GSGOLDMAN SACHS GROUP INC
- Market cap
- $254.97B
- as of 2026-10-23
- Latest close
- $875.68
- as of 2026-10-23
- Sector
- Financial Services
- as of 2026-10-24
- Industry
- Capital Markets
- as of 2026-10-24
Cluster
No cluster in the last 90 days under the default rule (14d · ≥2 insiders · all roles).
Form 4 historysince 2023-10-20
| Insider | Traded | Filed | Type | Shares | Price | Value | Owned after | 10b5-1 plan | Filing |
|---|---|---|---|---|---|---|---|---|---|
| Hess John B | Oct 14 | Oct 16 | A · derivative | 29 | $0.00 | $0 | 921 | No | Form 4 |
| Flaherty Mark A. | Oct 14 | Oct 16 | A · derivative | 29 | $0.00 | $0 | 5,299 | No | Form 4 |
| Oppenheimer Peter | Oct 14 | Oct 16 | A · derivative | 65 | $0.00 | $0 | 7,407 | No | Form 4 |
| Johnson Kevin R | Oct 14 | Oct 16 | A · derivative | 44 | $0.00 | $0 | 3,163 | No | Form 4 |
| Leslie Ericka TChief Administrative Officer | Aug 28 | Sep 1 | S | 600 | $1,033.80 | Sale −$620,280 | 10,960 | No | Form 4 |
| Leslie Ericka TChief Administrative Officer | Aug 4 | Aug 6 | S | 37 | $1,053.05 | Sale −$38,963 | 11,698 | No | Form 4 |
| Leslie Ericka TChief Administrative Officer | Aug 4 | Aug 6 | S | 129 | $1,054.18 | Sale −$135,989 | 11,569 | No | Form 4 |
| Leslie Ericka TChief Administrative Officer | Aug 4 | Aug 6 | S | 9 | $1,054.77 | Sale −$9,493 | 11,560 | No | Form 4 |
| Hess John B | Jul 15 | Jul 17 | A · derivative | 22 | $0.00 | $0 | 892 | No | Form 4 |
| Viniar David A | Jul 15 | Jul 17 | G | 2,000 | $0.00 | $0 | 548,000 | No | Form 4 |
| Johnson Kevin R | Jul 15 | Jul 17 | A · derivative | 33 | $0.00 | $0 | 3,119 | No | Form 4 |
| Oppenheimer Peter | Jul 15 | Jul 17 | A · derivative | 50 | $0.00 | $0 | 7,342 | No | Form 4 |
| Flaherty Mark A. | Jul 15 | Jul 17 | A · derivative | 22 | $0.00 | $0 | 5,270 | No | Form 4 |
| Leslie Ericka TChief Administrative Officer | Jul 15 | Jul 17 | S | 101 | $1,151.29 | Sale −$116,280 | 11,884 | No | Form 4 |
| Leslie Ericka TChief Administrative Officer | Jul 15 | Jul 17 | S | 149 | $1,152.15 | Sale −$171,670 | 11,735 | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | May 14 | May 18 | S | 2,509 | $972.29 | Sale −$2,439,476 | 35,418 | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | May 14 | May 18 | S | 1,560 | $973.19 | Sale −$1,518,176 | 33,858 | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | May 14 | May 18 | S | 1,360 | $974.53 | Sale −$1,325,361 | 32,498 | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | May 14 | May 18 | S | 1,428 | $975.21 | Sale −$1,392,600 | 31,070 | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | May 6 | May 8 | S | 437 | $933.08 | Sale −$407,756 | 29,512 | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | May 6 | May 8 | S | 479 | $934.04 | Sale −$447,405 | 29,033 | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | May 6 | May 8 | S | 481 | $934.76 | Sale −$449,620 | 28,552 | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | May 6 | May 8 | S | 837 | $936.24 | Sale −$783,633 | 27,715 | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | May 6 | May 8 | S | 203 | $936.70 | Sale −$190,150 | 27,512 | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | May 6 | May 8 | S | 814 | $938.42 | Sale −$763,874 | 26,698 | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | May 6 | May 8 | S | 2,671 | $939.33 | Sale −$2,508,950 | 24,027 | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | May 6 | May 8 | S | 8,250 | $940.23 | Sale −$7,756,898 | 15,777 | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | May 6 | May 8 | S | 120 | $941.25 | Sale −$112,950 | 15,657 | No | Form 4 |
| Solomon David MChairman of the Board and CEO | May 1 | May 5 | S | 2,310 | $930.43 | Sale −$2,149,293 | 138,422 | No | Form 4 |
| Solomon David MChairman of the Board and CEO | May 1 | May 5 | S | 1,160 | $931.25 | Sale −$1,080,250 | 137,262 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | May 1 | May 5 | S | 2,135 | $925.18 | Sale −$1,975,259 | 14,504 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | May 1 | May 5 | S | 8,166 | $930.21 | Sale −$7,596,095 | 6,338 | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | May 1 | May 5 | S | 135 | $928.85 | Sale −$125,395 | 30,497 | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | May 1 | May 5 | S | 468 | $929.71 | Sale −$435,104 | 30,029 | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | May 1 | May 5 | S | 80 | $930.35 | Sale −$74,428 | 29,949 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Apr 28 | Apr 30 | M | 21,915 | not reported | not reported | 60,922 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Apr 28 | Apr 30 | F | 11,105 | $937.81 | $10,414,380 | 49,817 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Apr 28 | Apr 30 | M · derivative | 21,915 | not reported | not reported | not reported | No | Form 4 |
| Solomon David MChairman of the Board and CEO | Apr 28 | Apr 30 | M | 34,017 | not reported | not reported | 159,544 | No | Form 4 |
| Solomon David MChairman of the Board and CEO | Apr 28 | Apr 30 | F | 18,812 | $937.81 | $17,642,082 | 140,732 | No | Form 4 |
| Solomon David MChairman of the Board and CEO | Apr 28 | Apr 30 | M · derivative | 34,017 | not reported | not reported | not reported | No | Form 4 |
| Waldron John E.President and COO | Apr 28 | Apr 30 | M | 27,446 | not reported | not reported | 133,714 | No | Form 4 |
| Waldron John E.President and COO | Apr 28 | Apr 30 | F | 15,178 | $937.81 | $14,234,080 | 118,536 | No | Form 4 |
| Waldron John E.President and COO | Apr 28 | Apr 30 | M · derivative | 27,446 | not reported | not reported | not reported | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Apr 28 | Apr 30 | M | 14,181 | not reported | not reported | 24,482 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Apr 28 | Apr 30 | F | 7,843 | $937.81 | $7,355,244 | 16,639 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Apr 28 | Apr 30 | M · derivative | 14,181 | not reported | not reported | not reported | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | Apr 28 | Apr 30 | M | 27,071 | not reported | not reported | 45,604 | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | Apr 28 | Apr 30 | F | 14,972 | $937.81 | $14,040,891 | 30,632 | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | Apr 28 | Apr 30 | M · derivative | 27,071 | not reported | not reported | not reported | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | Apr 28 | Apr 30 | M | 19,206 | not reported | not reported | 48,548 | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | Apr 28 | Apr 30 | F | 10,621 | $937.81 | $9,960,480 | 37,927 | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | Apr 28 | Apr 30 | M · derivative | 19,206 | not reported | not reported | not reported | No | Form 4 |
| Golten Alex SCHIEF RISK OFFICER | Apr 23 | Apr 24 | S | 581 | $935.70 | Sale −$543,642 | 3,113 | No | Form 4 |
| Golten Alex SCHIEF RISK OFFICER | Apr 23 | Apr 24 | S | 535 | $936.71 | Sale −$501,140 | 2,578 | No | Form 4 |
| Golten Alex SCHIEF RISK OFFICER | Apr 17 | Apr 21 | S | 409 | $918.46 | Sale −$375,650 | 4,400 | No | Form 4 |
| Golten Alex SCHIEF RISK OFFICER | Apr 17 | Apr 21 | S | 706 | $919.61 | Sale −$649,245 | 3,694 | No | Form 4 |
| Hess John B | Apr 14 | Apr 16 | A · derivative | 28 | $0.00 | $0 | 870 | No | Form 4 |
| Johnson Kevin R | Apr 14 | Apr 16 | A · derivative | 42 | $0.00 | $0 | 3,086 | No | Form 4 |
