IVZInvesco Ltd.
- Market cap
- $12.39B
- as of 2026-10-23
- Latest close
- $28.06
- as of 2026-10-23
- Sector
- Financial Services
- as of 2026-10-24
- Industry
- Asset Management
- as of 2026-10-24
Cluster
No cluster in the last 90 days under the default rule (14d · ≥2 insiders · all roles).
Form 4 historysince 2024-03-01
| Insider | Traded | Filed | Type | Shares | Price | Value | Owned after | 10b5-1 plan | Filing |
|---|---|---|---|---|---|---|---|---|---|
| Johnston Shannon ASMD and CIOO | Oct 16 | Oct 20 | A | 28,249 | $0.00 | $0 | 53,095 | No | Form 4 |
| Johnston Shannon ASMD and CIOO | Oct 16 | Oct 20 | F | 12,526 | $28.20 | $353,233 | 40,569 | No | Form 4 |
| Johnston Shannon ASMD and CIOO | Oct 16 | Oct 20 | M · derivative | 28,249 | $0.00 | $0 | 56,497 | No | Form 4 |
| Wood Phoebe A | Sep 11 | Sep 14 | S | 3,000 | $32.44 | Sale −$97,320 | 107,111.16 | No | Form 4 |
| Lo Andrew Tak ShingSenior Managing Director | Sep 9 | Sep 10 | S | 100,840 | $32.20 | Sale −$3,247,048 | 812,477 | No | Form 4 |
| Butcher StephanieSenior Managing Director | Sep 9 | Sep 10 | S | 45,095 | $32.28 | Sale −$1,455,667 | 10,205 | No | Form 4 |
| Lo Andrew Tak ShingSenior Managing Director | Sep 8 | Sep 10 | S | 42,530 | $32.85 | Sale −$1,397,111 | 913,317 | No | Form 4 |
| Dukes Laura AllisonChief Financial Officer | Sep 4 | Sep 9 | S | 31,075 | $33.16 | Sale −$1,030,447 | 259,183 | No | Form 4 |
| Dukes Laura AllisonChief Financial Officer | Sep 4 | Sep 9 | G | 7,600 | $0.00 | $0 | 251,583 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Aug 31 | Sep 2 | A | 13,548 | $0.00 | $0 | 53,663 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Aug 31 | Sep 2 | F | 6,331 | $32.78 | $207,530 | 47,332 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Aug 31 | Sep 2 | A | 11,891 | $0.00 | $0 | 59,223 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Aug 31 | Sep 2 | F | 5,524 | $32.78 | $181,077 | 53,699 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Aug 31 | Sep 2 | A | 22,404 | $0.00 | $0 | 76,103 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Aug 31 | Sep 2 | F | 10,358 | $32.78 | $339,535 | 65,745 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Aug 31 | Sep 2 | A | 22,642 | $0.00 | $0 | 88,387 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Aug 31 | Sep 2 | M · derivative | 13,548 | $0.00 | $0 | not reported | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Aug 31 | Sep 2 | M · derivative | 11,891 | $0.00 | $0 | 11,892 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Aug 31 | Sep 2 | M · derivative | 22,404 | $0.00 | $0 | 44,809 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Aug 31 | Sep 2 | M · derivative | 22,642 | $0.00 | $0 | 67,927 | No | Form 4 |
| Butcher StephanieSenior Managing Director | Aug 31 | Sep 2 | A | 25,497 | $0.00 | $0 | 46,115 | No | Form 4 |
| Butcher StephanieSenior Managing Director | Aug 31 | Sep 2 | F | 11,984 | $32.78 | $392,836 | 34,131 | No | Form 4 |
| Butcher StephanieSenior Managing Director | Aug 31 | Sep 2 | A | 19,179 | $0.00 | $0 | 53,310 | No | Form 4 |
| Butcher StephanieSenior Managing Director | Aug 31 | Sep 2 | F | 9,015 | $32.78 | $295,512 | 44,295 | No | Form 4 |
| Butcher StephanieSenior Managing Director | Aug 31 | Sep 2 | A | 20,766 | $0.00 | $0 | 65,061 | No | Form 4 |
| Butcher StephanieSenior Managing Director | Aug 31 | Sep 2 | F | 9,761 | $32.78 | $319,966 | 55,300 | No | Form 4 |
| Butcher StephanieSenior Managing Director | Aug 31 | Sep 2 | M · derivative | 25,497 | $0.00 | $0 | 25,497 | No | Form 4 |
| Butcher StephanieSenior Managing Director | Aug 31 | Sep 2 | M · derivative | 19,179 | $0.00 | $0 | 38,358 | No | Form 4 |
| Butcher StephanieSenior Managing Director | Aug 31 | Sep 2 | M · derivative | 20,766 | $0.00 | $0 | 62,838 | No | Form 4 |
