GNLXGENELUX Corp
- Market cap
- $90.49M
- as of 2026-10-23
- Latest close
- $2.00
- as of 2026-10-23
- Sector
- Healthcare
- as of 2026-10-24
- Industry
- Biotechnology
- as of 2026-10-24
Cluster
No cluster in the last 90 days under the default rule (14d · ≥2 insiders · all roles).
Form 4 historysince 2023-10-04
Dashed line = amended filing (Form 4/A)
| Insider | Traded | Filed | Type | Shares | Price | Value | Owned after | 10b5-1 plan | Filing |
|---|---|---|---|---|---|---|---|---|---|
| Yu YongChief Scientific Officer | Aug 31 | Sep 2 | S | 9,683 | $2.75 | Sale −$26,628 | 258,688 | No | Form 4 |
| Zindrick ThomasPresident and CEO | Aug 31 | Sep 2 | S | 34,463 | $2.67 | Sale −$92,016 | 1,226,427 | No | Form 4 |
| Cappello JosephChief Technical Officer | Aug 31 | Sep 2 | S | 10,257 | $2.74 | Sale −$28,104 | 318,480 | No | Form 4 |
| Zindrick ThomasPresident and CEO | Aug 4 | Aug 4 | S | 3,023 | $2.95 | Sale −$8,918 | 1,260,890 | No | Form 4 |
| Cappello JosephChief Technical Officer | Aug 4 | Aug 4 | S | 653 | $2.95 | Sale −$1,926 | 328,737 | No | Form 4 |
| Yu YongChief Scientific Officer | Aug 4 | Aug 4 | S | 653 | $2.94 | Sale −$1,920 | 268,371 | No | Form 4 |
| Smither John W | Jul 1 | Jul 2 | S | 12,000 | $2.91 | Sale −$34,920 | 91,403 | No | Form 4 |
| Smither John W | Jun 16 | Jun 18 | A | 28,409 | $0.00 | $0 | 103,403 | No | Form 4 |
| Smither John W | Jun 16 | Jun 18 | A · derivative | 31,566 | $3.03 | $95,645 | 31,566 | No | Form 4 |
| Yu YongChief Scientific Officer | Jun 16 | Jun 18 | A | 119,318 | $0.00 | $0 | 269,024 | No | Form 4 |
| Mirabelli Mary | Jun 16 | Jun 18 | A | 28,409 | $0.00 | $0 | 102,693 | No | Form 4 |
| Mirabelli Mary | Jun 16 | Jun 18 | A · derivative | 31,566 | $3.03 | $95,645 | 31,566 | No | Form 4 |
| Thomas John | Jun 16 | Jun 18 | A | 28,409 | $0.00 | $0 | 501,193 | No | Form 4 |
| Thomas John | Jun 16 | Jun 18 | A · derivative | 31,566 | $3.03 | $95,645 | 31,566 | No | Form 4 |
| Zindrick ThomasPresident and CEO | Jun 16 | Jun 18 | A | 730,601 | $0.00 | $0 | 1,263,913 | No | Form 4 |
| Tyree James L | Jun 16 | Jun 18 | A | 28,409 | $0.00 | $0 | 96,483 | No | Form 4 |
| Tyree James L | Jun 16 | Jun 18 | A · derivative | 31,566 | $3.03 | $95,645 | 31,566 | No | Form 4 |
| Cappello JosephChief Technical Officer | Jun 16 | Jun 18 | A | 174,841 | $0.00 | $0 | 329,390 | No | Form 4 |
| Groen EricGeneral Counsel | Jun 16 | Jun 18 | A | 233,957 | $0.00 | $0 | 233,957 | No | Form 4 |
| Pulisic MatthewChief Financial Officer | Jun 16 | Jun 18 | A | 278,906 | $0.00 | $0 | 278,906 | No | Form 4 |
| Smalling RalphHead of Regulatory | Jun 3 | Jun 4 | S | 192 | $2.93 | Sale −$563 | 67,611 | No | Form 4 |
| Thomas John | Jun 1 | Jun 2 | S | 10,000 | $2.98 | Sale −$29,800 | 472,784 | Yes | Form 4 |
| Smalling RalphHead of Regulatory | May 11 | May 12 | S | 270 | $2.98 | Sale −$805 | 67,803 | No | Form 4 |
| Zindrick ThomasPresident and CEO | May 11 | May 12 | S | 2,798 | $2.94 | Sale −$8,226 | 532,051 | No | Form 4 |
| Yu YongChief Scientific Officer | May 11 | May 12 | S | 605 | $2.97 | Sale −$1,797 | 149,706 | No | Form 4 |
