GEGGreat Elm Group, Inc.
- Market cap
- $67.73M
- as of 2026-10-23
- Latest close
- $2.16
- as of 2026-10-23
- Sector
- Financial Services
- as of 2026-10-24
- Industry
- Asset Management
- as of 2026-10-24
Cluster
No cluster in the last 90 days under the default rule (14d · ≥2 insiders · all roles).
Form 4 historysince 2023-11-15
Dashed line = amended filing (Form 4/A)
| Insider | Traded | Filed | Type | Shares | Price | Value | Owned after | 10b5-1 plan | Filing |
|---|---|---|---|---|---|---|---|---|---|
| Kleinman Adam MPresident | Sep 21 | Sep 23 | A | 40,104 | $0.00 | $0 | 625,498 | No | Form 4 |
| Kleinman Adam MPresident | Sep 21 | Sep 23 | F | 17,367 | $2.15 | $37,339 | 608,131 | No | Form 4 |
| Kleinman Adam MPresident | Sep 21 | Sep 23 | A · derivative | 40,000 | $3.00 | $120,000 | 40,000 | No | Form 4 |
| Davis KeriChief Financial Officer | Sep 21 | Sep 23 | A | 20,052 | $0.00 | $0 | 63,488 | No | Form 4 |
| Davis KeriChief Financial Officer | Sep 21 | Sep 23 | F | 7,642 | $2.15 | $16,430 | 55,846 | No | Form 4 |
| Davis KeriChief Financial Officer | Sep 21 | Sep 23 | A · derivative | 20,000 | $3.00 | $60,000 | 20,000 | No | Form 4 |
| Milz NicholeChief Operating Officer | Sep 21 | Sep 23 | A | 48,698 | $0.00 | $0 | 243,582 | No | Form 4 |
| Milz NicholeChief Operating Officer | Sep 21 | Sep 23 | F | 23,701 | $2.15 | $50,957 | 219,881 | No | Form 4 |
| Milz NicholeChief Operating Officer | Sep 21 | Sep 23 | A · derivative | 50,000 | $3.00 | $150,000 | 50,000 | No | Form 4 |
| Imperial Capital Group Holdings II, LLC | Sep 21 | Sep 23 | A | 137,501 | $0.00 | $0 | 1,141,828 | No | Form 4 |
| Northern Right Fund GP LLC | Jul 10 | Jul 14 | J | 7,887 | $2.18 | $17,194 | 4,243,168 | No | Form 4 |
| Northern Right Fund GP LLC | Jul 10 | Jul 14 | J | 7,887 | $2.18 | $17,194 | 4,243,168 | No | Form 4 |
| Northern Right Fund GP LLC | Jul 10 | Jul 14 | J · derivative | 3,769 | $100.00 | $376,900 | not reported | No | Form 4 |
| Northern Right Fund GP LLC | Jul 10 | Jul 14 | J · derivative | 3,769 | $100.00 | $376,900 | not reported | No | Form 4 |
| Reese Jason W.See remarks | May 28 | Jun 1 | G | 99,637 | $0.00 | $0 | 1,004,327 | No | Form 4 |
| Imperial Capital Asset Management, LLC | Mar 3 | Mar 5 | A | 27,022 | $0.00 | $0 | 1,103,964 | No | Form 4 |
| Scheyer Eric J | Jan 8 | Jan 12 | A | 26,531 | $0.00 | $0 | 448,250 | No | Form 4 |
| Scheyer Eric J | Jan 8 | Jan 12 | A | 30,612 | $0.00 | $0 | 478,862 | No | Form 4 |
| Parmelee James P | Jan 8 | Jan 12 | A | 26,531 | $0.00 | $0 | 464,462 | No | Form 4 |
| Parmelee James P | Jan 8 | Jan 12 | A | 48,980 | $0.00 | $0 | 513,442 | No | Form 4 |
| Smith Booker | Jan 8 | Jan 12 | A | 26,531 | $0.00 | $0 | 43,601 | No | Form 4 |