| Lo Andrew Tak ShingSenior Managing Director | Jul 2 | Jul 7 | M | 116,754 | $0.00 | $0 | 955,847 | No | Form 4 |
| Lo Andrew Tak ShingSenior Managing Director | Jul 2 | Jul 7 | M · derivative | 116,754 | $0.00 | $0 | not reported | No | Form 4 |
| Schlossberg AndrewPresident and CEO | Jul 2 | Jul 7 | F | 156,007 | $27.01 | $4,213,749 | 742,708 | No | Form 4 |
| Dukes Laura AllisonChief Financial Officer | Jul 2 | Jul 7 | F | 52,003 | $27.01 | $1,404,601 | 290,258 | No | Form 4 |
| Kupor Jeffrey HSenior Managing Director | Jul 2 | Jul 7 | F | 26,002 | $27.01 | $702,314 | 125,818 | No | Form 4 |
| Wagoner G Richard Jr | May 15 | May 19 | A | 8,112 | $0.00 | $0 | 107,870 | No | Form 4 |
| Womack Christopher C | May 15 | May 19 | A | 8,112 | $0.00 | $0 | 59,917 | No | Form 4 |
| Wood Phoebe A | May 15 | May 19 | A | 8,112 | $0.00 | $0 | 110,111.16 | No | Form 4 |
| Gibbons Thomas P | May 15 | May 19 | A | 8,112 | $0.00 | $0 | 47,202 | No | Form 4 |
| Glavin William Francis Jr | May 15 | May 19 | A | 8,112 | $0.00 | $0 | 81,084 | No | Form 4 |
| Finke Thomas M | May 15 | May 19 | A | 8,112 | $0.00 | $0 | 64,238 | No | Form 4 |
| Sheinwald Nigel | May 15 | May 19 | A | 8,112 | $0.00 | $0 | 101,968 | No | Form 4 |
| Beshar Sarah | May 15 | May 19 | A | 8,112 | $0.00 | $0 | 115,165.99 | No | Form 4 |
| Tolliver Paula | May 15 | May 19 | A | 8,112 | $0.00 | $0 | 66,272.88 | No | Form 4 |
| Johnson Elizabeth S. | May 15 | May 19 | A | 8,112 | $0.00 | $0 | 48,770 | No | Form 4 |
| Smith Alan LeonardSMD and CHRO | Mar 13 | Mar 17 | A | 8,641 | $0.00 | $0 | 18,338 | No | Form 4 |
| Smith Alan LeonardSMD and CHRO | Mar 13 | Mar 17 | F | 3,849 | $23.00 | $88,527 | 14,489 | No | Form 4 |
| Smith Alan LeonardSMD and CHRO | Mar 13 | Mar 17 | M · derivative | 8,641 | $0.00 | $0 | 8,641 | No | Form 4 |
| Lo Andrew Tak ShingSenior Managing Director | Feb 28 | Mar 3 | A | 16,479 | $0.00 | $0 | 705,305 | No | Form 4 |
| Lo Andrew Tak ShingSenior Managing Director | Feb 28 | Mar 3 | A | 83,419 | $0.00 | $0 | 788,724 | No | Form 4 |
| Lo Andrew Tak ShingSenior Managing Director | Feb 28 | Mar 3 | A | 14,333 | $0.00 | $0 | 803,057 | No | Form 4 |
| Lo Andrew Tak ShingSenior Managing Director | Feb 28 | Mar 3 | A | 17,923 | $0.00 | $0 | 820,980 | No | Form 4 |
| Lo Andrew Tak ShingSenior Managing Director | Feb 28 | Mar 3 | A | 18,113 | $0.00 | $0 | 839,093 | No | Form 4 |
| Lo Andrew Tak ShingSenior Managing Director | Feb 28 | Mar 3 | M · derivative | 16,479 | $0.00 | $0 | not reported | No | Form 4 |
| Lo Andrew Tak ShingSenior Managing Director | Feb 28 | Mar 3 | M · derivative | 14,333 | $0.00 | $0 | 14,333 | No | Form 4 |
| Lo Andrew Tak ShingSenior Managing Director | Feb 28 | Mar 3 | M · derivative | 17,923 | $0.00 | $0 | 35,847 | No | Form 4 |
| Lo Andrew Tak ShingSenior Managing Director | Feb 28 | Mar 3 | M · derivative | 18,113 | $0.00 | $0 | 54,342 | No | Form 4 |
| Lo Andrew Tak ShingSenior Managing Director | Feb 28 | Mar 3 | A · derivative | 77,370 | $0.00 | $0 | 77,370 | No | Form 4 |
| Schlossberg AndrewPresident and CEO | Feb 28 | Mar 3 | A | 80,970 | $0.00 | $0 | 895,053 | No | Form 4 |
| Schlossberg AndrewPresident and CEO | Feb 28 | Mar 3 | A | 42,749 | $0.00 | $0 | 937,802 | No | Form 4 |
| Schlossberg AndrewPresident and CEO | Feb 28 | Mar 3 | A | 54,915 | $0.00 | $0 | 992,717 | No | Form 4 |
| Schlossberg AndrewPresident and CEO | Feb 28 | Mar 3 | F | 94,002 | $26.26 | $2,468,493 | 898,715 | No | Form 4 |
| Schlossberg AndrewPresident and CEO | Feb 28 | Mar 3 | M · derivative | 42,749 | $0.00 | $0 | 85,497 | No | Form 4 |
| Schlossberg AndrewPresident and CEO | Feb 28 | Mar 3 | M · derivative | 54,915 | $0.00 | $0 | 164,745 | No | Form 4 |