| Cappello JosephChief Technical Officer | May 11 | May 12 | S | 605 | $2.97 | Sale −$1,797 | 154,549 | No | Form 4 |
| Smalling RalphHead of Regulatory | Mar 25 | Mar 26 | S | 240 | $2.51 | Sale −$602 | 68,073 | No | Form 4 |
| Zindrick ThomasPresident and CEO | Mar 24 | Mar 26 | S | 3,582 | $2.42 | Sale −$8,668 | 534,849 | No | Form 4 |
| Yu YongSVP, Clinical Development | Mar 24 | Mar 26 | S | 906 | $2.42 | Sale −$2,193 | 144,938 | No | Form 4 |
| Cappello JosephChief Technical Officer | Mar 24 | Mar 26 | S | 906 | $2.42 | Sale −$2,193 | 155,154 | No | Form 4 |
| Smalling RalphHead of Regulatory | Mar 24 | Mar 26 | S | 345 | $2.42 | Sale −$835 | 68,313 | No | Form 4 |
| Thomas John | Mar 2 | Mar 3 | S | 10,000 | $2.90 | Sale −$29,000 | 482,784 | Yes | Form 4 |
| Litten JasonChief Medical Officer | Jan 2 | Jan 7 | A · derivative | 275,000 | $4.55 | $1,251,250 | 275,000 | No | Form 4 |
| Cappello JosephChief Technical Officer | Nov 17, 2025 | Dec 11, 2025 | S | 973 | $5.37 | Sale −$5,225 | 156,060 | No | Form 4 |
| Yu YongSVP, Clinical Development | Nov 17, 2025 | Dec 11, 2025 | S | 973 | $5.37 | Sale −$5,225 | 145,844 | No | Form 4 |
| Zindrick ThomasPresident and CEO | Nov 17, 2025 | Dec 11, 2025 | S | 4,509 | $5.37 | Sale −$24,213 | 538,431 | No | Form 4 |
| Cappello JosephChief Technical Officer | Aug 21, 2025 | Dec 11, 2025 | S | 1,270 | $3.33 | Sale −$4,229 | 158,496 | No | Form 4 |
| Cappello JosephChief Technical Officer | Aug 21, 2025 | Dec 11, 2025 | S | 1,463 | $3.36 | Sale −$4,916 | 157,033 | No | Form 4 |
| Yu YongSVP, Clinical Development | Aug 21, 2025 | Dec 11, 2025 | S | 3,219 | $3.36 | Sale −$10,816 | 146,817 | No | Form 4 |
| Zindrick ThomasPresident and CEO | Aug 21, 2025 | Dec 11, 2025 | S | 12,673 | $3.33 | Sale −$42,201 | 542,940 | No | Form 4 |
| Smalling RalphHead of Regulatory | Dec 5, 2025 | Dec 9, 2025 | S | 165 | $4.69 | Sale −$774 | 68,658 | No | Form 4 |
| Smalling RalphHead of Regulatory | Nov 17, 2025 | Dec 9, 2025 | S | 343 | $5.37 | Sale −$1,842 | 68,823 | No | Form 4 |
| Smalling RalphHead of Regulatory | Sep 3, 2025 | Dec 9, 2025 | S | 580 | $3.36 | Sale −$1,949 | 69,166 | No | Form 4 |
| Smalling RalphHead of Regulatory | Aug 21, 2025 | Dec 9, 2025 | S | 1,244 | $3.36 | Sale −$4,180 | 69,746 | No | Form 4 |
| Thomas John | Dec 1, 2025 | Dec 2, 2025 | S | 10,000 | $5.00 | Sale −$50,000 | 492,784 | Yes | Form 4 |
| Cappello JosephChief Technical Officer | Sep 1, 2025 | Sep 3, 2025 | D · derivative | 16,666 | $6.00 | $99,996 | not reported | No | Form 4 |
| Cappello JosephChief Technical Officer | Sep 1, 2025 | Sep 3, 2025 | A · derivative | 16,666 | $3.33 | $55,498 | 16,666 | No | Form 4 |
| Cappello JosephChief Technical Officer | Sep 1, 2025 | Sep 3, 2025 | D · derivative | 80,000 | $6.00 | $480,000 | not reported | No | Form 4 |
| Cappello JosephChief Technical Officer | Sep 1, 2025 | Sep 3, 2025 | A · derivative | 80,000 | $3.33 | $266,400 | 80,000 | No | Form 4 |
| Cappello JosephChief Technical Officer | Sep 1, 2025 | Sep 3, 2025 | D · derivative | 13,333 | $6.00 | $79,998 | not reported | No | Form 4 |
| Cappello JosephChief Technical Officer | Sep 1, 2025 | Sep 3, 2025 | A · derivative | 13,333 | $3.33 | $44,399 | 13,333 | No | Form 4 |
