JEFJefferies Financial Group Inc.
- Market cap
- $10.29B
- as of 2026-10-23
- Latest close
- $44.79
- as of 2026-10-23
- Sector
- Financial Services
- as of 2026-10-24
- Industry
- Capital Markets
- as of 2026-10-24
Cluster
No cluster in the last 90 days under the default rule (14d · ≥2 insiders · all roles).
Form 4 historysince 2023-11-30
Dashed line = amended filing (Form 4/A)
| Insider | Traded | Filed | Type | Shares | Price | Value | Owned after | 10b5-1 plan | Filing |
|---|---|---|---|---|---|---|---|---|---|
| Friedman Brian PPresident | Oct 7 | Oct 9 | G | 100 | $0.00 | $0 | 1,216,478 | No | Form 4 |
| Handler Richard BCEO | Oct 1 | Oct 2 | G | 842 | $0.00 | $0 | 12,854,174 | No | Form 4 |
| Beyer Robert D | Aug 28 | Aug 28 | A | 501 | $53.09 | $26,598 | 113,257 | No | Form 4 |
| O Kane Michael T | Aug 28 | Aug 28 | A | 538 | $53.09 | $28,562 | 133,030 | No | Form 4 |
| Ellis-Kirk Matrice | Aug 28 | Aug 28 | A | 165 | $53.09 | $8,760 | 32,147 | No | Form 4 |
| Weiler Melissa | Aug 28 | Aug 28 | A | 165 | $53.09 | $8,760 | 40,147 | No | Form 4 |
| Sharp Michael J.EVP and General Counsel | Aug 28 | Aug 28 | A | 746 | $53.09 | $39,605 | 168,409 | No | Form 4 |
| Larson Matthew ScottEVP, CFO | Aug 28 | Aug 28 | A | 746 | $53.09 | $39,605 | 99,756 | No | Form 4 |
| Friedman Brian PPresident | Aug 28 | Aug 28 | A | 29,016 | $53.09 | $1,540,459 | 2,037,263 | No | Form 4 |
| Handler Richard BCEO | Aug 28 | Aug 28 | A | 75,531 | $53.09 | $4,009,941 | 12,625,397 | No | Form 4 |
| Sumitomo Mitsui Financial Group, Inc. | Jul 15 | Aug 214/A | P | 5,906,542 | $54.86 | Purchase +$324,032,894 | 8,566,379 | No | Form 4/A |
| Friedman Brian PPresident | Aug 7 | Aug 7 | G | 81,734 | $0.00 | $0 | 2,008,247 | No | Form 4 |
| Sumitomo Mitsui Financial Group, Inc. | Jul 10 | Jul 13 | M | 3,769,500 | not reported | not reported | 2,659,837 | No | Form 4 |
| Sumitomo Mitsui Financial Group, Inc. | Jul 10 | Jul 13 | M | 3,769,500 | not reported | not reported | 40,579,081 | No | Form 4 |
| Sumitomo Mitsui Financial Group, Inc. | Jun 30 | Jul 2 | M | 27,562,500 | not reported | not reported | 36,809,581 | No | Form 4 |
| Sumitomo Mitsui Financial Group, Inc. | Jun 30 | Jul 2 | M · derivative | 55,125 | $0.00 | $0 | not reported | No | Form 4 |
| Sumitomo Mitsui Financial Group, Inc. | May 1 | Jun 294/A | P | 6,429,337 | $54.83 | Purchase +$352,520,548 | 6,429,337 | No | Form 4/A |
| Beyer Robert D | May 29 | May 29 | A | 501 | $52.72 | $26,413 | 112,756 | No | Form 4 |
| O Kane Michael T | May 29 | May 29 | A | 538 | $52.72 | $28,363 | 132,492 | No | Form 4 |