| Schlossberg AndrewPresident and CEO | Feb 28 | Mar 3 | A · derivative | 189,127 | $0.00 | $0 | 189,127 | No | Form 4 |
| Dukes Laura AllisonChief Financial Officer | Feb 28 | Mar 3 | A | 63,131 | $0.00 | $0 | 356,304 | No | Form 4 |
| Dukes Laura AllisonChief Financial Officer | Feb 28 | Mar 3 | A | 17,659 | $0.00 | $0 | 373,963 | No | Form 4 |
| Dukes Laura AllisonChief Financial Officer | Feb 28 | Mar 3 | A | 26,362 | $0.00 | $0 | 400,325 | No | Form 4 |
| Dukes Laura AllisonChief Financial Officer | Feb 28 | Mar 3 | F | 58,064 | $26.26 | $1,524,761 | 342,261 | No | Form 4 |
| Dukes Laura AllisonChief Financial Officer | Feb 28 | Mar 3 | M · derivative | 17,659 | $0.00 | $0 | 35,317 | No | Form 4 |
| Dukes Laura AllisonChief Financial Officer | Feb 28 | Mar 3 | M · derivative | 26,362 | $0.00 | $0 | 79,089 | No | Form 4 |
| Dukes Laura AllisonChief Financial Officer | Feb 28 | Mar 3 | A · derivative | 73,257 | $0.00 | $0 | 73,257 | No | Form 4 |
| Kupor Jeffrey HSenior Managing Director | Feb 28 | Mar 3 | A | 5,003 | $0.00 | $0 | 152,810 | No | Form 4 |
| Kupor Jeffrey HSenior Managing Director | Feb 28 | Mar 3 | A | 6,140 | $0.00 | $0 | 158,950 | No | Form 4 |
| Kupor Jeffrey HSenior Managing Director | Feb 28 | Mar 3 | F | 7,130 | $26.26 | $187,234 | 151,820 | No | Form 4 |
| Kupor Jeffrey HSenior Managing Director | Feb 28 | Mar 3 | M · derivative | 5,003 | $0.00 | $0 | 10,007 | No | Form 4 |
| Kupor Jeffrey HSenior Managing Director | Feb 28 | Mar 3 | M · derivative | 6,140 | $0.00 | $0 | 18,422 | No | Form 4 |
| Kupor Jeffrey HSenior Managing Director | Feb 28 | Mar 3 | A · derivative | 35,343 | $0.00 | $0 | 35,343 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Feb 28 | Mar 3 | A | 46,138 | $0.00 | $0 | 61,800 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Feb 28 | Mar 3 | F | 21,685 | $26.26 | $569,448 | 40,115 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Feb 28 | Mar 3 | A · derivative | 80,969 | $0.00 | $0 | 80,969 | No | Form 4 |
| Vacheron TerryChief Accounting Officer | Feb 28 | Mar 3 | A | 2,534 | $0.00 | $0 | 20,157 | No | Form 4 |
| Vacheron TerryChief Accounting Officer | Feb 28 | Mar 3 | A | 2,264 | $0.00 | $0 | 22,421 | No | Form 4 |
| Vacheron TerryChief Accounting Officer | Feb 28 | Mar 3 | F | 2,852 | $26.26 | $74,894 | 19,569 | No | Form 4 |
| Vacheron TerryChief Accounting Officer | Feb 28 | Mar 3 | M · derivative | 2,534 | $0.00 | $0 | 5,069 | No | Form 4 |
| Vacheron TerryChief Accounting Officer | Feb 28 | Mar 3 | M · derivative | 2,264 | $0.00 | $0 | 6,792 | No | Form 4 |
| Vacheron TerryChief Accounting Officer | Feb 28 | Mar 3 | A · derivative | 8,187 | $0.00 | $0 | 8,187 | No | Form 4 |
| Smith Alan LeonardSMD and CHRO | Feb 28 | Mar 3 | A | 8,936 | $0.00 | $0 | 13,711 | No | Form 4 |
| Smith Alan LeonardSMD and CHRO | Feb 28 | Mar 3 | F | 4,014 | $26.26 | $105,408 | 9,697 | No | Form 4 |
| Smith Alan LeonardSMD and CHRO | Feb 28 | Mar 3 | M · derivative | 8,936 | $0.00 | $0 | 26,808 | No | Form 4 |
| Smith Alan LeonardSMD and CHRO | Feb 28 | Mar 3 | A · derivative | 32,202 | $0.00 | $0 | 32,202 | No | Form 4 |
| Wong TonySenior Managing Director | Feb 28 | Mar 3 | A | 15,343 | $0.00 | $0 | 128,213 | No | Form 4 |
| Wong TonySenior Managing Director | Feb 28 | Mar 3 | A | 16,612 | $0.00 | $0 | 144,825 | No | Form 4 |
| Wong TonySenior Managing Director | Feb 28 | Mar 3 | F | 17,854 | $26.26 | $468,846 | 126,971 | No | Form 4 |
| Wong TonySenior Managing Director | Feb 28 | Mar 3 | M · derivative | 15,343 | $0.00 | $0 | 30,687 | No | Form 4 |
| Wong TonySenior Managing Director | Feb 28 | Mar 3 | M · derivative | 16,612 | $0.00 | $0 | 49,839 | No | Form 4 |
| Wong TonySenior Managing Director | Feb 28 | Mar 3 | A · derivative | 66,317 | $0.00 | $0 | 66,317 | No | Form 4 |