| Cappello JosephChief Technical Officer | Sep 1, 2025 | Sep 3, 2025 | D · derivative | 65,000 | $22.40 | $1,456,000 | not reported | No | Form 4 |
| Cappello JosephChief Technical Officer | Sep 1, 2025 | Sep 3, 2025 | A · derivative | 65,000 | $3.33 | $216,450 | 65,000 | No | Form 4 |
| Smalling RalphHead of Regulatory | Sep 1, 2025 | Sep 3, 2025 | A | 10,000 | $0.00 | $0 | 70,990 | No | Form 4 |
| Smalling RalphHead of Regulatory | Sep 1, 2025 | Sep 3, 2025 | D · derivative | 8,333 | $6.00 | $49,998 | not reported | No | Form 4 |
| Smalling RalphHead of Regulatory | Sep 1, 2025 | Sep 3, 2025 | A · derivative | 8,333 | $3.33 | $27,749 | 8,333 | No | Form 4 |
| Yu YongSVP, Clinical Development | Sep 1, 2025 | Sep 3, 2025 | D · derivative | 207,652 | $6.00 | $1,245,912 | not reported | No | Form 4 |
| Yu YongSVP, Clinical Development | Sep 1, 2025 | Sep 3, 2025 | A · derivative | 207,652 | $3.33 | $691,481 | 207,652 | No | Form 4 |
| Yu YongSVP, Clinical Development | Sep 1, 2025 | Sep 3, 2025 | D · derivative | 65,000 | $22.40 | $1,456,000 | not reported | No | Form 4 |
| Yu YongSVP, Clinical Development | Sep 1, 2025 | Sep 3, 2025 | A · derivative | 65,000 | $3.33 | $216,450 | 65,000 | No | Form 4 |
| Zindrick ThomasPresident and CEO | Sep 1, 2025 | Sep 3, 2025 | D · derivative | 925,000 | $6.00 | $5,550,000 | not reported | No | Form 4 |
| Zindrick ThomasPresident and CEO | Sep 1, 2025 | Sep 3, 2025 | A · derivative | 925,000 | $3.33 | $3,080,250 | 925,000 | No | Form 4 |
| Zindrick ThomasPresident and CEO | Sep 1, 2025 | Sep 3, 2025 | D · derivative | 157,372 | $6.00 | $944,232 | not reported | No | Form 4 |
| Zindrick ThomasPresident and CEO | Sep 1, 2025 | Sep 3, 2025 | A · derivative | 157,372 | $3.33 | $524,049 | 157,372 | No | Form 4 |
| Zindrick ThomasPresident and CEO | Sep 1, 2025 | Sep 3, 2025 | D · derivative | 23,568 | $6.00 | $141,408 | not reported | No | Form 4 |
| Zindrick ThomasPresident and CEO | Sep 1, 2025 | Sep 3, 2025 | A · derivative | 23,568 | $3.33 | $78,481 | 23,568 | No | Form 4 |
| Zindrick ThomasPresident and CEO | Sep 1, 2025 | Sep 3, 2025 | D · derivative | 250,000 | $22.40 | $5,600,000 | not reported | No | Form 4 |
| Zindrick ThomasPresident and CEO | Sep 1, 2025 | Sep 3, 2025 | A · derivative | 250,000 | $3.33 | $832,500 | 250,000 | No | Form 4 |
| Cappello JosephChief Technical Officer | Aug 27, 2025 | Aug 29, 2025 | A | 107,500 | $0.00 | $0 | 159,766 | No | Form 4 |
| Cappello JosephChief Technical Officer | Aug 27, 2025 | Aug 29, 2025 | A · derivative | 142,500 | $3.64 | $518,700 | 142,500 | No | Form 4 |
| Smalling RalphHead of Regulatory | Aug 27, 2025 | Aug 29, 2025 | A | 26,230 | $0.00 | $0 | 60,990 | No | Form 4 |
| Smalling RalphHead of Regulatory | Aug 27, 2025 | Aug 29, 2025 | A · derivative | 34,770 | $3.64 | $126,563 | 34,770 | No | Form 4 |
| Yu YongSVP, Clinical Development | Aug 27, 2025 | Aug 29, 2025 | A | 101,480 | $0.00 | $0 | 150,036 | No | Form 4 |
| Yu YongSVP, Clinical Development | Aug 27, 2025 | Aug 29, 2025 | A · derivative | 134,520 | $3.64 | $489,653 | 134,520 | No | Form 4 |