| Ellis-Kirk Matrice | May 29 | May 29 | A | 165 | $52.72 | $8,699 | 31,982 | No | Form 4 |
| Weiler Melissa | May 29 | May 29 | A | 165 | $52.72 | $8,699 | 39,982 | No | Form 4 |
| Larson Matthew ScottEVP, CFO | May 29 | May 29 | A | 746 | $52.72 | $39,329 | 99,010 | No | Form 4 |
| Sharp Michael J.EVP and General Counsel | May 29 | May 29 | A | 746 | $52.72 | $39,329 | 167,663 | No | Form 4 |
| Friedman Brian PPresident | May 29 | May 29 | A | 29,003 | $52.72 | $1,529,038 | 2,089,981 | No | Form 4 |
| Handler Richard BCEO | May 29 | May 29 | F | 10,545 | $52.94 | $558,252 | 12,452,731 | No | Form 4 |
| Handler Richard BCEO | May 29 | May 29 | A | 97,136 | $52.72 | $5,121,010 | 12,549,867 | No | Form 4 |
| Friedman Brian PPresident | May 28 | May 29 | D | 464 | $0.00 | $0 | 2,060,978 | No | Form 4 |
| Handler Richard BCEO | May 28 | May 29 | D | 487 | $0.00 | $0 | 12,463,276 | No | Form 4 |
| Handler Richard BCEO | May 23 | May 26 | F | 1,440,307 | $52.43 | $75,515,296 | 12,463,763 | No | Form 4 |
| Friedman Brian PPresident | May 6 | May 8 | S | 0.74 | $51.91 | Sale −$38 | 2,061,442 | No | Form 4 |
| Friedman Brian PPresident | May 6 | May 8 | S | 0.26 | $51.88 | Sale −$13 | 2,061,442 | No | Form 4 |
| Sumitomo Mitsui Financial Group, Inc. | Apr 27 | Apr 29 | M | 9,247,081 | not reported | not reported | not reported | No | Form 4 |
| Sumitomo Mitsui Financial Group, Inc. | Apr 27 | Apr 29 | M | 9,247,081 | not reported | not reported | 9,247,081 | No | Form 4 |
| Adamany Linda | Mar 26 | Mar 27 | A | 5,461 | $40.28 | $219,969 | 84,759 | No | Form 4 |
| Beyer Robert D | Mar 26 | Mar 27 | A | 5,461 | $40.28 | $219,969 | 112,255 | No | Form 4 |
| Ellis-Kirk Matrice | Mar 26 | Mar 27 | A | 5,461 | $40.28 | $219,969 | 31,817 | No | Form 4 |
| Gilmartin MaryAnne | Mar 26 | Mar 27 | A | 5,461 | $40.28 | $219,969 | 57,293 | No | Form 4 |
| Jones Thomas W | Mar 26 | Mar 27 | A | 5,461 | $40.28 | $219,969 | 76,701 | No | Form 4 |
| Katz Jacob M | Mar 26 | Mar 27 | A | 5,461 | $40.28 | $219,969 | 57,293 | No | Form 4 |
| O Kane Michael T | Mar 26 | Mar 27 | A | 5,461 | $40.28 | $219,969 | 131,954 | No | Form 4 |
| Weiler Melissa | Mar 26 | Mar 27 | A | 5,461 | $40.28 | $219,969 | 39,817 | No | Form 4 |
| Handler Richard BCEO | Mar 2 | Mar 4 | G | 259,010 | $0.00 | $0 | 13,406,540 | No | Form 4 |
| Handler Richard BCEO | Mar 2 | Mar 4 | G | 259,010 | $0.00 | $0 | 259,010 | No | Form 4 |
| Beyer Robert D | Feb 27 | Feb 27 | A | 540 | $44.40 | $23,976 | 106,794 | No | Form 4 |