| Smith Booker | Jan 8 | Jan 12 | A | 30,612 | $0.00 | $0 | 74,213 | No | Form 4 |
| Schwartz David W. | Jan 8 | Jan 12 | A | 26,531 | $0.00 | $0 | 626,531 | No | Form 4 |
| Schwartz David W. | Jan 8 | Jan 12 | A | 32,877 | $0.00 | $0 | 659,408 | No | Form 4 |
| Drapkin Matthew A | Jan 8 | Jan 12 | A | 26,531 | $0.00 | $0 | 755,280 | No | Form 4 |
| Drapkin Matthew A | Jan 8 | Jan 12 | A | 61,224 | $0.00 | $0 | 816,504 | No | Form 4 |
| Drapkin Matthew A | Jan 8 | Jan 12 | A | 26,531 | $0.00 | $0 | 843,035 | No | Form 4 |
| Matter David | Jan 8 | Jan 12 | A | 26,531 | $0.00 | $0 | 508,765 | No | Form 4 |
| Matter David | Jan 8 | Jan 12 | A | 30,612 | $0.00 | $0 | 539,377 | No | Form 4 |
| Nathan Lloyd | Jan 8 | Jan 12 | A | 26,531 | $0.00 | $0 | 49,348 | No | Form 4 |
| Long Ball Partners LLC | Nov 11, 2025 | Nov 13, 2025 | G | 100,000 | $0.00 | $0 | 1,076,942 | No | Form 4 |
| Milz NicholeChief Operating Officer | Sep 23, 2025 | Sep 23, 2025 | F | 18,227 | $2.80 | $51,036 | 194,884 | No | Form 4 |
| Kleinman Adam MPresident | Sep 23, 2025 | Sep 23, 2025 | F | 18,313 | $2.80 | $51,276 | 585,394 | No | Form 4 |
| Davis KeriChief Financial Officer | Sep 23, 2025 | Sep 23, 2025 | F | 5,418 | $2.80 | $15,170 | 43,436 | No | Form 4 |
| Imperial Capital Asset Management, LLC | Sep 20, 2025 | Sep 23, 2025 | A | 183,823 | $0.00 | $0 | 1,176,942 | No | Form 4 |
| Milz NicholeChief Operating Officer | Sep 19, 2025 | Sep 23, 2025 | A | 36,764 | $0.00 | $0 | 213,111 | No | Form 4 |
| Kleinman Adam MPresident | Sep 19, 2025 | Sep 23, 2025 | A | 22,977 | $0.00 | $0 | 603,707 | No | Form 4 |
| Davis KeriChief Financial Officer | Sep 19, 2025 | Sep 23, 2025 | A | 9,191 | $0.00 | $0 | 48,854 | No | Form 4 |
| Nathan Lloyd | Sep 8, 2025 | Sep 9, 2025 | A | 10,220 | $0.00 | $0 | 22,817 | No | Form 4 |
| Smith Booker | Sep 8, 2025 | Sep 9, 2025 | A | 8,535 | $0.00 | $0 | 8,535 | No | Form 4 |
| Smith Booker | Sep 8, 2025 | Sep 9, 2025 | A | 8,535 | $0.00 | $0 | 17,070 | No | Form 4 |
| Nathan Lloyd | Aug 8, 2025 | Aug 11, 2025 | A | 12,597 | $0.00 | $0 | 12,597 | No | Form 4 |
| Northern Right Capital (QP), L.P. | Jul 14, 2025 | Jul 16, 2025 | J | 207,570 | $2.07 | $429,670 | 4,243,168 | No | Form 4 |
| Northern Right Capital (QP), L.P. | Jul 14, 2025 | Jul 16, 2025 | J | 207,570 | $2.07 | $429,670 | 4,243,168 | No | Form 4 |
| Northern Right Capital (QP), L.P. | Jul 14, 2025 | Jul 16, 2025 | J · derivative | 94,415 | $100.00 | $9,441,500 | not reported | No | Form 4 |
| Northern Right Capital (QP), L.P. | Jul 14, 2025 | Jul 16, 2025 | J · derivative | 94,415 | $100.00 | $9,441,500 | not reported | No | Form 4 |