| Butcher StephanieSenior Managing Director | Feb 28 | Mar 3 | F | 9,237 | $26.26 | $242,564 | 20,618 | No | Form 4 |
| Butcher StephanieSenior Managing Director | Feb 28 | Mar 3 | A · derivative | 66,317 | $0.00 | $0 | 66,317 | No | Form 4 |
| Johnston Shannon ASMD and CIOO | Feb 28 | Mar 3 | A | 8,913 | $0.00 | $0 | 28,816 | No | Form 4 |
| Johnston Shannon ASMD and CIOO | Feb 28 | Mar 3 | F | 3,970 | $26.26 | $104,252 | 24,846 | No | Form 4 |
| Johnston Shannon ASMD and CIOO | Feb 28 | Mar 3 | M · derivative | 8,913 | $0.00 | $0 | 26,739 | No | Form 4 |
| Johnston Shannon ASMD and CIOO | Feb 28 | Mar 3 | A · derivative | 37,825 | $0.00 | $0 | 37,825 | No | Form 4 |
| Wong TonySenior Managing Director | Feb 6 | Feb 10 | F | 40,113 | $26.82 | $1,075,831 | 112,870 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Jan 15 | Jan 20 | A | 29,189 | $0.00 | $0 | 29,381 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Jan 15 | Jan 20 | F | 13,719 | $29.39 | $403,201 | 15,662 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Jan 15 | Jan 20 | M · derivative | 29,189 | $0.00 | $0 | 58,377 | No | Form 4 |
| Schlossberg AndrewPresident and CEO | Dec 11, 2025 | Dec 12, 2025 | G | 18,800 | $0.00 | $0 | 814,083 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Oct 31, 2025 | Nov 3, 2025 | S | 160,000 | $23.56 | Sale −$3,769,600 | 192 | No | Form 4 |
| Johnston Shannon ASMD and CIOO | Oct 16, 2025 | Oct 17, 2025 | A | 28,248 | $0.00 | $0 | 28,248 | No | Form 4 |
| Johnston Shannon ASMD and CIOO | Oct 16, 2025 | Oct 17, 2025 | F | 8,345 | $22.80 | $190,266 | 19,903 | No | Form 4 |
| Johnston Shannon ASMD and CIOO | Oct 16, 2025 | Oct 17, 2025 | M · derivative | 28,248 | $0.00 | $0 | 84,746 | No | Form 4 |
| Butcher StephanieSenior Managing Director | Sep 10, 2025 | Sep 12, 2025 | S | 103,192 | $22.12 | Sale −$2,282,607 | 29,855 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Aug 31, 2025 | Sep 2, 2025 | A | 8,731 | $0.00 | $0 | 138,941 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Aug 31, 2025 | Sep 2, 2025 | F | 4,104 | $21.89 | $89,837 | 134,837 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Aug 31, 2025 | Sep 2, 2025 | A | 13,547 | $0.00 | $0 | 148,384 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Aug 31, 2025 | Sep 2, 2025 | F | 6,368 | $21.89 | $139,396 | 142,016 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Aug 31, 2025 | Sep 2, 2025 | A | 11,891 | $0.00 | $0 | 153,907 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Aug 31, 2025 | Sep 2, 2025 | F | 5,589 | $21.89 | $122,343 | 148,318 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Aug 31, 2025 | Sep 2, 2025 | A | 22,404 | $0.00 | $0 | 170,722 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Aug 31, 2025 | Sep 2, 2025 | F | 10,530 | $21.89 | $230,502 | 160,192 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Aug 31, 2025 | Sep 2, 2025 | M · derivative | 8,731 | $0.00 | $0 | not reported | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Aug 31, 2025 | Sep 2, 2025 | M · derivative | 13,547 | $0.00 | $0 | 13,548 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Aug 31, 2025 | Sep 2, 2025 | M · derivative | 11,891 | $0.00 | $0 | 23,783 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Aug 31, 2025 | Sep 2, 2025 | M · derivative | 22,404 | $0.00 | $0 | 67,213 | No | Form 4 |
| Butcher StephanieSenior Managing Director | Aug 31, 2025 | Sep 2, 2025 | A | 25,497 | $0.00 | $0 | 134,867 | No | Form 4 |
| Butcher StephanieSenior Managing Director | Aug 31, 2025 | Sep 2, 2025 | F | 11,984 | $21.89 | $262,330 | 122,883 | No | Form 4 |
| Butcher StephanieSenior Managing Director | Aug 31, 2025 | Sep 2, 2025 | A | 19,179 | $0.00 | $0 | 142,062 | No | Form 4 |