| O Kane Michael T | Feb 27 | Feb 27 | A | 633 | $44.40 | $28,105 | 126,493 | No | Form 4 |
| Ellis-Kirk Matrice | Feb 27 | Feb 27 | A | 145 | $44.40 | $6,438 | 26,356 | No | Form 4 |
| Weiler Melissa | Feb 27 | Feb 27 | A | 145 | $44.40 | $6,438 | 34,356 | No | Form 4 |
| Sharp Michael J.EVP and General Counsel | Feb 27 | Feb 27 | A | 877 | $44.40 | $38,939 | 166,917 | No | Form 4 |
| Larson Matthew ScottEVP, CFO | Feb 27 | Feb 27 | A | 877 | $44.40 | $38,939 | 98,264 | No | Form 4 |
| Handler Richard BCEO | Feb 27 | Feb 27 | A | 114,947 | $44.40 | $5,103,647 | 12,665,550 | No | Form 4 |
| Friedman Brian PPresident | Feb 27 | Feb 27 | A | 34,769 | $44.40 | $1,543,744 | 3,115,411 | No | Form 4 |
| Handler Richard BCEO | Feb 9 | Feb 11 | G | 81,076 | $0.00 | $0 | 121,898 | No | Form 4 |
| Handler Richard BCEO | Feb 9 | Feb 11 | G | 81,076 | $0.00 | $0 | 13,550,602 | No | Form 4 |
| Friedman Brian PPresident | Feb 2 | Feb 4 | G | 472,804 | $0.00 | $0 | 2,993,251 | No | Form 4 |
| Handler Richard BCEO | Jan 14 | Jan 16 | G | 124,526 | $0.00 | $0 | 3,637 | No | Form 4 |
| Handler Richard BCEO | Jan 14 | Jan 16 | G | 2,105 | $0.00 | $0 | 287,858 | No | Form 4 |
| Handler Richard BCEO | Jan 14 | Jan 16 | G | 122,421 | $0.00 | $0 | 13,469,526 | No | Form 4 |
| Handler Richard BCEO | Jan 7 | Jan 9 | G | 130,471 | $0.00 | $0 | 13,347,105 | No | Form 4 |
| Handler Richard BCEO | Jan 7 | Jan 9 | G | 130,471 | $0.00 | $0 | 202,974 | No | Form 4 |
| Handler Richard BCEO | Jan 2 | Jan 2 | G | 600 | $0.00 | $0 | 13,477,576 | No | Form 4 |
| Friedman Brian PPresident | Jan 2 | Jan 2 | G | 1,800 | $0.00 | $0 | 2,555,157 | No | Form 4 |
| Friedman Brian PPresident | Jan 2 | Jan 2 | A | 1,800 | $0.00 | $0 | 1,800 | No | Form 4 |
| Friedman Brian PPresident | Jan 2 | Jan 2 | G | 3,000 | $0.00 | $0 | 2,552,157 | No | Form 4 |
| Friedman Brian PPresident | Dec 16, 2025 | Dec 18, 2025 | F | 187,121 | $61.16 | $11,444,320 | 2,556,957 | No | Form 4 |
| Handler Richard BCEO | Dec 16, 2025 | Dec 18, 2025 | F | 219,497 | $61.16 | $13,424,437 | 13,478,798 | No | Form 4 |
| Handler Richard BCEO | Dec 16, 2025 | Dec 18, 2025 | G | 622 | $0.00 | $0 | 13,478,176 | No | Form 4 |
| Handler Richard BCEO | Dec 12, 2025 | Dec 12, 2025 | D | 128,163 | $0.00 | $0 | 13,698,295 | No | Form 4 |
| Handler Richard BCEO | Dec 12, 2025 | Dec 12, 2025 | A | 128,163 | $0.00 | $0 | 128,163 | No | Form 4 |
| Friedman Brian PPresident | Dec 10, 2025 | Dec 12, 2025 | D | 22,613 | $0.00 | $0 | 2,501,478 | No | Form 4 |
| Friedman Brian PPresident | Dec 10, 2025 | Dec 12, 2025 | A | 121,300 | $61.83 | $7,499,979 | 2,622,778 | No | Form 4 |