| BC Advisors LLC | Jan 13, 2025 | Apr 4, 20254/A | J | 409,577 | $1.81 | $741,334 | 3,833,591 | No | Form 4/A |
| BC Advisors LLC | Jan 13, 2025 | Apr 4, 20254/A | J · derivative | 176,376 | $100.00 | $17,637,600 | not reported | No | Form 4/A |
| Matter David | Jan 3, 2025 | Jan 7, 2025 | A | 35,714 | $0.00 | $0 | 441,025 | No | Form 4 |
| Matter David | Jan 3, 2025 | Jan 7, 2025 | A | 41,209 | $0.00 | $0 | 482,234 | No | Form 4 |
| Parmelee James P | Jan 3, 2025 | Jan 7, 2025 | A | 35,714 | $0.00 | $0 | 391,227 | No | Form 4 |
| Parmelee James P | Jan 3, 2025 | Jan 7, 2025 | A | 46,704 | $0.00 | $0 | 437,714 | No | Form 4 |
| Hugar James H | Jan 3, 2025 | Jan 7, 2025 | A | 35,714 | $0.00 | $0 | 343,067 | No | Form 4 |
| Drapkin Matthew A | Jan 3, 2025 | Jan 7, 2025 | A | 35,714 | $0.00 | $0 | 610,617 | No | Form 4 |
| Drapkin Matthew A | Jan 3, 2025 | Jan 7, 2025 | A | 82,418 | $0.00 | $0 | 693,035 | No | Form 4 |
| Drapkin Matthew A | Jan 3, 2025 | Jan 7, 2025 | A | 35,714 | $0.00 | $0 | 728,749 | No | Form 4 |
| Scheyer Eric J | Jan 3, 2025 | Jan 7, 2025 | A | 35,714 | $0.00 | $0 | 375,015 | No | Form 4 |
| Scheyer Eric J | Jan 3, 2025 | Jan 7, 2025 | A | 46,704 | $0.00 | $0 | 421,719 | No | Form 4 |
| BC Advisors LLC | May 23, 2024 | Oct 22, 2024 | P | 5,015 | $1.75 | Purchase +$8,776 | 4,243,168 | No | Form 4 |
| BC Advisors LLC | May 22, 2024 | Oct 22, 2024 | P | 20,001 | $1.76 | Purchase +$35,202 | 4,238,153 | No | Form 4 |
| BC Advisors LLC | May 21, 2024 | Oct 22, 2024 | P | 24,984 | $1.77 | Purchase +$44,222 | 4,218,152 | No | Form 4 |
| Long Ball Partners LLC | Sep 20, 2024 | Sep 24, 2024 | A | 130,208 | $0.00 | $0 | 993,119 | No | Form 4 |
| Kleinman Adam MPresident | Sep 20, 2024 | Sep 24, 2024 | A | 32,552 | $0.00 | $0 | 580,730 | No | Form 4 |
| Davis KeriChief Financial Officer | Sep 20, 2024 | Sep 24, 2024 | A | 27,344 | $0.00 | $0 | 39,663 | No | Form 4 |
| Milz NicholeChief Operating Officer | Sep 20, 2024 | Sep 24, 2024 | A | 55,339 | $0.00 | $0 | 176,347 | No | Form 4 |
| Long Ball Partners LLC | May 23, 2024 | May 23, 2024 | P | 5,015 | $1.75 | Purchase +$8,776 | 6,379,646 | No | Form 4 |
| Drapkin Matthew A | May 23, 2024 | May 23, 2024 | P | 5,015 | $1.75 | Purchase +$8,776 | 1,963,690 | No | Form 4 |
| Long Ball Partners LLC | May 22, 2024 | May 23, 2024 | P | 20,001 | $1.76 | Purchase +$35,202 | 6,374,631 | No | Form 4 |
| Drapkin Matthew A | May 22, 2024 | May 23, 2024 | P | 20,001 | $1.76 | Purchase +$35,202 | 1,958,675 | No | Form 4 |
| Long Ball Partners LLC | May 21, 2024 | May 23, 2024 | P | 24,984 | $1.77 | Purchase +$44,222 | 6,354,630 | No | Form 4 |
| Drapkin Matthew A | May 21, 2024 | May 23, 2024 | P | 24,984 | $1.77 | Purchase +$44,222 | 1,938,674 | No | Form 4 |