| Butcher StephanieSenior Managing Director | Aug 31, 2025 | Sep 2, 2025 | F | 9,015 | $21.89 | $197,338 | 133,047 | No | Form 4 |
| Butcher StephanieSenior Managing Director | Aug 31, 2025 | Sep 2, 2025 | M · derivative | 25,497 | $0.00 | $0 | 50,994 | No | Form 4 |
| Butcher StephanieSenior Managing Director | Aug 31, 2025 | Sep 2, 2025 | M · derivative | 19,179 | $0.00 | $0 | 57,537 | No | Form 4 |
| Dukes Laura AllisonChief Financial Officer | Aug 27, 2025 | Aug 28, 2025 | G | 34,764 | $0.00 | $0 | 293,173 | No | Form 4 |
| Wood Phoebe A | May 15, 2025 | May 19, 2025 | A | 12,728 | $0.00 | $0 | 101,999.16 | No | Form 4 |
| Glavin William Francis Jr | May 15, 2025 | May 19, 2025 | A | 12,728 | $0.00 | $0 | 72,972 | No | Form 4 |
| Finke Thomas M | May 15, 2025 | May 19, 2025 | A | 12,728 | $0.00 | $0 | 56,126 | No | Form 4 |
| Gibbons Thomas P | May 15, 2025 | May 19, 2025 | A | 12,728 | $0.00 | $0 | 39,090 | No | Form 4 |
| Tolliver Paula | May 15, 2025 | May 19, 2025 | A | 12,728 | $0.00 | $0 | 58,160.88 | No | Form 4 |
| Johnson Elizabeth S. | May 15, 2025 | May 19, 2025 | A | 12,728 | $0.00 | $0 | 40,658 | No | Form 4 |
| Womack Christopher C | May 15, 2025 | May 19, 2025 | A | 12,728 | $0.00 | $0 | 51,805 | No | Form 4 |
| Wagoner G Richard Jr | May 15, 2025 | May 19, 2025 | A | 12,728 | $0.00 | $0 | 99,758 | No | Form 4 |
| Sheinwald Nigel | May 15, 2025 | May 19, 2025 | A | 12,728 | $0.00 | $0 | 93,856 | No | Form 4 |
| Beshar Sarah | May 15, 2025 | May 19, 2025 | A | 12,728 | $0.00 | $0 | 107,035.4 | No | Form 4 |
| Smith Alan LeonardSMD and CHRO | Mar 15, 2025 | Mar 18, 2025 | A | 8,641 | $0.00 | $0 | 8,641 | No | Form 4 |
| Smith Alan LeonardSMD and CHRO | Mar 15, 2025 | Mar 18, 2025 | F | 3,866 | $15.28 | $59,072 | 4,775 | No | Form 4 |
| Smith Alan LeonardSMD and CHRO | Mar 15, 2025 | Mar 18, 2025 | M · derivative | 8,641 | $0.00 | $0 | 17,282 | No | Form 4 |
| Lo Andrew Tak ShingSenior Managing Director | Feb 28, 2025 | Mar 4, 2025 | M | 13,122 | $0.00 | $0 | 623,285 | No | Form 4 |
| Lo Andrew Tak ShingSenior Managing Director | Feb 28, 2025 | Mar 4, 2025 | M | 16,807 | $0.00 | $0 | 640,092 | No | Form 4 |
| Lo Andrew Tak ShingSenior Managing Director | Feb 28, 2025 | Mar 4, 2025 | M | 16,478 | $0.00 | $0 | 656,570 | No | Form 4 |
| Lo Andrew Tak ShingSenior Managing Director | Feb 28, 2025 | Mar 4, 2025 | M | 14,333 | $0.00 | $0 | 670,903 | No | Form 4 |
| Lo Andrew Tak ShingSenior Managing Director | Feb 28, 2025 | Mar 4, 2025 | M | 17,923 | $0.00 | $0 | 688,826 | No | Form 4 |
| Lo Andrew Tak ShingSenior Managing Director | Feb 28, 2025 | Mar 4, 2025 | M · derivative | 13,122 | $0.00 | $0 | not reported | No | Form 4 |
| Lo Andrew Tak ShingSenior Managing Director | Feb 28, 2025 | Mar 4, 2025 | M · derivative | 16,478 | $0.00 | $0 | 16,479 | No | Form 4 |
| Lo Andrew Tak ShingSenior Managing Director | Feb 28, 2025 | Mar 4, 2025 | M · derivative | 14,333 | $0.00 | $0 | 28,666 | No | Form 4 |
| Lo Andrew Tak ShingSenior Managing Director | Feb 28, 2025 | Mar 4, 2025 | M · derivative | 17,923 | $0.00 | $0 | 53,770 | No | Form 4 |
| Lo Andrew Tak ShingSenior Managing Director | Feb 28, 2025 | Mar 4, 2025 | A · derivative | 72,455 | $0.00 | $0 | 72,455 | No | Form 4 |
| Johnston Shannon ASMD and CIOO | Feb 28, 2025 | Mar 4, 2025 | A · derivative | 35,652 | $0.00 | $0 | 35,652 | No | Form 4 |
| Schlossberg AndrewPresident and CEO | Feb 28, 2025 | Mar 4, 2025 | A | 16,607 | $0.00 | $0 | 836,252 | No | Form 4 |
| Schlossberg AndrewPresident and CEO | Feb 28, 2025 | Mar 4, 2025 | A | 42,748 | $0.00 | $0 | 879,000 | No | Form 4 |
| Schlossberg AndrewPresident and CEO | Feb 28, 2025 | Mar 4, 2025 | F | 46,117 | $17.39 | $801,975 | 832,883 | No | Form 4 |