| Friedman Brian PPresident | Dec 10, 2025 | Dec 12, 2025 | A | 121,300 | $61.83 | $7,499,979 | 2,744,078 | No | Form 4 |
| Handler Richard BCEO | Dec 10, 2025 | Dec 12, 2025 | D | 23,742 | $0.00 | $0 | 13,583,858 | No | Form 4 |
| Handler Richard BCEO | Dec 10, 2025 | Dec 12, 2025 | A | 121,300 | $61.83 | $7,499,979 | 13,705,158 | No | Form 4 |
| Handler Richard BCEO | Dec 10, 2025 | Dec 12, 2025 | A | 121,300 | $61.83 | $7,499,979 | 13,826,458 | No | Form 4 |
| Sharp Michael J.EVP and General Counsel | Nov 26, 2025 | Nov 28, 2025 | A | 676 | $57.23 | $38,687 | 166,044 | No | Form 4 |
| Larson Matthew ScottEVP, CFO | Nov 26, 2025 | Nov 28, 2025 | A | 676 | $57.23 | $38,687 | 97,387 | No | Form 4 |
| Beyer Robert D | Nov 26, 2025 | Nov 28, 2025 | A | 416 | $57.23 | $23,808 | 106,253 | No | Form 4 |
| O Kane Michael T | Nov 26, 2025 | Nov 28, 2025 | A | 488 | $57.23 | $27,928 | 125,860 | No | Form 4 |
| Ellis-Kirk Matrice | Nov 26, 2025 | Nov 28, 2025 | A | 112 | $57.23 | $6,410 | 26,211 | No | Form 4 |
| Weiler Melissa | Nov 26, 2025 | Nov 28, 2025 | A | 112 | $57.23 | $6,410 | 34,211 | No | Form 4 |
| Friedman Brian PPresident | Nov 26, 2025 | Nov 28, 2025 | A | 27,747 | $57.23 | $1,587,961 | 2,524,091 | No | Form 4 |
| Handler Richard BCEO | Nov 26, 2025 | Nov 28, 2025 | A | 90,024 | $57.23 | $5,152,074 | 13,607,600 | No | Form 4 |
| Handler Richard BCEO | Nov 5, 2025 | Nov 7, 2025 | G | 2,880 | $0.00 | $0 | 231,268 | No | Form 4 |
| Handler Richard BCEO | Nov 5, 2025 | Nov 7, 2025 | G | 2,880 | $0.00 | $0 | 285,753 | No | Form 4 |
| Handler Richard BCEO | Nov 5, 2025 | Nov 7, 2025 | G | 231,268 | $0.00 | $0 | not reported | No | Form 4 |
| Handler Richard BCEO | Nov 5, 2025 | Nov 7, 2025 | G | 231,268 | $0.00 | $0 | 231,268 | No | Form 4 |
| Sharp Michael J.EVP and General Counsel | Oct 17, 2025 | Oct 21, 2025 | A | 96,711 | $0.00 | $0 | 165,368 | No | Form 4 |
| Larson Matthew ScottEVP, CFO | Oct 17, 2025 | Oct 21, 2025 | A | 96,711 | $0.00 | $0 | 96,711 | No | Form 4 |
| Handler Richard BCEO | Aug 29, 2025 | Aug 29, 2025 | A | 78,959 | $64.85 | $5,120,491 | 13,517,576 | No | Form 4 |
| Friedman Brian PPresident | Aug 29, 2025 | Aug 29, 2025 | A | 24,337 | $64.85 | $1,578,254 | 2,496,344 | No | Form 4 |
| Beyer Robert D | Aug 29, 2025 | Aug 29, 2025 | A | 365 | $64.85 | $23,670 | 105,837 | No | Form 4 |
| O Kane Michael T | Aug 29, 2025 | Aug 29, 2025 | A | 428 | $64.85 | $27,756 | 125,372 | No | Form 4 |
| Ellis-Kirk Matrice | Aug 29, 2025 | Aug 29, 2025 | A | 98 | $64.85 | $6,355 | 26,099 | No | Form 4 |