| Hugar James H | May 21, 2024 | May 21, 2024 | P | 5,100 | $1.76 | Purchase +$8,976 | 306,097 | No | Form 4 |
| Hugar James H | May 21, 2024 | May 21, 2024 | P | 1,256 | $1.77 | Purchase +$2,223 | 307,353 | No | Form 4 |
| Hugar James H | May 20, 2024 | May 21, 2024 | P | 678 | $1.76 | Purchase +$1,193 | 300,027 | No | Form 4 |
| Hugar James H | May 20, 2024 | May 21, 2024 | P | 970 | $1.78 | Purchase +$1,727 | 300,997 | No | Form 4 |
| Hugar James H | May 15, 2024 | May 15, 2024 | P | 4,400 | $1.82 | Purchase +$8,008 | 299,333 | No | Form 4 |
| Hugar James H | May 15, 2024 | May 15, 2024 | P | 16 | $1.81 | Purchase +$29 | 299,349 | No | Form 4 |
| Hugar James H | May 14, 2024 | May 15, 2024 | P | 393 | $1.81 | Purchase +$711 | 294,933 | No | Form 4 |
| Reese Jason W.See remarks | Mar 15, 2024 | Mar 18, 2024 | P | 7,843 | $2.00 | Purchase +$15,686 | 6,329,646 | No | Form 4 |
| Reese Jason W.See remarks | Mar 14, 2024 | Mar 18, 2024 | P | 3,254 | $1.98 | Purchase +$6,443 | 6,321,803 | No | Form 4 |
| Reese Jason W.See remarks | Mar 13, 2024 | Mar 13, 2024 | P | 16,200 | $1.94 | Purchase +$31,428 | 6,318,549 | No | Form 4 |
| Reese Jason W.See remarks | Mar 12, 2024 | Mar 13, 2024 | P | 2,500 | $1.90 | Purchase +$4,750 | 6,302,349 | No | Form 4 |
| Reese Jason W.See remarks | Mar 11, 2024 | Mar 13, 2024 | P | 806 | $1.90 | Purchase +$1,531 | 6,299,849 | No | Form 4 |
| Imperial Capital Asset Management, LLC | Mar 7, 2024 | Mar 7, 2024 | P | 5,081 | $1.96 | Purchase +$9,959 | 6,299,043 | No | Form 4 |
| Imperial Capital Asset Management, LLC | Mar 6, 2024 | Mar 7, 2024 | P | 4,389 | $1.96 | Purchase +$8,602 | 6,293,962 | No | Form 4 |
| Imperial Capital Asset Management, LLC | Mar 5, 2024 | Mar 7, 2024 | P | 5,137 | $1.93 | Purchase +$9,914 | 6,289,573 | No | Form 4 |
| Imperial Capital Group Holdings II, LLC | Feb 29, 2024 | Feb 29, 2024 | P | 4,090 | $1.99 | Purchase +$8,139 | 6,284,436 | No | Form 4 |
| Imperial Capital Group Holdings II, LLC | Feb 27, 2024 | Feb 29, 2024 | P | 120,000 | $1.92 | Purchase +$230,400 | 6,280,346 | No | Form 4 |
| Imperial Capital Asset Management, LLC | Feb 21, 2024 | Feb 21, 2024 | P | 2,989 | $1.95 | Purchase +$5,829 | 6,160,346 | No | Form 4 |
| Imperial Capital Asset Management, LLC | Feb 20, 2024 | Feb 21, 2024 | P | 6,307 | $1.98 | Purchase +$12,488 | 6,157,357 | No | Form 4 |
| Imperial Capital Asset Management, LLC | Feb 16, 2024 | Feb 21, 2024 | P | 4,237 | $1.92 | Purchase +$8,135 | 6,151,050 | No | Form 4 |
| Drapkin Matthew A | Jan 3, 2024 | Jan 4, 2024 | A | 34,759 | $0.00 | $0 | 459,930 | No | Form 4 |
| Drapkin Matthew A | Jan 3, 2024 | Jan 4, 2024 | A | 80,214 | $0.00 | $0 | 540,144 | No | Form 4 |