| Zindrick ThomasPresident and CEO | Aug 27, 2025 | Aug 29, 2025 | A | 361,200 | $0.00 | $0 | 554,161 | No | Form 4 |
| Zindrick ThomasPresident and CEO | Aug 27, 2025 | Aug 29, 2025 | A · derivative | 478,800 | $3.64 | $1,742,832 | 478,800 | No | Form 4 |
| Thomas John | Aug 27, 2025 | Aug 29, 2025 | A | 22,283 | $0.00 | $0 | 502,784 | No | Form 4 |
| Thomas John | Aug 27, 2025 | Aug 29, 2025 | A · derivative | 28,576 | $3.64 | $104,017 | 28,576 | No | Form 4 |
| Mirabelli Mary | Aug 27, 2025 | Aug 29, 2025 | A | 22,283 | $0.00 | $0 | 73,284 | No | Form 4 |
| Mirabelli Mary | Aug 27, 2025 | Aug 29, 2025 | A · derivative | 28,576 | $3.64 | $104,017 | 28,576 | No | Form 4 |
| Smither John W | Aug 27, 2025 | Aug 29, 2025 | A | 22,283 | $0.00 | $0 | 74,994 | No | Form 4 |
| Smither John W | Aug 27, 2025 | Aug 29, 2025 | A · derivative | 28,576 | $3.64 | $104,017 | 28,576 | No | Form 4 |
| Tyree James L | Aug 27, 2025 | Aug 29, 2025 | A | 22,283 | $0.00 | $0 | 68,074 | No | Form 4 |
| Tyree James L | Aug 27, 2025 | Aug 29, 2025 | A · derivative | 28,576 | $3.64 | $104,017 | 28,576 | No | Form 4 |
| Groen EricGeneral Counsel & Secretary | Jul 1, 2025 | Jul 2, 2025 | A · derivative | 270,000 | $2.83 | $764,100 | 270,000 | No | Form 4 |
| Thomas John | Jun 6, 2025 | Jun 24, 2025 | G | 25,000 | $0.00 | $0 | 480,501 | No | Form 4 |
| Smalling RalphHead of Regulatory | May 12, 2025 | May 13, 2025 | S | 1,259 | $2.92 | Sale −$3,676 | 34,760 | No | Form 4 |
| Cappello JosephVP, Pharmaceutical Development | May 12, 2025 | May 13, 2025 | S | 4,737 | $2.92 | Sale −$13,832 | 52,266 | No | Form 4 |
| Yu YongVP, Clinical Trial Operations | May 12, 2025 | May 13, 2025 | S | 5,579 | $2.92 | Sale −$16,291 | 47,640 | No | Form 4 |
| Zindrick ThomasPresident and CEO | May 12, 2025 | May 13, 2025 | S | 10,764 | $2.92 | Sale −$31,431 | 191,447 | No | Form 4 |
| Ryder SeanGeneral Counsel | May 12, 2025 | May 13, 2025 | S | 4,475 | $2.92 | Sale −$13,067 | 47,621 | No | Form 4 |
| Zindrick ThomasPresident and CEO | Mar 14, 2025 | Apr 17, 2025 | A | 30,339 | $0.00 | $0 | 202,211 | No | Form 4 |
| Ryder SeanGeneral Counsel | Mar 14, 2025 | Apr 17, 2025 | A | 10,708 | $0.00 | $0 | 52,096 | No | Form 4 |
| Yu YongVP, Clinical Trial Operations | Mar 14, 2025 | Apr 17, 2025 | A | 13,350 | $0.00 | $0 | 53,219 | No | Form 4 |
| Cappello JosephVP, Pharmaceutical Development | Mar 14, 2025 | Apr 17, 2025 | A | 13,350 | $0.00 | $0 | 57,003 | No | Form 4 |
| Smalling RalphHead of Regulatory | Mar 14, 2025 | Apr 17, 2025 | A | 4,172 | $0.00 | $0 | 36,019 | No | Form 4 |
| Pulisic MatthewChief Financial Officer | Jan 31, 2025 | Feb 3, 2025 | A · derivative | 275,000 | $3.95 | $1,086,250 | 275,000 | No | Form 4 |
| Tyree James L | Aug 1, 2024 | Dec 31, 20244/A | A · derivative | 50,469 | $1.96 | $98,919 | 50,469 | No | Form 4/A |
| Smither John W | Aug 1, 2024 | Dec 31, 20244/A | A · derivative | 50,469 | $1.96 | $98,919 | 50,469 | No | Form 4/A |
| Mirabelli Mary | Aug 1, 2024 | Dec 31, 20244/A | A · derivative | 50,469 | $1.96 | $98,919 | 50,469 | No | Form 4/A |