| Schlossberg AndrewPresident and CEO | Feb 28, 2025 | Mar 4, 2025 | M · derivative | 42,748 | $0.00 | $0 | 128,246 | No | Form 4 |
| Schlossberg AndrewPresident and CEO | Feb 28, 2025 | Mar 4, 2025 | A · derivative | 219,660 | $0.00 | $0 | 219,660 | No | Form 4 |
| Dukes Laura AllisonChief Financial Officer | Feb 28, 2025 | Mar 4, 2025 | A | 12,805 | $0.00 | $0 | 337,885 | No | Form 4 |
| Dukes Laura AllisonChief Financial Officer | Feb 28, 2025 | Mar 4, 2025 | A | 17,658 | $0.00 | $0 | 355,543 | No | Form 4 |
| Dukes Laura AllisonChief Financial Officer | Feb 28, 2025 | Mar 4, 2025 | F | 27,606 | $17.39 | $480,068 | 327,937 | No | Form 4 |
| Dukes Laura AllisonChief Financial Officer | Feb 28, 2025 | Mar 4, 2025 | M · derivative | 17,658 | $0.00 | $0 | 52,976 | No | Form 4 |
| Dukes Laura AllisonChief Financial Officer | Feb 28, 2025 | Mar 4, 2025 | A · derivative | 105,451 | $0.00 | $0 | 105,451 | No | Form 4 |
| Kupor Jeffrey HSenior Managing Director | Feb 28, 2025 | Mar 4, 2025 | A | 5,003 | $0.00 | $0 | 153,141 | No | Form 4 |
| Kupor Jeffrey HSenior Managing Director | Feb 28, 2025 | Mar 4, 2025 | F | 5,334 | $17.39 | $92,758 | 147,807 | No | Form 4 |
| Kupor Jeffrey HSenior Managing Director | Feb 28, 2025 | Mar 4, 2025 | M · derivative | 5,003 | $0.00 | $0 | 15,010 | No | Form 4 |
| Kupor Jeffrey HSenior Managing Director | Feb 28, 2025 | Mar 4, 2025 | A · derivative | 24,562 | $0.00 | $0 | 24,562 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Feb 28, 2025 | Mar 4, 2025 | A | 9,212 | $0.00 | $0 | 134,540 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Feb 28, 2025 | Mar 4, 2025 | F | 4,330 | $17.39 | $75,299 | 130,210 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Feb 28, 2025 | Mar 4, 2025 | A · derivative | 90,569 | $0.00 | $0 | 90,569 | No | Form 4 |
| Vacheron TerryChief Accounting Officer | Feb 28, 2025 | Mar 4, 2025 | A | 2,534 | $0.00 | $0 | 19,440 | No | Form 4 |
| Vacheron TerryChief Accounting Officer | Feb 28, 2025 | Mar 4, 2025 | F | 1,817 | $17.39 | $31,598 | 17,623 | No | Form 4 |
| Vacheron TerryChief Accounting Officer | Feb 28, 2025 | Mar 4, 2025 | A · derivative | 2,534 | $0.00 | $0 | 7,603 | No | Form 4 |
| Vacheron TerryChief Accounting Officer | Feb 28, 2025 | Mar 4, 2025 | A · derivative | 9,056 | $0.00 | $0 | 9,056 | No | Form 4 |
| Smith Alan LeonardSMD and CHRO | Feb 28, 2025 | Mar 4, 2025 | A · derivative | 35,744 | $0.00 | $0 | 35,744 | No | Form 4 |
| Wong TonySenior Managing Director | Feb 28, 2025 | Mar 4, 2025 | A | 15,343 | $0.00 | $0 | 165,192 | No | Form 4 |
| Wong TonySenior Managing Director | Feb 28, 2025 | Mar 4, 2025 | F | 12,209 | $17.39 | $212,315 | 152,983 | No | Form 4 |
| Wong TonySenior Managing Director | Feb 28, 2025 | Mar 4, 2025 | A · derivative | 15,343 | $0.00 | $0 | 46,030 | No | Form 4 |
| Wong TonySenior Managing Director | Feb 28, 2025 | Mar 4, 2025 | A · derivative | 66,451 | $0.00 | $0 | 66,451 | No | Form 4 |
| Butcher StephanieSenior Managing Director | Feb 28, 2025 | Mar 4, 2025 | F | 12,514 | $17.39 | $217,618 | 109,370 | No | Form 4 |
| Butcher StephanieSenior Managing Director | Feb 28, 2025 | Mar 4, 2025 | A · derivative | 83,604 | $0.00 | $0 | 83,604 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Jan 15, 2025 | Jan 17, 2025 | A | 29,188 | $0.00 | $0 | 139,047 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Jan 15, 2025 | Jan 17, 2025 | F | 13,719 | $17.05 | $233,909 | 125,328 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Jan 15, 2025 | Jan 17, 2025 | M · derivative | 29,188 | $0.00 | $0 | 87,566 | No | Form 4 |
| Dukes Laura AllisonChief Financial Officer | Oct 25, 2024 | Oct 25, 2024 | G | 30,727 | $0.00 | $0 | 325,080 | No | Form 4 |