| Drapkin Matthew A | Jan 3, 2024 | Jan 4, 2024 | A | 34,759 | $0.00 | $0 | 574,903 | No | Form 4 |
| Scheyer Eric J | Jan 3, 2024 | Jan 4, 2024 | A | 34,759 | $0.00 | $0 | 293,846 | No | Form 4 |
| Scheyer Eric J | Jan 3, 2024 | Jan 4, 2024 | A | 45,455 | $0.00 | $0 | 339,301 | No | Form 4 |
| Hugar James H | Jan 3, 2024 | Jan 4, 2024 | A | 34,759 | $0.00 | $0 | 294,540 | No | Form 4 |
| Matter David | Jan 3, 2024 | Jan 4, 2024 | A | 34,759 | $0.00 | $0 | 365,204 | No | Form 4 |
| Matter David | Jan 3, 2024 | Jan 4, 2024 | A | 40,107 | $0.00 | $0 | 405,311 | No | Form 4 |
| Parmelee James P | Jan 3, 2024 | Jan 4, 2024 | A | 34,759 | $0.00 | $0 | 310,058 | No | Form 4 |
| Parmelee James P | Jan 3, 2024 | Jan 4, 2024 | A | 45,455 | $0.00 | $0 | 355,513 | No | Form 4 |
| Reese Jason W.See remarks | Nov 28, 2023 | Nov 30, 2023 | P | 29,244 | $2.00 | Purchase +$58,488 | 6,106,242 | No | Form 4 |
| Reese Jason W.See remarks | Nov 28, 2023 | Nov 30, 2023 | P | 40,571 | $2.04 | Purchase +$82,765 | 6,146,813 | No | Form 4 |
| Imperial Capital Asset Management, LLC | Nov 24, 2023 | Nov 24, 2023 | P | 2,558 | $2.05 | Purchase +$5,244 | 6,076,998 | No | Form 4 |
| Imperial Capital Asset Management, LLC | Nov 22, 2023 | Nov 24, 2023 | P | 36,233 | $2.01 | Purchase +$72,828 | 6,074,440 | No | Form 4 |
| Imperial Capital Asset Management, LLC | Nov 21, 2023 | Nov 24, 2023 | P | 100 | $1.90 | Purchase +$190 | 6,038,207 | No | Form 4 |
| Hugar James H | Nov 15, 2023 | Nov 16, 2023 | P | 2,800 | $1.99 | Purchase +$5,572 | 259,781 | No | Form 4 |
| Hugar James H | Nov 14, 2023 | Nov 16, 2023 | P | 2,242 | $1.97 | Purchase +$4,417 | 256,981 | No | Form 4 |
| BC Advisors LLC | Nov 15, 2023 | Nov 15, 2023 | P | 23,384 | $1.99 | Purchase +$46,534 | 4,193,168 | No | Form 4 |
| Drapkin Matthew A | Nov 15, 2023 | Nov 15, 2023 | P | 19,878 | $1.99 | Purchase +$39,557 | 2,279,478 | No | Form 4 |
| Drapkin Matthew A | Nov 15, 2023 | Nov 15, 2023 | P | 3,506 | $1.99 | Purchase +$6,977 | 1,913,690 | No | Form 4 |
| BC Advisors LLC | Nov 14, 2023 | Nov 15, 2023 | P | 185,562 | $1.99 | Purchase +$369,268 | 4,169,784 | No | Form 4 |
| Drapkin Matthew A | Nov 14, 2023 | Nov 15, 2023 | P | 157,711 | $1.99 | Purchase +$313,845 | 2,259,600 | No | Form 4 |
| Drapkin Matthew A | Nov 14, 2023 | Nov 15, 2023 | P | 27,851 | $1.99 | Purchase +$55,423 | 1,910,184 | No | Form 4 |
| BC Advisors LLC | Nov 13, 2023 | Nov 15, 2023 | P | 14,438 | $1.95 | Purchase +$28,154 | 3,984,222 | No | Form 4 |
| Drapkin Matthew A | Nov 13, 2023 | Nov 15, 2023 | P | 12,306 | $1.95 | Purchase +$23,997 | 2,101,889 | No | Form 4 |
| Drapkin Matthew A | Nov 13, 2023 | Nov 15, 2023 | P | 2,132 | $1.95 | Purchase +$4,157 | 1,882,333 | No | Form 4 |