| Thomas John | Aug 1, 2024 | Dec 31, 20244/A | A · derivative | 50,469 | $1.96 | $98,919 | 50,469 | No | Form 4/A |
| Tyree James L | Dec 30, 2024 | Dec 30, 2024 | S | 3,460 | $2.46 | Sale −$8,512 | 45,791 | No | Form 4 |
| Zindrick ThomasPresident and CEO | Dec 18, 2024 | Dec 20, 2024 | A | 134,500 | $0.00 | $0 | 171,872 | No | Form 4 |
| Zindrick ThomasPresident and CEO | Dec 18, 2024 | Dec 20, 2024 | A · derivative | 183,000 | $2.29 | $419,070 | 183,000 | No | Form 4 |
| Zak Lourie S.Chief Financial Officer | Dec 18, 2024 | Dec 20, 2024 | A | 41,650 | $0.00 | $0 | 82,452 | No | Form 4 |
| Zak Lourie S.Chief Financial Officer | Dec 18, 2024 | Dec 20, 2024 | A · derivative | 56,525 | $2.29 | $129,442 | 56,525 | No | Form 4 |
| Cappello JosephVP, Pharmaceutical Development | Dec 18, 2024 | Dec 20, 2024 | A | 29,000 | $0.00 | $0 | 43,653 | No | Form 4 |
| Cappello JosephVP, Pharmaceutical Development | Dec 18, 2024 | Dec 20, 2024 | A · derivative | 39,000 | $2.29 | $89,310 | 39,000 | No | Form 4 |
| Yu YongVP, Clinical Trial Operations | Dec 18, 2024 | Dec 20, 2024 | A | 29,000 | $0.00 | $0 | 39,869 | No | Form 4 |
| Yu YongVP, Clinical Trial Operations | Dec 18, 2024 | Dec 20, 2024 | A · derivative | 39,000 | $2.29 | $89,310 | 39,000 | No | Form 4 |
| Ryder SeanGeneral Counsel | Dec 18, 2024 | Dec 20, 2024 | A | 22,000 | $0.00 | $0 | 41,388 | No | Form 4 |
| Ryder SeanGeneral Counsel | Dec 18, 2024 | Dec 20, 2024 | A · derivative | 30,000 | $2.29 | $68,700 | 30,000 | No | Form 4 |
| Smalling RalphHead of Regulatory | Dec 18, 2024 | Dec 20, 2024 | A | 15,525 | $0.00 | $0 | 31,847 | No | Form 4 |
| Smalling RalphHead of Regulatory | Dec 18, 2024 | Dec 20, 2024 | A · derivative | 21,100 | $2.29 | $48,319 | 21,100 | No | Form 4 |
| Cappello JosephVP, Pharmaceutical Development | Dec 16, 2024 | Dec 18, 2024 | S | 6,300 | $2.34 | Sale −$14,742 | 14,653 | No | Form 4 |
| Smalling RalphHead of Regulatory | Dec 16, 2024 | Dec 18, 2024 | S | 2,510 | $2.34 | Sale −$5,873 | 16,322 | No | Form 4 |
| Zak Lourie S.Chief Financial Officer | Dec 16, 2024 | Dec 18, 2024 | S | 2,103 | $2.34 | Sale −$4,921 | 40,802 | No | Form 4 |
| Zindrick ThomasPresident and CEO | Dec 16, 2024 | Dec 18, 2024 | S | 14,315 | $2.34 | Sale −$33,497 | 37,372 | No | Form 4 |
| Scigalla PaulChief Medical Officer | Oct 18, 2024 | Oct 21, 2024 | A · derivative | 16,666 | $6.00 | $99,996 | 16,666 | No | Form 4 |
| Scigalla PaulChief Medical Officer | Oct 18, 2024 | Oct 21, 2024 | A · derivative | 16,666 | $6.00 | $99,996 | 16,666 | No | Form 4 |
| Szalay Aladar | Sep 13, 2024 | Sep 13, 2024 | S | 33,080 | $2.57 | Sale −$85,016 | 599,821 | No | Form 4 |
| Szalay Aladar | Sep 12, 2024 | Sep 13, 2024 | S | 31,777 | $2.73 | Sale −$86,751 | 632,901 | No | Form 4 |
| Szalay Aladar | Sep 11, 2024 | Sep 11, 2024 | S | 31,376 | $2.62 | Sale −$82,205 | 664,678 | No | Form 4 |
| Szalay Aladar | Sep 10, 2024 | Sep 11, 2024 | S | 20,384 | $2.51 | Sale −$51,164 | 696,054 | No | Form 4 |
| Szalay Aladar | Sep 9, 2024 | Sep 11, 2024 | S | 23,383 | $2.70 | Sale −$63,134 | 716,438 | No | Form 4 |
| Szalay Aladar | Sep 3, 2024 | Sep 6, 2024 | S | 42,818 | $2.09 | Sale −$89,490 | 739,821 | No | Form 4 |