| Oppenheimer Peter | Apr 14 | Apr 16 | A · derivative | 63 | $0.00 | $0 | 7,292 | No | Form 4 |
| Mittal Lakshmi N | Apr 14 | Apr 16 | A · derivative | 28 | $0.00 | $0 | 6,320 | No | Form 4 |
| Flaherty Mark A. | Apr 14 | Apr 16 | A · derivative | 28 | $0.00 | $0 | 5,248 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Feb 11 | Feb 13 | S | 1,461 | $950.16 | Sale −$1,388,184 | 50,697 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Feb 11 | Feb 13 | S | 1,005 | $952.08 | Sale −$956,840 | 49,692 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Feb 11 | Feb 13 | S | 526 | $952.94 | Sale −$501,246 | 49,166 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Feb 11 | Feb 13 | S | 646 | $953.83 | Sale −$616,174 | 48,520 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Feb 11 | Feb 13 | S | 659 | $954.91 | Sale −$629,286 | 47,861 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Feb 11 | Feb 13 | S | 261 | $955.77 | Sale −$249,456 | 47,600 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Feb 11 | Feb 13 | S | 392 | $956.94 | Sale −$375,120 | 47,208 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Feb 11 | Feb 13 | S | 371 | $957.96 | Sale −$355,403 | 46,837 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Feb 11 | Feb 13 | S | 677 | $959.27 | Sale −$649,426 | 46,160 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Feb 11 | Feb 13 | S | 1,240 | $960.08 | Sale −$1,190,499 | 44,920 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Feb 11 | Feb 13 | S | 960 | $961.24 | Sale −$922,790 | 43,960 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Feb 11 | Feb 13 | S | 680 | $962.12 | Sale −$654,242 | 43,280 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Feb 11 | Feb 13 | S | 945 | $963.18 | Sale −$910,205 | 42,335 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Feb 11 | Feb 13 | S | 1,163 | $964.20 | Sale −$1,121,365 | 41,172 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Feb 11 | Feb 13 | S | 666 | $965.14 | Sale −$642,783 | 40,506 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Feb 11 | Feb 13 | S | 699 | $966.20 | Sale −$675,374 | 39,807 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Feb 11 | Feb 13 | S | 640 | $967.18 | Sale −$618,995 | 39,167 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Feb 11 | Feb 13 | S | 160 | $967.82 | Sale −$154,851 | 39,007 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Feb 11 | Feb 13 | S | 40 | $950.50 | Sale −$38,020 | 12,092 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Feb 11 | Feb 13 | S | 120 | $952.27 | Sale −$114,272 | 11,972 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Feb 11 | Feb 13 | S | 305 | $955.15 | Sale −$291,321 | 11,667 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Feb 11 | Feb 13 | S | 55 | $956.83 | Sale −$52,626 | 11,612 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Feb 11 | Feb 13 | S | 200 | $958.93 | Sale −$191,786 | 11,412 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Feb 11 | Feb 13 | S | 196 | $959.88 | Sale −$188,136 | 11,216 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Feb 11 | Feb 13 | S | 464 | $961.32 | Sale −$446,052 | 10,752 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Feb 11 | Feb 13 | S | 320 | $962.06 | Sale −$307,859 | 10,432 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Feb 11 | Feb 13 | S | 240 | $963.59 | Sale −$231,262 | 10,192 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Feb 11 | Feb 13 | S | 444 | $964.45 | Sale −$428,216 | 9,748 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Feb 11 | Feb 13 | S | 320 | $965.51 | Sale −$308,963 | 9,428 | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | Feb 9 | Feb 11 | S | 588 | $933.38 | Sale −$548,827 | 40,377 | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | Feb 9 | Feb 11 | S | 628 | $934.55 | Sale −$586,897 | 39,749 | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | Feb 9 | Feb 11 | S | 52 | $935.36 | Sale −$48,639 | 39,697 | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | Feb 9 | Feb 11 | S | 495 | $937.36 | Sale −$463,993 | 39,202 | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | Feb 9 | Feb 11 | S | 865 | $938.45 | Sale −$811,759 | 38,337 | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | Feb 9 | Feb 11 | S | 600 | $939.36 | Sale −$563,616 | 37,737 | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | Feb 9 | Feb 11 | S | 1,000 | $940.30 | Sale −$940,300 | 36,737 | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | Feb 9 | Feb 11 | S | 1,059 | $941.64 | Sale −$997,197 | 35,678 | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | Feb 9 | Feb 11 | S | 1,076 | $942.50 | Sale −$1,014,130 | 34,602 | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | Feb 9 | Feb 11 | S | 1,380 | $943.83 | Sale −$1,302,485 | 33,222 | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | Feb 9 | Feb 11 | S | 2,844 | $944.66 | Sale −$2,686,613 | 30,378 | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | Feb 9 | Feb 11 | S | 1,036 | $945.40 | Sale −$979,434 | 29,342 | No | Form 4 |
| Golten Alex SCHIEF RISK OFFICER | Feb 9 | Feb 11 | S | 840 | $932.98 | Sale −$783,703 | 5,169 | No | Form 4 |
| Golten Alex SCHIEF RISK OFFICER | Feb 9 | Feb 11 | S | 360 | $934.05 | Sale −$336,258 | 4,809 | No | Form 4 |
| Golten Alex SCHIEF RISK OFFICER | Feb 9 | Feb 11 | S | 240 | $935.66 | Sale −$224,558 | 852 | No | Form 4 |
| Golten Alex SCHIEF RISK OFFICER | Feb 9 | Feb 11 | S | 545 | $936.80 | Sale −$510,556 | 307 | No | Form 4 |
| Golten Alex SCHIEF RISK OFFICER | Feb 9 | Feb 11 | S | 307 | $938.01 | Sale −$287,969 | not reported | No | Form 4 |
| Solomon David MChairman of the Board and CEO | Jan 29 | Jan 29 | S | 232 | $938.84 | Sale −$217,811 | 125,567 | No | Form 4 |
| Solomon David MChairman of the Board and CEO | Jan 29 | Jan 29 | S | 40 | $939.41 | Sale −$37,576 | 125,527 | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | Jan 27 | Jan 29 | M | 32,676 | not reported | not reported | 53,938 | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | Jan 27 | Jan 29 | F | 12,973 | $931.86 | $12,089,020 | 40,965 | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | Jan 27 | Jan 29 | M · derivative | 32,676 | not reported | not reported | not reported | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 27 | Jan 29 | S | 157 | $921.25 | Sale −$144,636 | 4,706 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 27 | Jan 29 | S | 112 | $922.37 | Sale −$103,305 | 4,594 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 27 | Jan 29 | S | 216 | $923.62 | Sale −$199,502 | 4,378 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 27 | Jan 29 | S | 235 | $924.52 | Sale −$217,262 | 4,143 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 27 | Jan 29 | S | 171 | $925.71 | Sale −$158,296 | 3,972 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 27 | Jan 29 | S | 193 | $926.84 | Sale −$178,880 | 3,779 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 27 | Jan 29 | S | 728 | $928.00 | Sale −$675,584 | 3,051 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 27 | Jan 29 | S | 677 | $928.94 | Sale −$628,892 | 2,374 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 27 | Jan 29 | S | 92 | $929.72 | Sale −$85,534 | 2,282 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 27 | Jan 29 | S | 168 | $930.88 | Sale −$156,388 | 2,114 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 