| Weiler Melissa | Aug 29, 2025 | Aug 29, 2025 | A | 98 | $64.85 | $6,355 | 34,099 | No | Form 4 |
| Beyer Robert D | May 29, 2025 | May 30, 2025 | A | 475 | $49.41 | $23,470 | 105,472 | No | Form 4 |
| O Kane Michael T | May 29, 2025 | May 30, 2025 | A | 557 | $49.41 | $27,521 | 124,945 | No | Form 4 |
| Ellis-Kirk Matrice | May 29, 2025 | May 30, 2025 | A | 128 | $49.41 | $6,324 | 26,001 | No | Form 4 |
| Weiler Melissa | May 29, 2025 | May 30, 2025 | A | 128 | $49.41 | $6,324 | 34,001 | No | Form 4 |
| Friedman Brian PPresident | May 29, 2025 | May 30, 2025 | A | 31,685 | $49.41 | $1,565,556 | 2,472,007 | No | Form 4 |
| Handler Richard BCEO | May 29, 2025 | May 30, 2025 | A | 102,801 | $49.41 | $5,079,397 | 13,438,617 | No | Form 4 |
| Friedman Brian PPresident | Mar 28, 2025 | Mar 28, 2025 | G | 82,979 | $0.00 | $0 | 1,163,898 | No | Form 4 |
| Adamany Linda | Mar 27, 2025 | Mar 28, 2025 | A | 4,047 | $54.35 | $219,954 | 79,298 | No | Form 4 |
| Beyer Robert D | Mar 27, 2025 | Mar 28, 2025 | A | 4,047 | $54.35 | $219,954 | 104,997 | No | Form 4 |
| Ellis-Kirk Matrice | Mar 27, 2025 | Mar 28, 2025 | A | 4,047 | $54.35 | $219,954 | 25,873 | No | Form 4 |
| Gilmartin MaryAnne | Mar 27, 2025 | Mar 28, 2025 | A | 4,047 | $54.35 | $219,954 | 51,832 | No | Form 4 |
| Jones Thomas W | Mar 27, 2025 | Mar 28, 2025 | A | 4,047 | $54.35 | $219,954 | 71,240 | No | Form 4 |
| Katz Jacob M | Mar 27, 2025 | Mar 28, 2025 | A | 4,047 | $54.35 | $219,954 | 51,832 | No | Form 4 |
| O Kane Michael T | Mar 27, 2025 | Mar 28, 2025 | A | 4,047 | $54.35 | $219,954 | 124,388 | No | Form 4 |
| Weiler Melissa | Mar 27, 2025 | Mar 28, 2025 | A | 4,047 | $54.35 | $219,954 | 33,873 | No | Form 4 |
| Handler Richard BCEO | Mar 14, 2025 | Mar 14, 2025 | G | 66,065 | $0.00 | $0 | 120,754 | No | Form 4 |
| Handler Richard BCEO | Mar 14, 2025 | Mar 14, 2025 | G | 64,493 | $0.00 | $0 | 14,835,816 | No | Form 4 |
| Handler Richard BCEO | Mar 14, 2025 | Mar 14, 2025 | G | 1,572 | $0.00 | $0 | 282,873 | No | Form 4 |
| Weiler Melissa | Feb 27, 2025 | Feb 27, 2025 | A | 72 | $64.86 | $4,670 | 29,826 | No | Form 4 |
| Ellis-Kirk Matrice | Feb 27, 2025 | Feb 27, 2025 | A | 72 | $64.86 | $4,670 | 21,826 | No | Form 4 |
| O Kane Michael T | Feb 27, 2025 | Feb 27, 2025 | A | 422 | $64.86 | $27,371 | 120,341 | No | Form 4 |
| Beyer Robert D | Feb 27, 2025 | Feb 27, 2025 | A | 335 | $64.86 | $21,728 | 100,950 | No | Form 4 |
| Friedman Brian PPresident | Feb 27, 2025 | Feb 27, 2025 | A | 23,858 | $64.86 | $1,547,430 | 2,154,220 | No | Form 4 |