| Szalay Aladar | Aug 30, 2024 | Aug 30, 2024 | S | 142,589 | $2.17 | Sale −$309,418 | 782,639 | No | Form 4 |
| Szalay Aladar | Aug 29, 2024 | Aug 30, 2024 | S | 107,045 | $1.98 | Sale −$211,949 | 925,228 | No | Form 4 |
| Szalay Aladar | Aug 28, 2024 | Aug 30, 2024 | S | 15,918 | $2.05 | Sale −$32,632 | 1,032,273 | No | Form 4 |
| Szalay Aladar | Aug 27, 2024 | Aug 27, 2024 | S | 51,630 | $2.11 | Sale −$108,939 | 1,048,191 | No | Form 4 |
| Szalay Aladar | Aug 23, 2024 | Aug 27, 2024 | S | 40,000 | $2.29 | Sale −$91,600 | 1,099,821 | No | Form 4 |
| Jewett CarolineHead of Quality | Jun 24, 2024 | Jul 8, 2024 | S | 4,961 | $2.12 | Sale −$10,517 | 16,174 | No | Form 4 |
| Ryder SeanGeneral Counsel | Jun 24, 2024 | Jul 8, 2024 | S | 5,496 | $2.12 | Sale −$11,652 | 19,388 | No | Form 4 |
| Yu YongVP, Clinical Trial Operations | Jun 24, 2024 | Jul 8, 2024 | S | 6,849 | $2.12 | Sale −$14,520 | 10,869 | No | Form 4 |
| Jewett CarolineHead of Quality | Mar 14, 2024 | Jul 8, 2024 | A | 3,612 | $0.00 | $0 | 25,890 | No | Form 4 |
| Ryder SeanGeneral Counsel | Mar 14, 2024 | Jul 8, 2024 | A | 9,270 | $0.00 | $0 | 22,778 | No | Form 4 |
| Yu YongVP, Clinical Trial Operations | Mar 14, 2024 | Jul 8, 2024 | A | 11,557 | $0.00 | $0 | 17,718 | No | Form 4 |
| Cappello JosephVP, Pharmaceutical Development | Mar 14, 2024 | Jul 8, 2024 | A | 11,557 | $0.00 | $0 | 20,953 | No | Form 4 |
| Smalling RalphHead of Regulatory | Mar 14, 2024 | Jul 8, 2024 | A | 2,107 | $0.00 | $0 | 18,144 | No | Form 4 |
| Zak Lourie S.Chief Financial Officer | Mar 14, 2024 | Jul 8, 2024 | A | 3,852 | $0.00 | $0 | 38,428 | No | Form 4 |
| Zindrick ThomasPresident and CEO | Mar 14, 2024 | Jul 8, 2024 | A | 26,264 | $0.00 | $0 | 50,207 | No | Form 4 |
| Jewett CarolineHead of Quality | Feb 19, 2024 | Jul 8, 2024 | A | 1,143 | $0.00 | $0 | 22,278 | No | Form 4 |
| Ryder SeanGeneral Counsel | Feb 19, 2024 | Jul 8, 2024 | A | 2,936 | $0.00 | $0 | 13,508 | No | Form 4 |
| Yu YongVP, Clinical Trial Operations | Feb 19, 2024 | Jul 8, 2024 | A | 3,661 | $0.00 | $0 | 6,161 | No | Form 4 |
| Cappello JosephVP, Pharmaceutical Development | Feb 19, 2024 | Jul 8, 2024 | A | 3,661 | $0.00 | $0 | 9,396 | No | Form 4 |
| Smalling RalphHead of Regulatory | Feb 19, 2024 | Jul 8, 2024 | A | 616 | $0.00 | $0 | 13,931 | No | Form 4 |
| Zak Lourie S.Chief Financial Officer | Feb 19, 2024 | Jul 8, 2024 | A | 1,220 | $0.00 | $0 | 32,470 | No | Form 4 |
| Zindrick ThomasPresident and CEO | Feb 19, 2024 | Jul 8, 2024 | A | 8,320 | $0.00 | $0 | 22,971 | No | Form 4 |
| Zak Lourie S.Chief Financial Officer | May 29, 2024 | Jun 7, 2024 | P | 31,250 | not reported | Purchase not reported | 31,250 | No | Form 4 |
| Zak Lourie S.Chief Financial Officer | May 29, 2024 | Jun 7, 2024 | P · derivative | 31,250 | $5.25 | Purchase +$164,063 | 31,250 | No | Form 4 |
| Ryder SeanGeneral Counsel | May 29, 2024 | Jun 7, 2024 | P | 10,000 | not reported | Purchase not reported | 10,572 | No | Form 4 |
| Ryder SeanGeneral Counsel | May 29, 2024 | Jun 7, 2024 | P · derivative | 10,000 | $5.25 | Purchase +$52,500 | 10,000 | No | Form 4 |
