Davis KeriCFO | Sep 24, 2024 | Sep 27, 20244/A | J | 213 | $0.00 | $0 | 19,392 | No | Form 4/A |
| Kleinman Adam MCCO and Secretary | Sep 24, 2024 | Sep 27, 20244/A | J | 2,093 | $0.00 | $0 | 40,344 | No | Form 4/A |
| Davis KeriCFO | Sep 20, 2024 | Sep 27, 20244/A | J | 647 | $0.00 | $0 | 19,179 | No | Form 4/A |
| Kleinman Adam MCCO and Secretary | Sep 20, 2024 | Sep 27, 20244/A | J | 6,194 | $0.00 | $0 | 38,251 | No | Form 4/A |
| Great Elm Group, Inc. | Sep 24, 2024 | Sep 25, 20244/A | J | 9,177 | $10.09 | $92,596 | 1,440,722 | No | Form 4/A |
| Great Elm Group, Inc. | Sep 20, 2024 | Sep 25, 20244/A | J | 25,573 | $10.09 | $258,032 | 1,431,545 | No | Form 4/A |
| Kaplan Matthew DCEO and President | Sep 20, 2024 | Sep 24, 2024 | J | 42,121 | $0.00 | $0 | 92,789 | No | Form 4 |
| Drapkin Matthew A | Sep 16, 2024 | Sep 17, 2024 | P | 9,600 | $9.92 | Purchase +$95,232 | 75,716 | No | Form 4 |
| Drapkin Matthew A | Aug 21, 2024 | Aug 21, 2024 | P | 1,310 | $10.12 | Purchase +$13,257 | 66,116 | No | Form 4 |
| Drapkin Matthew A | Aug 20, 2024 | Aug 21, 2024 | P | 3,189 | $10.01 | Purchase +$31,922 | 64,806 | No | Form 4 |
| Great Elm Group, Inc. | Mar 4, 2024 | Mar 4, 2024 | J | 1,239 | $10.82 | $13,406 | 1,516,932 | No | Form 4 |
| Great Elm Group, Inc. | Feb 15, 2024 | Feb 22, 2024 | J | 2,389 | $10.69 | $25,538 | 1,518,171 | No | Form 4 |
| Great Elm Group, Inc. | Nov 21, 2023 | Nov 21, 2023 | P | 27,000 | $10.05 | Purchase +$271,350 | 1,520,560 | No | Form 4 |
| Kaplan Matthew DCEO and President | Oct 10, 2023 | Oct 11, 2023 | J | 38,668 | $0.00 | $0 | 50,668 | No | Form 4 |