27 | Jan 29 | S | 85 | $932.26 | Sale −$79,242 | 2,029 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 27 | Jan 29 | S | 12 | $932.81 | Sale −$11,194 | 2,017 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 23 | Jan 27 | G | 530 | $0.00 | $0 | 15,164 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 23 | Jan 27 | S | 295 | $917.88 | Sale −$270,775 | 14,869 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 23 | Jan 27 | S | 875 | $918.88 | Sale −$804,020 | 13,994 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 23 | Jan 27 | S | 653 | $919.83 | Sale −$600,649 | 13,341 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 23 | Jan 27 | S | 272 | $920.77 | Sale −$250,449 | 13,069 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 23 | Jan 27 | S | 144 | $922.04 | Sale −$132,774 | 12,925 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 23 | Jan 27 | S | 208 | $923.07 | Sale −$191,999 | 12,717 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 23 | Jan 27 | S | 316 | $924.15 | Sale −$292,031 | 12,401 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 23 | Jan 27 | S | 124 | $925.19 | Sale −$114,724 | 12,277 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 23 | Jan 27 | S | 276 | $926.23 | Sale −$255,639 | 12,001 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 23 | Jan 27 | S | 505 | $927.34 | Sale −$468,307 | 11,496 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 23 | Jan 27 | S | 512 | $928.18 | Sale −$475,228 | 10,984 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 23 | Jan 27 | S | 291 | $929.19 | Sale −$270,394 | 10,693 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 23 | Jan 27 | S | 167 | $930.22 | Sale −$155,347 | 10,526 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 23 | Jan 27 | S | 87 | $931.56 | Sale −$81,046 | 10,439 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 23 | Jan 27 | S | 76 | $932.71 | Sale −$70,886 | 10,363 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 23 | Jan 27 | S | 40 | $933.69 | Sale −$37,348 | 10,323 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 23 | Jan 27 | S | 12 | $934.50 | Sale −$11,214 | 10,311 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 23 | Jan 27 | S | 10 | $935.96 | Sale −$9,360 | 10,301 | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | Jan 23 | Jan 27 | S | 580 | $921.91 | Sale −$534,708 | 27,542 | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | Jan 23 | Jan 27 | S | 1,494 | $922.92 | Sale −$1,378,842 | 26,048 | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | Jan 23 | Jan 27 | S | 435 | $923.59 | Sale −$401,762 | 25,613 | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | Jan 23 | Jan 27 | S | 2,660 | $925.21 | Sale −$2,461,059 | 22,953 | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | Jan 23 | Jan 27 | S | 60 | $926.05 | Sale −$55,563 | 22,893 | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | Jan 23 | Jan 27 | S | 560 | $929.10 | Sale −$520,296 | 22,333 | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | Jan 23 | Jan 27 | S | 1,678 | $930.36 | Sale −$1,561,144 | 20,655 | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | Jan 23 | Jan 27 | S | 1,242 | $932.57 | Sale −$1,158,252 | 19,413 | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | Jan 23 | Jan 27 | S | 400 | $933.41 | Sale −$373,364 | 19,013 | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | Jan 23 | Jan 27 | S | 302 | $935.00 | Sale −$282,370 | 18,711 | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | Jan 23 | Jan 27 | S | 178 | $935.79 | Sale −$166,571 | 18,533 | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | Jan 23 | Jan 27 | M | 5,249 | not reported | not reported | 23,729 | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | Jan 23 | Jan 27 | F | 2,467 | $954.65 | $2,355,122 | 21,262 | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | Jan 23 | Jan 27 | M · derivative | 5,249 | not reported | not reported | not reported | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 23 | Jan 27 | M | 4,034 | not reported | not reported | 8,586 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 23 | Jan 27 | F | 1,966 | $954.65 | $1,876,842 | 6,620 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 23 | Jan 27 | S | 187 | $917.78 | Sale −$171,625 | 6,433 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 23 | Jan 27 | S | 306 | $918.81 | Sale −$281,156 | 6,127 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 23 | Jan 27 | S | 468 | $919.91 | Sale −$430,518 | 5,659 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 23 | Jan 27 | S | 262 | $920.73 | Sale −$241,231 | 5,397 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 23 | Jan 27 | S | 146 | $921.93 | Sale −$134,602 | 5,251 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 23 | Jan 27 | S | 136 | $923.02 | Sale −$125,531 | 5,115 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 23 | Jan 27 | S | 252 | $924.08 | Sale −$232,868 | 4,863 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 23 | Jan 27 | M · derivative | 4,034 | not reported | not reported | not reported | No | Form 4 |
| Golten Alex SCHIEF RISK OFFICER | Jan 23 | Jan 27 | M | 5,482 | not reported | not reported | 8,913 | No | Form 4 |
| Golten Alex SCHIEF RISK OFFICER | Jan 23 | Jan 27 | F | 2,904 | $954.65 | $2,772,304 | 6,009 | No | Form 4 |
| Golten Alex SCHIEF RISK OFFICER | Jan 23 | Jan 27 | M · derivative | 5,482 | not reported | not reported | not reported | No | Form 4 |
| Hess John B | Jan 16 | Jan 21 | A · derivative | 390 | $0.00 | $0 | 842 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | S | 344 | $958.02 | Sale −$329,559 | 599,656 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | S | 825 | $959.00 | Sale −$791,175 | 598,831 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | S | 417 | $960.20 | Sale −$400,403 | 598,414 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | S | 4,252 | $961.29 | Sale −$4,087,405 | 594,162 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | S | 5,817 | $962.25 | Sale −$5,597,408 | 588,345 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | S | 3,409 | $963.11 | Sale −$3,283,242 | 584,936 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | S | 4,137 | $964.28 | Sale −$3,989,226 | 580,799 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | S | 6,093 | $965.24 | Sale −$5,881,207 | 574,706 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | S | 7,676 | $966.27 | Sale −$7,417,089 | 567,030 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | S | 4,442 | $967.19 | Sale −$4,296,258 | 562,588 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | S | 1,982 | $968.18 | Sale −$1,918,933 | 560,606 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | S | 1,684 | $969.19 | Sale −$1,632,116 | 558,922 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | S | 1,014 | $970.20 | Sale −$983,783 | 557,908 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | S | 181 | $971.08 | Sale −$175,765 | 557,727 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | S | 343 | $972.15 | Sale −$333,447 | 557,384 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | S | 734 | $973.48 | Sale −$714,534 | 556,650 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | S | 1,136 | $974.43 | Sale −$1,106,952 | 555,514 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | S | 514 | $975.28 | Sale −$501,294 | 555,000 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | G | 5,000 | $0.00 | $0 | 550,000 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | S | 70 | $957.16 | Sale −$67,001 | 123,116 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | S | 412 | $958.68 | Sale −$394,976 | 122,704 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | S | 216 | $959.50 | Sale −$207,252 | 122,488 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | S | 755 | $960.88 | Sale −$725,464 | 121,733 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | S | 2,806 | $961.65 | Sale −$2,698,390 | 118,927 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | S | 2,779 | $962.59 | Sale −$2,675,038 | 116,148 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | S | 1,519 | $963.63 | Sale −$1,463,754 | 114,629 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | S | 2,472 | $964.66 | Sale −$2,384,640 | 112,157 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | S | 3,393 | $965.60 | Sale −$3,276,281 | 108,764 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | S | 3,743 | $966.55 | Sale −$3,617,797 | 105,021 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | S | 1,631 | $967.51 | Sale −$1,578,009 | 103,390 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | A · derivative | 364 | $0.00 | $0 | 5,075 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | S | 949 | $968.60 | Sale −$919,201 | 102,441 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | S | 729 | $969.56 | Sale −$706,809 | 101,712 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | S | 362 | $970.65 | Sale −$351,375 | 101,350 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | S | 80 | $971.30 | Sale −$77,704 | 101,270 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | S | 222 | $972.85 | Sale −$215,973 | 101,048 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | S | 536 | $973.68 | Sale −$521,892 | 100,512 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | S | 421 | $974.81 | Sale −$410,395 | 100,091 | No | Form 4 |
| Viniar David A | Jan 16 | Jan 21 | S | 91 | $975.68 | Sale −$88,787 | 100,000 | No | Form 4 |
| Johnson Kevin R | Jan 16 | Jan 21 | A · derivative | 403 | $0.00 | $0 | 3,044 | No | Form 4 |
| Burns M Michele | Jan 16 | Jan 21 | A · derivative | 364 | $0.00 | $0 | 5,075 | No | Form 4 |
| Oppenheimer Peter | Jan 16 | Jan 21 | A · derivative | 423 | $0.00 | $0 | 7,229 | No | Form 4 |
| Kullman Ellen Jamison | Jan 16 | Jan 21 | A · derivative | 364 | $0.00 | $0 | 5,798 | No | Form 4 |
| Mittal Lakshmi N | Jan 16 | Jan 21 | A · derivative | 390 | $0.00 | $0 | 6,292 | No | Form 4 |
| Montag Thomas K. | Jan 16 | Jan 21 | A · derivative | 364 | $0.00 | $0 | 1,397 | No | Form 4 |
| Flaherty Mark A. | Jan 16 | Jan 21 | A · derivative | 390 | $0.00 | $0 | 5,220 | No | Form 4 |
| Tighe Jan E | Jan 16 | Jan 21 | A · derivative | 364 | $0.00 | $0 | 5,607 | No | Form 4 |
| McClure Kathleen R | Jan 16 | Jan 21 | A · derivative | 360 | $0.00 | $0 | 462 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 16 | Jan 21 | A · derivative | 4,366 | $0.00 | $0 | 4,366 | No | Form 4 |
| Harris Kimberley D. | Jan 16 | Jan 21 | A · derivative | 364 | $0.00 | $0 | 3,534 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 16 | Jan 21 | A · derivative | 2,651 | $0.00 | $0 | 2,651 | No | Form 4 |
| Golten Alex SCHIEF RISK OFFICER | Jan 16 | Jan 21 | A · derivative | 2,647 | $0.00 | $0 | 2,647 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Nov 25, 2025 | Nov 26, 2025 | G | 1,265 | $0.00 | $0 | 52,158 | No | Form 4 |
| Hess John B | Oct 15, 2025 | Oct 17, 2025 | A · derivative | 33 | $0.00 | $0 | 452 | No | Form 4 |
| Johnson Kevin R | Oct 15, 2025 | Oct 17, 2025 | A · derivative | 50 | $0.00 | $0 | 2,641 | No | Form 4 |
| Oppenheimer Peter | Oct 15, 2025 | Oct 17, 2025 | A · derivative | 74 | $0.00 | $0 | 6,806 | No | Form 4 |
| Mittal Lakshmi N | Oct 15, 2025 | Oct 17, 2025 | A · derivative | 33 | $0.00 | $0 | 5,902 | No | Form 4 |
| Flaherty Mark A. | Oct 15, 2025 | Oct 17, 2025 | A · derivative | 33 | $0.00 | $0 | 4,830 | No | Form 4 |
| McClure Kathleen R | Oct 15, 2025 | Oct 17, 2025 | A · derivative | 33 | $0.00 | $0 | 102 | No | Form 4 |
| Waldron John E.President and COO | Aug 28, 2025 | Aug 29, 2025 | S | 3,970 | $750.21 | Sale −$2,978,334 | 111,298 | No | Form 4 |
| Waldron John E.President and COO | Aug 28, 2025 | Aug 29, 2025 | S | 5,030 | $750.74 | Sale −$3,776,222 | 106,268 | No | Form 4 |
| Waldron John E.President and COO | Aug 27, 2025 | Aug 29, 2025 | S | 1,375 | $748.61 | Sale −$1,029,339 | 123,137 | No | Form 4 |
| Waldron John E.President and COO | Aug 27, 2025 | Aug 29, 2025 | S | 2,520 | $749.59 | Sale −$1,888,967 | 120,617 | No | Form 4 |
| Waldron John E.President and COO | Aug 27, 2025 | Aug 29, 2025 | S | 3,376 | $750.46 | Sale −$2,533,553 | 117,241 | No | Form 4 |
| Waldron John E.President and COO | Aug 27, 2025 | Aug 29, 2025 | S | 1,973 | $751.21 | Sale −$1,482,137 | 115,268 | No | Form 4 |
| Solomon David MChairman of the Board and CEO | Aug 19, 2025 | Aug 21, 2025 | G | 377 | $0.00 | $0 | 125,799 | No | Form 4 |
| Viniar David A | Aug 13, 2025 | Aug 15, 2025 | G | 3,425 | $0.00 | $0 | 600,000 | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | Jul 25, 2025 | Jul 25, 2025 | S | 5,455 | $723.83 | Sale −$3,948,493 | 22,678 | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | Jul 25, 2025 | Jul 25, 2025 | S | 1,681 | $725.60 | Sale −$1,219,734 | 18,921 | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | Jul 25, 2025 | Jul 25, 2025 | S | 327 | $727.79 | Sale −$237,987 | 18,594 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Jul 23, 2025 | Jul 25, 2025 | S | 4,053 | $717.03 | Sale −$2,906,123 | 67,716 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Jul 23, 2025 | Jul 25, 2025 | S | 1,678 | $718.02 | Sale −$1,204,838 | 66,038 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Jul 23, 2025 | Jul 25, 2025 | S | 277 | $718.77 | Sale −$199,099 | 65,761 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Jul 23, 2025 | Jul 25, 2025 | G | 12,338 | $0.00 | $0 | 53,423 | No | Form 4 |
| Solomon David MChairman of the Board and CEO | Jul 23, 2025 | Jul 25, 2025 | S | 6,608 | $712.31 | Sale −$4,706,944 | 126,176 | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | Jul 25, 25 | Jul 25, 2025 | S | 2,076 | $724.57 | Sale −$1,504,207 | 20,602 | No | Form 4 |
| Hess John B | Jul 17, 2025 | Jul 21, 2025 | A · derivative | 36 | $0.00 | $0 | 419 | No | Form 4 |
| Johnson Kevin R | Jul 17, 2025 | Jul 21, 2025 | A · derivative | 54 | $0.00 | $0 | 2,591 | No | Form 4 |
| Oppenheimer Peter | Jul 17, 2025 | Jul 21, 2025 | A · derivative | 81 | $0.00 | $0 | 6,732 | No | Form 4 |
| Mittal Lakshmi N | Jul 17, 2025 | Jul 21, 2025 | A · derivative | 36 | $0.00 | $0 | 5,869 | No | Form 4 |
| Flaherty Mark A. | Jul 17, 2025 | Jul 21, 2025 | A · derivative | 36 | $0.00 | $0 | 4,797 | No | Form 4 |
| McClure Kathleen R | Jul 17, 2025 | Jul 21, 2025 | A · derivative | 36 | $0.00 | $0 | 69 | No | Form 4 |
| Solomon David MChairman of the Board and CEO | May 14, 2025 | May 15, 2025 | S | 5,000 | $607.17 | Sale −$3,035,850 | 132,784 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Apr 30, 2025 | May 2, 2025 | M | 32,391 | not reported | not reported | 88,305 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Apr 30, 2025 | May 2, 2025 | F | 16,536 | $548.92 | $9,076,941 | 71,769 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Apr 30, 2025 | May 2, 2025 | M · derivative | 32,391 | not reported | not reported | not reported | No | Form 4 |