| Smalling RalphHead of Regulatory | May 29, 2024 | Jun 7, 2024 | P | 1,250 | not reported | Purchase not reported | 13,315 | No | Form 4 |
| Smalling RalphHead of Regulatory | May 29, 2024 | Jun 7, 2024 | P · derivative | 1,250 | $5.25 | Purchase +$6,563 | 1,250 | No | Form 4 |
| Zindrick ThomasPresident and CEO | May 29, 2024 | Jun 7, 2024 | P | 200,000 | not reported | Purchase not reported | 200,000 | No | Form 4 |
| Zindrick ThomasPresident and CEO | May 29, 2024 | Jun 7, 2024 | P · derivative | 200,000 | $5.25 | Purchase +$1,050,000 | 200,000 | No | Form 4 |
| Yu YongVP, Clinical Trial Operations | May 29, 2024 | Jun 7, 2024 | P | 2,500 | not reported | Purchase not reported | 2,500 | No | Form 4 |
| Yu YongVP, Clinical Trial Operations | May 29, 2024 | Jun 7, 2024 | P · derivative | 2,500 | $5.25 | Purchase +$13,125 | 2,500 | No | Form 4 |
| Mirabelli Mary | May 29, 2024 | Jun 7, 2024 | P | 8,000 | not reported | Purchase not reported | 12,460 | No | Form 4 |
| Mirabelli Mary | May 29, 2024 | Jun 7, 2024 | P · derivative | 8,000 | $5.25 | Purchase +$42,000 | 8,000 | No | Form 4 |
| Thomas John | May 29, 2024 | Jun 7, 2024 | P | 2,500 | not reported | Purchase not reported | 465,960 | No | Form 4 |
| Thomas John | May 29, 2024 | Jun 7, 2024 | P · derivative | 2,500 | $5.25 | Purchase +$13,125 | 2,500 | No | Form 4 |
| Smither John W | May 29, 2024 | Jun 7, 2024 | P | 6,250 | not reported | Purchase not reported | 13,170 | No | Form 4 |
| Smither John W | May 29, 2024 | Jun 7, 2024 | P · derivative | 6,250 | $5.25 | Purchase +$32,813 | 6,250 | No | Form 4 |
| Tyree James L | May 29, 2024 | Jun 7, 2024 | P | 6,250 | not reported | Purchase not reported | 9,710 | No | Form 4 |
| Tyree James L | May 29, 2024 | Jun 7, 2024 | P · derivative | 6,250 | $5.25 | Purchase +$32,813 | 6,250 | No | Form 4 |
| Szalay Aladar | May 15, 2024 | May 15, 2024 | S | 17,094 | $3.66 | Sale −$62,564 | 1,139,821 | No | Form 4 |
| Szalay Aladar | May 14, 2024 | May 15, 2024 | S | 15,426 | $3.58 | Sale −$55,225 | 1,156,915 | No | Form 4 |
| Szalay Aladar | May 13, 2024 | May 15, 2024 | S | 3,446 | $3.62 | Sale −$12,475 | 1,172,341 | No | Form 4 |
| Szalay Aladar | May 8, 2024 | May 9, 2024 | S | 13,919 | $3.82 | Sale −$53,171 | 1,175,787 | No | Form 4 |
| Szalay Aladar | May 7, 2024 | May 9, 2024 | S | 6,025 | $3.67 | Sale −$22,112 | 1,189,706 | No | Form 4 |
| Szalay Aladar | May 1, 2024 | May 1, 2024 | S | 33,061 | $3.30 | Sale −$109,101 | 1,195,731 | No | Form 4 |
| Szalay Aladar | Apr 30, 2024 | May 1, 2024 | S | 20,535 | $3.12 | Sale −$64,069 | 1,228,792 | No | Form 4 |
| Szalay Aladar | Apr 29, 2024 | May 1, 2024 | S | 6,403 | $3.25 | Sale −$20,810 | 1,249,327 | No | Form 4 |
| Szalay Aladar | Apr 24, 2024 | Apr 24, 2024 | S | 8,064 | $3.50 | Sale −$28,224 | 1,255,730 | No | Form 4 |
| Szalay Aladar | Apr 23, 2024 | Apr 24, 2024 | S | 22,000 | $3.49 | Sale −$76,780 | 1,263,794 | No | Form 4 |
| Szalay Aladar | Apr 22, 2024 | Apr 24, 2024 | S | 14,331 | $3.53 | Sale −$50,588 | 1,285,794 | No | Form 4 |
| Szalay Aladar | Apr 17, 2024 | Apr 18, 2024 | S | 22,737 | $3.71 | Sale −$84,354 | 1,300,125 | No | Form 4 |