| Johnston Shannon ASMD and CIOO | Oct 16, 2024 | Oct 18, 2024 | A · derivative | 112,994 | $0.00 | $0 | 112,994 | No | Form 4 |
| Schlossberg AndrewPresident and CEO | Aug 31, 2024 | Sep 4, 2024 | A | 23,698 | $0.00 | $0 | 830,435 | No | Form 4 |
| Schlossberg AndrewPresident and CEO | Aug 31, 2024 | Sep 4, 2024 | F | 10,790 | $17.09 | $184,401 | 819,645 | No | Form 4 |
| Schlossberg AndrewPresident and CEO | Aug 31, 2024 | Sep 4, 2024 | M · derivative | 23,698 | $0.00 | $0 | not reported | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Aug 31, 2024 | Sep 4, 2024 | A | 15,104 | $0.00 | $0 | 98,850 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Aug 31, 2024 | Sep 4, 2024 | F | 7,099 | $17.09 | $121,322 | 91,751 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Aug 31, 2024 | Sep 4, 2024 | A | 8,731 | $0.00 | $0 | 100,482 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Aug 31, 2024 | Sep 4, 2024 | F | 4,104 | $17.09 | $70,137 | 96,378 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Aug 31, 2024 | Sep 4, 2024 | A | 13,547 | $0.00 | $0 | 109,925 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Aug 31, 2024 | Sep 4, 2024 | F | 6,368 | $17.09 | $108,829 | 103,557 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Aug 31, 2024 | Sep 4, 2024 | A | 11,891 | $0.00 | $0 | 115,448 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Aug 31, 2024 | Sep 4, 2024 | F | 5,589 | $17.09 | $95,516 | 109,859 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Aug 31, 2024 | Sep 4, 2024 | M · derivative | 15,104 | $0.00 | $0 | not reported | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Aug 31, 2024 | Sep 4, 2024 | M · derivative | 8,731 | $0.00 | $0 | 8,731 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Aug 31, 2024 | Sep 4, 2024 | M · derivative | 13,547 | $0.00 | $0 | 27,095 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Aug 31, 2024 | Sep 4, 2024 | M · derivative | 11,891 | $0.00 | $0 | 35,674 | No | Form 4 |
| Butcher StephanieSenior Managing Director | Aug 31, 2024 | Sep 4, 2024 | A | 25,497 | $0.00 | $0 | 133,868 | No | Form 4 |
| Butcher StephanieSenior Managing Director | Aug 31, 2024 | Sep 4, 2024 | F | 11,984 | $17.09 | $204,807 | 121,884 | No | Form 4 |
| Butcher StephanieSenior Managing Director | Aug 31, 2024 | Sep 4, 2024 | M · derivative | 25,497 | $0.00 | $0 | 76,491 | No | Form 4 |
| Wagoner G Richard Jr | May 15, 2024 | May 17, 2024 | A | 11,955 | $0.00 | $0 | 87,030 | No | Form 4 |
| Wood Phoebe A | May 15, 2024 | May 17, 2024 | A | 11,955 | $0.00 | $0 | 89,271.16 | No | Form 4 |
| Glavin William Francis Jr | May 15, 2024 | May 17, 2024 | A | 11,955 | $0.00 | $0 | 60,244 | No | Form 4 |
| Finke Thomas M | May 15, 2024 | May 17, 2024 | A | 11,955 | $0.00 | $0 | 43,398 | No | Form 4 |
| Womack Christopher C | May 15, 2024 | May 17, 2024 | A | 11,955 | $0.00 | $0 | 39,077 | No | Form 4 |
| Tolliver Paula | May 15, 2024 | May 17, 2024 | A | 11,955 | $0.00 | $0 | 45,227 | No | Form 4 |
| Gibbons Thomas P | May 15, 2024 | May 17, 2024 | A | 11,955 | $0.00 | $0 | 26,362 | No | Form 4 |
| Johnson Elizabeth S. | May 15, 2024 | May 17, 2024 | A | 11,955 | $0.00 | $0 | 27,930 | No | Form 4 |
| Sheinwald Nigel | May 15, 2024 | May 17, 2024 | A | 11,955 | $0.00 | $0 | 81,128 | No | Form 4 |
| Dukes Laura AllisonChief Financial Officer | May 15, 2024 | May 17, 2024 | F | 25,097 | $16.31 | $409,332 | 355,807 | No | Form 4 |
| Beshar Sarah | May 15, 2024 | May 17, 2024 | A | 11,955 | $0.00 | $0 | 94,307.4 | No | Form 4 |
| Smith Alan LeonardSMD and CHRO | Mar 15, 2024 | Mar 18, 2024 | A · derivative | 25,923 | $0.00 | $0 | 25,923 | No | Form 4 |
| Lo Andrew Tak ShingSenior Managing Director | Feb 28, 2024 | Mar 1, 2024 | M | 25,538 | $0.00 | $0 | 514,268 | No | Form 4 |