| Solomon David MChairman of the Board and CEO | Apr 30, 2025 | May 2, 2025 | M | 49,926 | not reported | not reported | 165,394 | No | Form 4 |
| Solomon David MChairman of the Board and CEO | Apr 30, 2025 | May 2, 2025 | F | 27,610 | $548.92 | $15,155,681 | 137,784 | No | Form 4 |
| Solomon David MChairman of the Board and CEO | Apr 30, 2025 | May 2, 2025 | M · derivative | 49,926 | not reported | not reported | not reported | No | Form 4 |
| Waldron John E.President and COO | Apr 30, 2025 | May 2, 2025 | M | 40,395 | not reported | not reported | 146,851 | No | Form 4 |
| Waldron John E.President and COO | Apr 30, 2025 | May 2, 2025 | F | 22,339 | $548.92 | $12,262,324 | 124,512 | No | Form 4 |
| Waldron John E.President and COO | Apr 30, 2025 | May 2, 2025 | M · derivative | 40,395 | not reported | not reported | not reported | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Apr 30, 2025 | May 2, 2025 | M | 23,045 | not reported | not reported | 28,438 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Apr 30, 2025 | May 2, 2025 | F | 12,744 | $548.92 | $6,995,436 | 15,694 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Apr 30, 2025 | May 2, 2025 | M · derivative | 23,045 | not reported | not reported | not reported | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | Apr 30, 2025 | May 2, 2025 | M | 41,462 | not reported | not reported | 51,051 | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | Apr 30, 2025 | May 2, 2025 | F | 22,929 | $548.92 | $12,586,187 | 28,122 | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | Apr 30, 2025 | May 2, 2025 | M · derivative | 41,462 | not reported | not reported | not reported | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | Apr 30, 2025 | May 2, 2025 | M | 11,933 | not reported | not reported | 33,095 | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | Apr 30, 2025 | May 2, 2025 | F | 4,962 | $548.92 | $2,723,741 | 28,133 | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | Apr 30, 2025 | May 2, 2025 | M · derivative | 11,933 | not reported | not reported | not reported | No | Form 4 |
| Hess John B | Apr 15, 2025 | Apr 17, 2025 | P | 836 | $507.96 | Purchase +$424,655 | 836 | No | Form 4 |
| Hess John B | Apr 15, 2025 | Apr 17, 2025 | P | 344 | $509.08 | Purchase +$175,124 | 1,180 | No | Form 4 |
| Hess John B | Apr 15, 2025 | Apr 17, 2025 | P | 353 | $510.23 | Purchase +$180,111 | 1,533 | No | Form 4 |
| Hess John B | Apr 15, 2025 | Apr 17, 2025 | P | 444 | $511.34 | Purchase +$227,035 | 1,977 | No | Form 4 |
| Hess John B | Apr 15, 2025 | Apr 17, 2025 | P | 384 | $512.24 | Purchase +$196,700 | 2,361 | No | Form 4 |
| Hess John B | Apr 15, 2025 | Apr 17, 2025 | P | 393 | $513.22 | Purchase +$201,695 | 2,754 | No | Form 4 |
| Hess John B | Apr 15, 2025 | Apr 17, 2025 | P | 801 | $514.42 | Purchase +$412,050 | 3,555 | No | Form 4 |
| Hess John B | Apr 15, 2025 | Apr 17, 2025 | P | 176 | $515.31 | Purchase +$90,695 | 3,731 | No | Form 4 |
| Hess John B | Apr 15, 2025 | Apr 17, 2025 | P | 173 | $517.45 | Purchase +$89,519 | 3,904 | No | Form 4 |
| Hess John B | Apr 15, 2025 | Apr 17, 2025 | A · derivative | 50 | $0.00 | $0 | 383 | No | Form 4 |
| Johnson Kevin R | Apr 15, 2025 | Apr 17, 2025 | A · derivative | 75 | $0.00 | $0 | 2,537 | No | Form 4 |
| Oppenheimer Peter | Apr 15, 2025 | Apr 17, 2025 | A · derivative | 112 | $0.00 | $0 | 6,651 | No | Form 4 |
| Mittal Lakshmi N | Apr 15, 2025 | Apr 17, 2025 | A · derivative | 50 | $0.00 | $0 | 5,833 | No | Form 4 |
| Flaherty Mark A. | Apr 15, 2025 | Apr 17, 2025 | A · derivative | 50 | $0.00 | $0 | 4,761 | No | Form 4 |
| McClure Kathleen R | Apr 15, 2025 | Apr 17, 2025 | A · derivative | 33 | $0.00 | $0 | 33 | No | Form 4 |
| Solomon David MChairman of the Board and CEO | Feb 26, 2025 | Feb 28, 2025 | S | 2,415 | $622.15 | Sale −$1,502,492 | 115,468 | No | Form 4 |
| Golten Alex SCHIEF RISK OFFICER | Jan 28, 2025 | Jan 30, 2025 | S | 1,408 | $635.64 | Sale −$894,981 | 7,345 | No | Form 4 |
| Golten Alex SCHIEF RISK OFFICER | Jan 28, 2025 | Jan 30, 2025 | S | 3,800 | $636.47 | Sale −$2,418,586 | 3,545 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 24, 2025 | Jan 28, 2025 | S | 554 | $633.68 | Sale −$351,059 | 7,638 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 24, 2025 | Jan 28, 2025 | S | 423 | $635.52 | Sale −$268,825 | 7,215 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 24, 2025 | Jan 28, 2025 | S | 1,452 | $636.74 | Sale −$924,546 | 5,763 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 24, 2025 | Jan 28, 2025 | S | 518 | $637.77 | Sale −$330,365 | 5,245 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 24, 2025 | Jan 28, 2025 | S | 693 | $639.16 | Sale −$442,938 | 4,552 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 21, 2025 | Jan 23, 2025 | S | 260 | $620.88 | Sale −$161,429 | 8,229 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 21, 2025 | Jan 23, 2025 | S | 289 | $621.78 | Sale −$179,694 | 7,940 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 21, 2025 | Jan 23, 2025 | S | 254 | $623.03 | Sale −$158,250 | 7,686 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 21, 2025 | Jan 23, 2025 | S | 216 | $624.05 | Sale −$134,795 | 7,470 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 21, 2025 | Jan 23, 2025 | S | 120 | $627.21 | Sale −$75,265 | 7,350 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 21, 2025 | Jan 23, 2025 | S | 300 | $628.83 | Sale −$188,649 | 7,050 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 21, 2025 | Jan 23, 2025 | S | 120 | $630.87 | Sale −$75,704 | 6,930 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 21, 2025 | Jan 23, 2025 | S | 232 | $634.53 | Sale −$147,211 | 6,698 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 21, 2025 | Jan 23, 2025 | S | 243 | $635.11 | Sale −$154,332 | 6,455 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 21, 2025 | Jan 23, 2025 | G | 1,062 | $0.00 | $0 | 5,393 | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | Jan 21, 2025 | Jan 23, 2025 | M | 15,937 | not reported | not reported | 25,526 | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | Jan 21, 2025 | Jan 23, 2025 | F | 8,439 | $625.94 | $5,282,308 | 17,087 | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | Jan 21, 2025 | Jan 23, 2025 | S | 7,498 | $634.69 | Sale −$4,758,906 | 9,589 | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | Jan 21, 2025 | Jan 23, 2025 | M · derivative | 15,937 | not reported | not reported | not reported | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | Jan 21, 2025 | Jan 23, 2025 | M | 8,820 | not reported | not reported | 25,308 | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | Jan 21, 2025 | Jan 23, 2025 | F | 4,146 | $625.94 | $2,595,147 | 21,162 | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | Jan 21, 2025 | Jan 23, 2025 | M · derivative | 8,820 | not reported | not reported | not reported | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 21, 2025 | Jan 23, 2025 | M | 5,589 | not reported | not reported | 12,461 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 21, 2025 | Jan 23, 2025 | F | 2,724 | $625.94 | $1,705,061 | 9,737 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 