| Szalay Aladar | Apr 16, 2024 | Apr 18, 2024 | S | 48,683 | $3.53 | Sale −$171,851 | 1,322,862 | No | Form 4 |
| Yu YongVP, Clinical Trial Operations | Dec 15, 2023 | Dec 18, 2023 | S | 26,732 | $12.94 | Sale −$345,912 | 5,803 | No | Form 4 |
| Yu YongVP, Clinical Trial Operations | Dec 15, 2023 | Dec 18, 2023 | S | 5,803 | $14.18 | Sale −$82,287 | not reported | No | Form 4 |
| Thomas John | Dec 13, 2023 | Dec 14, 2023 | S | 7,073 | $13.23 | Sale −$93,576 | 465,387 | No | Form 4 |
| Thomas John | Dec 13, 2023 | Dec 14, 2023 | S | 1,927 | $13.93 | Sale −$26,843 | 463,460 | No | Form 4 |
| Tyree James L | Dec 13, 2023 | Dec 14, 2023 | S | 5,653 | $12.91 | Sale −$72,980 | 6,807 | No | Form 4 |
| Tyree James L | Dec 13, 2023 | Dec 14, 2023 | S | 3,347 | $13.73 | Sale −$45,954 | 3,460 | No | Form 4 |
| Yu YongVP, Clinical Trial Operations | Dec 7, 2023 | Dec 8, 2023 | S | 36,800 | $11.85 | Sale −$436,080 | 32,535 | No | Form 4 |
| Yu YongVP, Clinical Trial Operations | Nov 21, 2023 | Nov 22, 2023 | S | 18,665 | $10.26 | Sale −$191,503 | 69,335 | No | Form 4 |
| Yu YongVP, Clinical Trial Operations | Nov 20, 2023 | Nov 21, 2023 | S | 14,594 | $11.26 | Sale −$164,328 | 88,000 | No | Form 4 |
| Yu YongVP, Clinical Trial Operations | Nov 17, 2023 | Nov 21, 2023 | S | 3,541 | $13.04 | Sale −$46,175 | 102,594 | No | Form 4 |
| Szalay Aladar | Oct 25, 2023 | Oct 26, 2023 | S | 5,704 | $19.40 | Sale −$110,658 | 1,371,545 | No | Form 4 |
| Yu YongVP, Clinical Trial Operations | Oct 24, 2023 | Oct 25, 2023 | M | 5,200 | $6.00 | $31,200 | 111,335 | No | Form 4 |
| Yu YongVP, Clinical Trial Operations | Oct 24, 2023 | Oct 25, 2023 | S | 5,200 | $19.11 | Sale −$99,372 | 106,135 | No | Form 4 |
| Yu YongVP, Clinical Trial Operations | Oct 24, 2023 | Oct 25, 2023 | M · derivative | 5,200 | $6.00 | $31,200 | 207,653 | No | Form 4 |
| Szalay Aladar | Oct 23, 2023 | Oct 25, 2023 | S | 49,987 | $19.97 | Sale −$998,240 | 1,377,249 | No | Form 4 |
| Thomas John | Oct 16, 2023 | Oct 16, 2023 | S | 2,452 | $20.50 | Sale −$50,266 | 473,341 | No | Form 4 |
| Thomas John | Oct 16, 2023 | Oct 16, 2023 | S | 881 | $21.30 | Sale −$18,765 | 472,460 | No | Form 4 |
| Yu YongVP, Clinical Trial Operations | Oct 10, 2023 | Oct 11, 2023 | M | 5,200 | $6.00 | $31,200 | 111,335 | No | Form 4 |
| Yu YongVP, Clinical Trial Operations | Oct 10, 2023 | Oct 11, 2023 | S | 4,800 | $21.94 | Sale −$105,312 | 106,535 | No | Form 4 |
| Yu YongVP, Clinical Trial Operations | Oct 10, 2023 | Oct 11, 2023 | S | 400 | $22.91 | Sale −$9,164 | 106,135 | No | Form 4 |
| Yu YongVP, Clinical Trial Operations | Oct 10, 2023 | Oct 11, 2023 | M · derivative | 5,200 | $6.00 | $31,200 | 212,853 | No | Form 4 |
| Szalay Aladar | Oct 5, 2023 | Oct 10, 2023 | S | 13,266 | $24.89 | Sale −$330,191 | 1,428,221 | No | Form 4 |
| Szalay Aladar | Oct 5, 2023 | Oct 10, 2023 | S | 985 | $25.47 | Sale −$25,088 | 1,427,236 | No | Form 4 |
| Szalay Aladar | Oct 3, 2023 | Oct 4, 2023 | S | 75,690 | $25.49 | Sale −$1,929,338 | 1,441,487 | No | Form 4 |
| Jewett CarolineHead of Quality | Oct 2, 2023 | Oct 4, 2023 | A · derivative | 22,000 | $24.75 | $544,500 | 22,000 | No | Form 4 |