| Lo Andrew Tak ShingSenior Managing Director | Feb 28, 2024 | Mar 1, 2024 | M | 51,962 | $0.00 | $0 | 566,230 | No | Form 4 |
| Lo Andrew Tak ShingSenior Managing Director | Feb 28, 2024 | Mar 1, 2024 | M | 13,122 | $0.00 | $0 | 579,352 | No | Form 4 |
| Lo Andrew Tak ShingSenior Managing Director | Feb 28, 2024 | Mar 1, 2024 | M | 16,478 | $0.00 | $0 | 595,830 | No | Form 4 |
| Lo Andrew Tak ShingSenior Managing Director | Feb 28, 2024 | Mar 1, 2024 | M | 14,333 | $0.00 | $0 | 610,163 | No | Form 4 |
| Lo Andrew Tak ShingSenior Managing Director | Feb 28, 2024 | Mar 1, 2024 | M · derivative | 25,538 | $0.00 | $0 | not reported | No | Form 4 |
| Lo Andrew Tak ShingSenior Managing Director | Feb 28, 2024 | Mar 1, 2024 | M · derivative | 13,122 | $0.00 | $0 | 13,122 | No | Form 4 |
| Lo Andrew Tak ShingSenior Managing Director | Feb 28, 2024 | Mar 1, 2024 | M · derivative | 16,478 | $0.00 | $0 | 32,957 | No | Form 4 |
| Lo Andrew Tak ShingSenior Managing Director | Feb 28, 2024 | Mar 1, 2024 | M · derivative | 14,333 | $0.00 | $0 | 42,999 | No | Form 4 |
| Lo Andrew Tak ShingSenior Managing Director | Feb 28, 2024 | Mar 1, 2024 | A · derivative | 71,693 | $0.00 | $0 | 71,693 | No | Form 4 |
| Schlossberg AndrewPresident and CEO | Feb 28, 2024 | Mar 1, 2024 | A | 43,396 | $0.00 | $0 | 845,452 | No | Form 4 |
| Schlossberg AndrewPresident and CEO | Feb 28, 2024 | Mar 1, 2024 | F | 38,715 | $15.29 | $591,952 | 806,737 | No | Form 4 |
| Schlossberg AndrewPresident and CEO | Feb 28, 2024 | Mar 1, 2024 | A · derivative | 170,994 | $0.00 | $0 | 170,994 | No | Form 4 |
| Dukes Laura AllisonChief Financial Officer | Feb 28, 2024 | Mar 1, 2024 | A | 31,792 | $0.00 | $0 | 409,166 | No | Form 4 |
| Dukes Laura AllisonChief Financial Officer | Feb 28, 2024 | Mar 1, 2024 | F | 28,262 | $15.29 | $432,126 | 380,904 | No | Form 4 |
| Dukes Laura AllisonChief Financial Officer | Feb 28, 2024 | Mar 1, 2024 | A · derivative | 70,634 | $0.00 | $0 | 70,634 | No | Form 4 |
| Kupor Jeffrey HSenior Managing Director | Feb 28, 2024 | Mar 1, 2024 | F | 2,971 | $15.29 | $45,427 | 148,138 | No | Form 4 |
| Kupor Jeffrey HSenior Managing Director | Feb 28, 2024 | Mar 1, 2024 | A · derivative | 20,013 | $0.00 | $0 | 20,013 | No | Form 4 |
| Giuliano Mark FSMD & Chief Adm Officer | Feb 28, 2024 | Mar 1, 2024 | A | 15,180 | $0.00 | $0 | 195,555 | No | Form 4 |
| Giuliano Mark FSMD & Chief Adm Officer | Feb 28, 2024 | Mar 1, 2024 | F | 16,978 | $15.29 | $259,594 | 178,577 | No | Form 4 |
| Giuliano Mark FSMD & Chief Adm Officer | Feb 28, 2024 | Mar 1, 2024 | A · derivative | 28,449 | $0.00 | $0 | 28,449 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Feb 28, 2024 | Mar 1, 2024 | A | 23,049 | $0.00 | $0 | 94,580 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Feb 28, 2024 | Mar 1, 2024 | F | 10,834 | $15.29 | $165,652 | 83,746 | No | Form 4 |
| Sharp Douglas JSenior Managing Director | Feb 28, 2024 | Mar 1, 2024 | A · derivative | 89,617 | $0.00 | $0 | 89,617 | No | Form 4 |
| Vacheron TerryChief Accounting Officer | Feb 28, 2024 | Mar 1, 2024 | F | 1,066 | $15.29 | $16,299 | 16,906 | No | Form 4 |
| Vacheron TerryChief Accounting Officer | Feb 28, 2024 | Mar 1, 2024 | A · derivative | 10,137 | $0.00 | $0 | 10,137 | No | Form 4 |
| Wong TonySenior Managing Director | Feb 28, 2024 | Mar 1, 2024 | F | 7,522 | $15.29 | $115,011 | 149,849 | No | Form 4 |
| Wong TonySenior Managing Director | Feb 28, 2024 | Mar 1, 2024 | A · derivative | 61,373 | $0.00 | $0 | 61,373 | No | Form 4 |
| Butcher StephanieSenior Managing Director | Feb 28, 2024 | Mar 1, 2024 | F | 16,680 | $15.29 | $255,037 | 108,371 | No | Form 4 |
| Butcher StephanieSenior Managing Director | Feb 28, 2024 | Mar 1, 2024 | A · derivative | 76,716 | $0.00 | $0 | 76,716 | No | Form 4 |