21, 2025 | Jan 23, 2025 | S | 89 | $611.07 | Sale −$54,385 | 9,648 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 21, 2025 | Jan 23, 2025 | S | 180 | $618.55 | Sale −$111,339 | 9,468 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 21, 2025 | Jan 23, 2025 | S | 360 | $620.16 | Sale −$223,258 | 9,108 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 21, 2025 | Jan 23, 2025 | S | 90 | $621.75 | Sale −$55,958 | 9,018 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 21, 2025 | Jan 23, 2025 | S | 180 | $623.16 | Sale −$112,169 | 8,838 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 21, 2025 | Jan 23, 2025 | S | 90 | $626.81 | Sale −$56,413 | 8,748 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 21, 2025 | Jan 23, 2025 | S | 195 | $628.87 | Sale −$122,630 | 8,553 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 21, 2025 | Jan 23, 2025 | S | 43 | $631.51 | Sale −$27,155 | 8,510 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 21, 2025 | Jan 23, 2025 | S | 45 | $633.62 | Sale −$28,513 | 8,465 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 21, 2025 | Jan 23, 2025 | S | 228 | $634.71 | Sale −$144,714 | 8,237 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 21, 2025 | Jan 23, 2025 | S | 45 | $635.29 | Sale −$28,588 | 8,192 | No | Form 4 |
| Halio CareyGlobal Treasurer | Jan 21, 2025 | Jan 23, 2025 | M · derivative | 5,589 | not reported | not reported | not reported | No | Form 4 |
| Golten Alex SCHIEF RISK OFFICER | Jan 21, 2025 | Jan 23, 2025 | M | 4,986 | not reported | not reported | 11,395 | No | Form 4 |
| Golten Alex SCHIEF RISK OFFICER | Jan 21, 2025 | Jan 23, 2025 | F | 2,642 | $625.94 | $1,653,733 | 8,753 | No | Form 4 |
| Golten Alex SCHIEF RISK OFFICER | Jan 21, 2025 | Jan 23, 2025 | M · derivative | 4,986 | not reported | not reported | not reported | No | Form 4 |
| Johnson Kevin R | Jan 17, 2025 | Jan 21, 2025 | P | 2,400 | $619.02 | Purchase +$1,485,648 | 2,400 | No | Form 4 |
| Hess John B | Jan 16, 2025 | Jan 21, 2025 | A · derivative | 333 | $0.00 | $0 | 333 | No | Form 4 |
| Viniar David A | Jan 16, 2025 | Jan 21, 2025 | A · derivative | 570 | $0.00 | $0 | 4,711 | No | Form 4 |
| Johnson Kevin R | Jan 16, 2025 | Jan 21, 2025 | A · derivative | 630 | $0.00 | $0 | 2,462 | No | Form 4 |
| Burns M Michele | Jan 16, 2025 | Jan 21, 2025 | A · derivative | 570 | $0.00 | $0 | 4,711 | No | Form 4 |
| Oppenheimer Peter | Jan 16, 2025 | Jan 21, 2025 | A · derivative | 661 | $0.00 | $0 | 6,539 | No | Form 4 |
| Kullman Ellen Jamison | Jan 16, 2025 | Jan 21, 2025 | A · derivative | 570 | $0.00 | $0 | 5,434 | No | Form 4 |
| Mittal Lakshmi N | Jan 16, 2025 | Jan 21, 2025 | A · derivative | 609 | $0.00 | $0 | 5,783 | No | Form 4 |
| Montag Thomas K. | Jan 16, 2025 | Jan 21, 2025 | A · derivative | 570 | $0.00 | $0 | 1,033 | No | Form 4 |
| Flaherty Mark A. | Jan 16, 2025 | Jan 21, 2025 | A · derivative | 570 | $0.00 | $0 | 4,711 | No | Form 4 |
| Tighe Jan E | Jan 16, 2025 | Jan 21, 2025 | A · derivative | 591 | $0.00 | $0 | 5,243 | No | Form 4 |
| Harris Kimberley D. | Jan 16, 2025 | Jan 21, 2025 | A · derivative | 570 | $0.00 | $0 | 3,170 | No | Form 4 |
| Golten Alex SCHIEF RISK OFFICER | Jan 16, 2025 | Jan 21, 2025 | A · derivative | 6,730 | $0.00 | $0 | 6,730 | No | Form 4 |
| Solomon David MChairman of the Board and CEO | Jan 16, 2025 | Jan 17, 2025 | A · derivative | 130,508 | $0.00 | $0 | 130,508 | No | Form 4 |
| Waldron John E.President and COO | Jan 16, 2025 | Jan 17, 2025 | A · derivative | 130,508 | $0.00 | $0 | 130,508 | No | Form 4 |
| Montag Thomas K. | Dec 24, 2024 | Dec 27, 2024 | J | 8,980 | $582.79 | $5,233,454 | 105,320 | No | Form 4 |
| Viniar David A | Nov 29, 2024 | Dec 3, 2024 | S | 5,000 | $612.08 | Sale −$3,060,400 | 608,425 | No | Form 4 |
| Viniar David A | Nov 29, 2024 | Dec 3, 2024 | G | 5,000 | $0.00 | $0 | 603,425 | No | Form 4 |
| Solomon David MChairman of the Board and CEO | Nov 29, 2024 | Dec 3, 2024 | S | 6,550 | $610.91 | Sale −$4,001,461 | 117,883 | No | Form 4 |
| Montag Thomas K. | Nov 12, 2024 | Nov 13, 2024 | S | 1,904 | $592.12 | Sale −$1,127,396 | 122,396 | No | Form 4 |
| Montag Thomas K. | Nov 12, 2024 | Nov 13, 2024 | S | 1,192 | $592.97 | Sale −$706,820 | 121,204 | No | Form 4 |
| Montag Thomas K. | Nov 12, 2024 | Nov 13, 2024 | S | 686 | $594.20 | Sale −$407,621 | 120,518 | No | Form 4 |
| Montag Thomas K. | Nov 12, 2024 | Nov 13, 2024 | S | 2,370 | $595.08 | Sale −$1,410,340 | 118,148 | No | Form 4 |
| Montag Thomas K. | Nov 12, 2024 | Nov 13, 2024 | S | 2,221 | $596.19 | Sale −$1,324,138 | 115,927 | No | Form 4 |
| Montag Thomas K. | Nov 12, 2024 | Nov 13, 2024 | S | 821 | $597.18 | Sale −$490,285 | 115,106 | No | Form 4 |
| Montag Thomas K. | Nov 12, 2024 | Nov 13, 2024 | S | 335 | $598.12 | Sale −$200,370 | 114,771 | No | Form 4 |
| Montag Thomas K. | Nov 12, 2024 | Nov 13, 2024 | S | 269 | $599.35 | Sale −$161,225 | 114,502 | No | Form 4 |
| Montag Thomas K. | Nov 12, 2024 | Nov 13, 2024 | S | 202 | $600.85 | Sale −$121,372 | 114,300 | No | Form 4 |
| Montag Thomas K. | Nov 12, 2024 | Nov 13, 2024 | S | 1,953 | $592.08 | Sale −$1,156,332 | 10,497 | No | Form 4 |
| Montag Thomas K. | Nov 12, 2024 | Nov 13, 2024 | S | 886 | $592.90 | Sale −$525,309 | 9,611 | No | Form 4 |
| Montag Thomas K. | Nov 12, 2024 | Nov 13, 2024 | S | 1,587 | $594.39 | Sale −$943,297 | 8,024 | No | Form 4 |
| Montag Thomas K. | Nov 12, 2024 | Nov 13, 2024 | S | 2,331 | $595.35 | Sale −$1,387,761 | 5,693 | No | Form 4 |
| Montag Thomas K. | Nov 12, 2024 | Nov 13, 2024 | S | 2,004 | $596.50 | Sale −$1,195,386 | 3,689 | No | Form 4 |
| Montag Thomas K. | Nov 12, 2024 | Nov 13, 2024 | S | 643 | $597.57 | Sale −$384,238 | 3,046 | No | Form 4 |
| Montag Thomas K. | Nov 12, 2024 | Nov 13, 2024 | S | 296 | $598.67 | Sale −$177,206 | 2,750 | No | Form 4 |
| Montag Thomas K. | Nov 12, 2024 | Nov 13, 2024 | S | 300 | $600.37 | Sale −$180,111 | 2,450 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Nov 11, 2024 | Nov 13, 2024 | S | 2,628 | $602.12 | Sale −$1,582,371 | 14,479 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Nov 11, 2024 | Nov 13, 2024 | S | 2,153 | $602.67 | Sale −$1,297,549 | 12,326 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Nov 11, 2024 | Nov 13, 2024 | S | 194 | $603.38 | Sale −$117,056 | 12,132 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Nov 6, 2024 | Nov 8, 2024 | S | 4,931 | $596.08 | Sale −$2,939,270 | 59,099 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Nov 6, 2024 | Nov 8, 2024 | S | 1,252 | $597.22 | Sale −$747,719 | 57,847 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Nov 6, 2024 | Nov 8, 2024 | S | 233 | $597.66 | Sale −$139,255 | 57,614 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Nov 6, 2024 | Nov 8, 2024 | G | 1,700 | $0.00 | $0 | 55,914 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Nov 6, 2024 | Nov 8, 2024 | S | 2,974 | $594.51 | Sale −$1,768,073 | 8,489 | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | Nov 6, 2024 | Nov 8, 2024 | S | 12,929 | $593.03 | Sale −$7,667,285 | 16,488 | No | Form 4 |
| Lee Brian JChief Risk Officer | Oct 17, 2024 | Oct 18, 2024 | S | 699 | $529.59 | Sale −$370,183 | 11,396 | No | Form 4 |
| Lee Brian JChief Risk Officer | Oct 17, 2024 | Oct 18, 2024 | S | 491 | $530.66 | Sale −$260,554 | 10,905 | No | Form 4 |
| Lee Brian JChief Risk Officer | Oct 17, 2024 | Oct 18, 2024 | S | 410 | $531.90 | Sale −$218,079 | 10,495 | No | Form 4 |
| Lee Brian JChief Risk Officer | Oct 17, 2024 | Oct 18, 2024 | S | 400 | $532.46 | Sale −$212,984 | 10,095 | No | Form 4 |
| Lee Brian JChief Risk Officer | Oct 17, 2024 | Oct 18, 2024 | S | 700 | $529.60 | Sale −$370,720 | 12,108 | No | Form 4 |
| Lee Brian JChief Risk Officer | Oct 17, 2024 | Oct 18, 2024 | S | 400 | $530.72 | Sale −$212,288 | 11,708 | No | Form 4 |
| Lee Brian JChief Risk Officer | Oct 17, 2024 | Oct 18, 2024 | S | 502 | $531.72 | Sale −$266,923 | 11,206 | No | Form 4 |
| Lee Brian JChief Risk Officer | Oct 17, 2024 | Oct 18, 2024 | S | 398 | $532.73 | Sale −$212,027 | 10,808 | No | Form 4 |
| Johnson Kevin R | Oct 16, 2024 | Oct 18, 2024 | A · derivative | 72 | $0.00 | $0 | 1,832 | No | Form 4 |
| Oppenheimer Peter | Oct 16, 2024 | Oct 18, 2024 | A · derivative | 107 | $0.00 | $0 | 5,878 | No | Form 4 |
| Mittal Lakshmi N | Oct 16, 2024 | Oct 18, 2024 | A · derivative | 48 | $0.00 | $0 | 5,174 | No | Form 4 |
| Tighe Jan E | Oct 16, 2024 | Oct 18, 2024 | A · derivative | 24 | $0.00 | $0 | 4,652 | No | Form 4 |
| Flaherty Mark A. | Sep 27, 2024 | Oct 9, 2024 | P | 6.56 | $498.87 | Purchase +$3,273 | 1,097.36 | No | Form 4 |
| Flaherty Mark A. | Jun 27, 2024 | Oct 9, 2024 | P | 6.64 | $448.74 | Purchase +$2,980 | 1,090.8 | No | Form 4 |
| Flaherty Mark A. | Mar 28, 2024 | Oct 9, 2024 | P | 7.11 | $416.43 | Purchase +$2,961 | 1,084.15 | No | Form 4 |
| Flaherty Mark A. | Dec 28, 2023 | Oct 9, 2024 | P | 7.65 | $384.64 | Purchase +$2,943 | 1,077.04 | No | Form 4 |
| Flaherty Mark A. | Sep 28, 2023 | Oct 9, 2024 | P | 9.1 | $320.36 | Purchase +$2,915 | 1,069.39 | No | Form 4 |
| Flaherty Mark A. | Jun 29, 2023 | Oct 9, 2024 | P | 8.29 | $317.26 | Purchase +$2,630 | 1,060.29 | No | Form 4 |
| Flaherty Mark A. | Mar 30, 2023 | Oct 9, 2024 | P | 8.04 | $324.54 | Purchase +$2,609 | 1,052 | No | Form 4 |
| Flaherty Mark A. | Dec 29, 2022 | Oct 9, 2024 | P | 7.57 | $342.35 | Purchase +$2,592 | 1,043.96 | No | Form 4 |
| Flaherty Mark A. | Sep 29, 2022 | Oct 9, 2024 | P | 8.65 | $297.07 | Purchase +$2,570 | 1,036.39 | No | Form 4 |
| Flaherty Mark A. | Jun 29, 2022 | Oct 9, 2024 | P | 6.75 | $302.34 | Purchase +$2,041 | 1,027.74 | No | Form 4 |
| Flaherty Mark A. | Mar 30, 2022 | Oct 9, 2024 | P | 5.99 | $339.01 | Purchase +$2,031 | 1,020.99 | No | Form 4 |
| Solomon David MChairman of the Board and CEO | Aug 15, 2024 | Aug 16, 2024 | S | 6,000 | $500.29 | Sale −$3,001,740 | 124,433 | No | Form 4 |
| Viniar David A | Jul 16, 2024 | Jul 18, 2024 | S | 4,000 | $502.20 | Sale −$2,008,800 | 619,425 | No | Form 4 |
| Viniar David A | Jul 16, 2024 | Jul 18, 2024 | S | 700 | $503.04 | Sale −$352,128 | 618,725 | No | Form 4 |
| Viniar David A | Jul 16, 2024 | Jul 18, 2024 | S | 300 | $503.99 | Sale −$151,197 | 618,425 | No | Form 4 |
| Viniar David A | Jul 16, 2024 | Jul 18, 2024 | G | 5,000 | $0.00 | $0 | 613,425 | No | Form 4 |
| Johnson Kevin R | Jul 16, 2024 | Jul 18, 2024 | A · derivative | 75 | $0.00 | $0 | 1,760 | No | Form 4 |
| Oppenheimer Peter | Jul 16, 2024 | Jul 18, 2024 | A · derivative | 113 | $0.00 | $0 | 5,771 | No | Form 4 |
| Mittal Lakshmi N | Jul 16, 2024 | Jul 18, 2024 | A · derivative | 50 | $0.00 | $0 | 5,126 | No | Form 4 |
| Montag Thomas K. | Jul 16, 2024 | Jul 18, 2024 | S | 8,200 | $504.95 | Sale −$4,140,590 | 14,250 | No | Form 4 |
| Montag Thomas K. | Jul 16, 2024 | Jul 18, 2024 | S | 1,800 | $505.47 | Sale −$909,846 | 12,450 | No | Form 4 |
| Lee Brian JChief Risk Officer | Jul 16, 2024 | Jul 18, 2024 | S | 3,500 | $505.99 | Sale −$1,770,965 | 12,095 | No | Form 4 |
| Lee Brian JChief Risk Officer | Jul 16, 2024 | Jul 18, 2024 | S | 1,500 | $506.07 | Sale −$759,105 | 12,808 | No | Form 4 |
| Tighe Jan E | Jul 16, 2024 | Jul 18, 2024 | A · derivative | 25 | $0.00 | $0 | 4,628 | No | Form 4 |
| Rogers John F.W.Executive Vice President | May 16, 2024 | May 20, 2024 | S | 2,226 | $465.23 | Sale −$1,035,602 | 70,160 | No | Form 4 |
| Rogers John F.W.Executive Vice President | May 16, 2024 | May 20, 2024 | S | 2,125 | $465.92 | Sale −$990,080 | 68,035 | No | Form 4 |
| Rogers John F.W.Executive Vice President | May 16, 2024 | May 20, 2024 | S | 3,648 | $467.04 | Sale −$1,703,762 | 64,387 | No | Form 4 |
| Rogers John F.W.Executive Vice President | May 16, 2024 | May 20, 2024 | S | 357 | $467.83 | Sale −$167,015 | 64,030 | No | Form 4 |
| Rogers John F.W.Executive Vice President | May 16, 2024 | May 20, 2024 | S | 601 | $465.21 | Sale −$279,591 | 39,710 | No | Form 4 |
| Rogers John F.W.Executive Vice President | May 16, 2024 | May 20, 2024 | S | 639 | $465.85 | Sale −$297,678 | 39,071 | No | Form 4 |
| Rogers John F.W.Executive Vice President | May 16, 2024 | May 20, 2024 | S | 755 | $467.03 | Sale −$352,608 | 38,316 | No | Form 4 |
| Rogers John F.W.Executive Vice President | May 16, 2024 | May 20, 2024 | S | 151 | $467.76 | Sale −$70,632 | 38,165 | No | Form 4 |
| Rogers John F.W.Executive Vice President | May 16, 2024 | May 20, 2024 | S | 1,246 | $465.16 | Sale −$579,589 | 20,153 | No | Form 4 |
| Rogers John F.W.Executive Vice President | May 16, 2024 | May 20, 2024 | S | 1,309 | $465.78 | Sale −$609,706 | 18,844 | No | Form 4 |
| Rogers John F.W.Executive Vice President | May 16, 2024 | May 20, 2024 | S | 1,423 | $466.97 | Sale −$664,498 | 17,421 | No | Form 4 |
| Rogers John F.W.Executive Vice President | May 16, 2024 | May 20, 2024 | S | 314 | $467.82 | Sale −$146,895 | 17,107 | No | Form 4 |
| Solomon David MChairman of the Board and CEO | May 10, 2024 | May 14, 2024 | S | 6,600 | $457.32 | Sale −$3,018,312 | 130,433 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Apr 30, 2024 | May 2, 2024 | M | 17,042 | not reported | not reported | 81,086 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Apr 30, 2024 | May 2, 2024 | F | 8,700 | $430.81 | $3,748,047 | 72,386 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Apr 30, 2024 | May 2, 2024 | M · derivative | 17,042 | not reported | not reported | not reported | No | Form 4 |
| Solomon David MChairman of the Board and CEO | Apr 30, 2024 | May 2, 2024 | M | 28,016 | not reported | not reported | 152,526 | No | Form 4 |
| Solomon David MChairman of the Board and CEO | Apr 30, 2024 | May 2, 2024 | F | 15,493 | $430.81 | $6,674,539 | 137,033 | No | Form 4 |
| Solomon David MChairman of the Board and CEO | Apr 30, 2024 | May 2, 2024 | M · derivative | 28,016 | not reported | not reported | not reported | No | Form 4 |
| Lee Brian JChief Risk Officer | Apr 30, 2024 | May 2, 2024 | M | 6,584 | not reported | not reported | 18,957 | No | Form 4 |
| Lee Brian JChief Risk Officer | Apr 30, 2024 | May 2, 2024 | F | 3,362 | $430.81 | $1,448,383 | 15,595 | No | Form 4 |
| Lee Brian JChief Risk Officer | Apr 30, 2024 | May 2, 2024 | M · derivative | 6,584 | not reported | not reported | not reported | No | Form 4 |
| Waldron John E.President and COO | Apr 30, 2024 | May 2, 2024 | M | 25,794 | not reported | not reported | 120,721 | No | Form 4 |
| Waldron John E.President and COO | Apr 30, 2024 | May 2, 2024 | F | 14,265 | $430.81 | $6,145,505 | 106,456 | No | Form 4 |
| Waldron John E.President and COO | Apr 30, 2024 | May 2, 2024 | M · derivative | 25,794 | not reported | not reported | not reported | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | Apr 30, 2024 | May 2, 2024 | M | 6,909 | not reported | not reported | 13,410 | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | Apr 30, 2024 | May 2, 2024 | F | 3,821 | $430.81 | $1,646,125 | 9,589 | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | Apr 30, 2024 | May 2, 2024 | M · derivative | 6,909 | not reported | not reported | not reported | No | Form 4 |
| Viniar David A | Apr 29, 2024 | May 1, 2024 | S | 4,100 | $432.11 | Sale −$1,771,651 | 624,325 | No | Form 4 |
| Viniar David A | Apr 29, 2024 | May 1, 2024 | S | 900 | $432.87 | Sale −$389,583 | 623,425 | No | Form 4 |
| Johnson Kevin R | Apr 16, 2024 | Apr 18, 2024 | A · derivative | 95 | $0.00 | $0 | 1,685 | No | Form 4 |
| Oppenheimer Peter | Apr 16, 2024 | Apr 18, 2024 | A · derivative | 142 | $0.00 | $0 | 5,658 | No | Form 4 |
| Mittal Lakshmi N | Apr 16, 2024 | Apr 18, 2024 | A · derivative | 63 | $0.00 | $0 | 5,076 | No | Form 4 |
| Ogunlesi Adebayo O. | Apr 16, 2024 | Apr 18, 2024 | A · derivative | 79 | $0.00 | $0 | 5,311 | No | Form 4 |
| Tighe Jan E | Apr 16, 2024 | Apr 18, 2024 | A · derivative | 32 | $0.00 | $0 | 4,603 | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | Feb 23, 2024 | Feb 26, 2024 | S | 12,680 | $394.43 | Sale −$5,001,372 | 29,417 | No | Form 4 |
| Berlinski Philip R.Global Treasurer | Feb 22, 2024 | Feb 26, 2024 | S | 6,650 | $390.15 | Sale −$2,594,498 | 23,408 | No | Form 4 |
| Berlinski Philip R.Global Treasurer | Feb 22, 2024 | Feb 26, 2024 | S | 5,000 | $391.29 | Sale −$1,956,450 | 18,408 | No | Form 4 |
| Montag Thomas K. | Feb 2, 2024 | Feb 6, 2024 | G | 1,314 | $0.00 | $0 | 128,800 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Jan 23, 2024 | Jan 25, 2024 | M | 3,787 | not reported | not reported | 65,889 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Jan 23, 2024 | Jan 25, 2024 | F | 1,845 | $385.96 | $712,096 | 64,044 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Jan 23, 2024 | Jan 25, 2024 | M · derivative | 3,787 | not reported | not reported | not reported | No | Form 4 |
| Lee Brian JChief Risk Officer | Jan 23, 2024 | Jan 25, 2024 | M | 4,390 | not reported | not reported | 14,511 | No | Form 4 |
| Lee Brian JChief Risk Officer | Jan 23, 2024 | Jan 25, 2024 | F | 2,138 | $385.96 | $825,182 | 12,373 | No | Form 4 |
| Lee Brian JChief Risk Officer | Jan 23, 2024 | Jan 25, 2024 | M · derivative | 4,390 | not reported | not reported | not reported | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 23, 2024 | Jan 25, 2024 | M | 3,822 | not reported | not reported | 17,787 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 23, 2024 | Jan 25, 2024 | F | 2,024 | $385.96 | $781,183 | 15,763 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 23, 2024 | Jan 25, 2024 | S | 1,530 | $379.36 | Sale −$580,421 | 14,233 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 23, 2024 | Jan 25, 2024 | S | 2,479 | $380.47 | Sale −$943,185 | 11,754 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 23, 2024 | Jan 25, 2024 | S | 185 | $381.06 | Sale −$70,496 | 11,569 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 23, 2024 | Jan 25, 2024 | S | 67 | $382.18 | Sale −$25,606 | 11,502 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 23, 2024 | Jan 25, 2024 | S | 39 | $382.99 | Sale −$14,937 | 11,463 | No | Form 4 |
| Fredman Sheara JChief Accounting Officer | Jan 23, 2024 | Jan 25, 2024 | M · derivative | 3,822 | not reported | not reported | not reported | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | Jan 23, 2024 | Jan 25, 2024 | M | 20,074 | not reported | not reported | 24,408 | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | Jan 23, 2024 | Jan 25, 2024 | F | 10,630 | $385.96 | $4,102,755 | 13,778 | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | Jan 23, 2024 | Jan 25, 2024 | S | 7,277 | $379.81 | Sale −$2,763,877 | 6,501 | No | Form 4 |
| Ruemmler Kathryn H.Chief Legal Officer, GC | Jan 23, 2024 | Jan 25, 2024 | M · derivative | 20,074 | not reported | not reported | not reported | No | Form 4 |
| Berlinski Philip R.Global Treasurer | Jan 23, 2024 | Jan 25, 2024 | M | 16,043 | not reported | not reported | 37,409 | No | Form 4 |
| Berlinski Philip R.Global Treasurer | Jan 23, 2024 | Jan 25, 2024 | F | 7,351 | $385.96 | $2,837,192 | 30,058 | No | Form 4 |
| Berlinski Philip R.Global Treasurer | Jan 23, 2024 | Jan 25, 2024 | M · derivative | 16,043 | not reported | not reported | not reported | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | Jan 23, 2024 | Jan 25, 2024 | M | 13,558 | not reported | not reported | 48,469 | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | Jan 23, 2024 | Jan 25, 2024 | F | 6,372 | $385.96 | $2,459,337 | 42,097 | No | Form 4 |
| Coleman Denis P.Chief Financial Officer | Jan 23, 2024 | Jan 25, 2024 | M · derivative | 13,558 | not reported | not reported | not reported | No | Form 4 |
| Viniar David A | Jan 17, 2024 | Jan 19, 2024 | A · derivative | 927 | $0.00 | $0 | 4,141 | No | Form 4 |
| Johnson Kevin R | Jan 17, 2024 | Jan 19, 2024 | A · derivative | 1,025 | $0.00 | $0 | 1,590 | No | Form 4 |
| Burns M Michele | Jan 17, 2024 | Jan 19, 2024 | A · derivative | 927 | $0.00 | $0 | 4,141 | No | Form 4 |
| Oppenheimer Peter | Jan 17, 2024 | Jan 19, 2024 | A · derivative | 1,075 | $0.00 | $0 | 5,516 | No | Form 4 |
| Kullman Ellen Jamison | Jan 17, 2024 | Jan 19, 2024 | A · derivative | 927 | $0.00 | $0 | 4,864 | No | Form 4 |
| Mittal Lakshmi N | Jan 17, 2024 | Jan 19, 2024 | A · derivative | 991 | $0.00 | $0 | 5,013 | No | Form 4 |
| Montag Thomas K. | Jan 17, 2024 | Jan 19, 2024 | A · derivative | 463 | $0.00 | $0 | 463 | No | Form 4 |
| Ogunlesi Adebayo O. | Jan 17, 2024 | Jan 19, 2024 | A · derivative | 1,008 | $0.00 | $0 | 5,232 | No | Form 4 |
| Flaherty Mark A. | Jan 17, 2024 | Jan 19, 2024 | A · derivative | 927 | $0.00 | $0 | 4,141 | No | Form 4 |
| Lee Brian JChief Risk Officer | Jan 17, 2024 | Jan 19, 2024 | S | 3,000 | $376.39 | Sale −$1,129,170 | 10,121 | No | Form 4 |
| Lee Brian JChief Risk Officer | Jan 17, 2024 | Jan 19, 2024 | S | 2,500 | $375.23 | Sale −$938,075 | 18,308 | No | Form 4 |
| Lee Brian JChief Risk Officer | Jan 17, 2024 | Jan 19, 2024 | S | 4,000 | $376.03 | Sale −$1,504,120 | 14,308 | No | Form 4 |
| Tighe Jan E | Jan 17, 2024 | Jan 19, 2024 | A · derivative | 961 | $0.00 | $0 | 4,571 | No | Form 4 |
| Uhl Jessica R. | Jan 17, 2024 | Jan 19, 2024 | A · derivative | 927 | $0.00 | $0 | 2,738 | No | Form 4 |
| Harris Kimberley D. | Jan 17, 2024 | Jan 19, 2024 | A · derivative | 927 | $0.00 | $0 | 2,600 | No | Form 4 |
| Leslie Ericka TChief Administrative Officer | Nov 21, 2023 | Nov 24, 2023 | S | 1,376 | $335.15 | Sale −$461,166 | 10,471 | No | Form 4 |
| Viniar David A | Nov 15, 2023 | Nov 17, 2023 | G | 5,000 | $0.00 | $0 | 628,425 | No | Form 4 |
| Rogers John F.W.Executive Vice President | Oct 24, 2023 | Oct 26, 2023 | G | 3,321 | $0.00 | $0 | 71,409 | No | Form 4 |
| Johnson Kevin R | Oct 18, 2023 | Oct 20, 2023 | A · derivative | 97 | $0.00 | $0 | 565 | No | Form 4 |
| Mittal Lakshmi N | Oct 18, 2023 | Oct 20, 2023 | A · derivative | 83 | $0.00 | $0 | 4,022 | No | Form 4 |
| Ogunlesi Adebayo O. | Oct 18, 2023 | Oct 20, 2023 | A · derivative | 104 | $0.00 | $0 | 4,224 | No | Form 4 |
| Tighe Jan E | Oct 18, 2023 | Oct 20, 2023 | A · derivative | 42 | $0.00 | $0 | 3,610 | No | Form 4 |
| Oppenheimer Peter | Oct 18, 2023 | Oct 20, 2023 | A · derivative | 187 | $0.00 | $0 | 4,441 | No | Form 4 |