| Handler Richard BCEO | Feb 27, 2025 | Feb 27, 2025 | A | 77,701 | $64.86 | $5,039,687 | 14,771,323 | No | Form 4 |
| Handler Richard BCEO | Feb 14, 2025 | Feb 14, 2025 | G | 128,879 | $0.00 | $0 | 14,693,622 | No | Form 4 |
| Handler Richard BCEO | Feb 14, 2025 | Feb 14, 2025 | G | 128,879 | $0.00 | $0 | 186,819 | No | Form 4 |
| Handler Richard BCEO | Feb 7, 2025 | Feb 7, 2025 | G | 54,496 | $0.00 | $0 | 72,503 | No | Form 4 |
| Handler Richard BCEO | Feb 7, 2025 | Feb 7, 2025 | G | 53,368 | $0.00 | $0 | 14,822,501 | No | Form 4 |
| Handler Richard BCEO | Feb 7, 2025 | Feb 7, 2025 | G | 1,128 | $0.00 | $0 | 281,301 | No | Form 4 |
| Friedman Brian PPresident | Jan 30, 2025 | Feb 3, 2025 | G | 448,205 | $0.00 | $0 | not reported | No | Form 4 |
| Friedman Brian PPresident | Jan 17, 2025 | Jan 17, 2025 | G | 2,500 | $0.00 | $0 | 2,268,060 | No | Form 4 |
| Handler Richard BCEO | Jan 7, 2025 | Jan 10, 2025 | G | 126,999 | $0.00 | $0 | 14,769,133 | No | Form 4 |
| Handler Richard BCEO | Jan 7, 2025 | Jan 10, 2025 | G | 126,999 | $0.00 | $0 | 126,999 | No | Form 4 |
| Handler Richard BCEO | Dec 17, 2024 | Dec 17, 2024 | D | 36,752 | $0.00 | $0 | 14,991,630 | No | Form 4 |
| Friedman Brian PPresident | Dec 17, 2024 | Dec 17, 2024 | D | 30,627 | $0.00 | $0 | 2,364,212 | No | Form 4 |
| Handler Richard BCEO | Dec 17, 2024 | Dec 17, 2024 | A | 113,651 | $79.19 | $9,000,023 | 14,782,481 | No | Form 4 |
| Handler Richard BCEO | Dec 17, 2024 | Dec 17, 2024 | A | 113,651 | $79.19 | $9,000,023 | 14,896,132 | No | Form 4 |
| Friedman Brian PPresident | Dec 17, 2024 | Dec 17, 2024 | A | 113,651 | $79.19 | $9,000,023 | 2,156,909 | No | Form 4 |
| Friedman Brian PPresident | Dec 17, 2024 | Dec 17, 2024 | A | 113,651 | $79.19 | $9,000,023 | 2,270,560 | No | Form 4 |
| Handler Richard BCEO | Dec 16, 2024 | Dec 17, 2024 | F | 324,305 | $81.22 | $26,340,052 | 14,667,325 | No | Form 4 |
| Friedman Brian PPresident | Dec 16, 2024 | Dec 17, 2024 | F | 322,459 | $81.22 | $26,190,120 | 2,041,753 | No | Form 4 |
| Handler Richard BCEO | Dec 16, 2024 | Dec 17, 2024 | A | 1,505 | $0.00 | $0 | 14,668,830 | No | Form 4 |
| Friedman Brian PPresident | Dec 16, 2024 | Dec 17, 2024 | A | 1,505 | $0.00 | $0 | 2,043,258 | No | Form 4 |
| Beyer Robert D | Nov 27, 2024 | Nov 29, 2024 | A | 240 | $78.93 | $18,943 | 100,615 | No | Form 4 |
| O Kane Michael T | Nov 27, 2024 | Nov 29, 2024 | A | 302 | $78.93 | $23,837 | 119,919 | No | Form 4 |
| Ellis-Kirk Matrice | Nov 27, 2024 | Nov 29, 2024 | A | 51 | $78.93 | $4,025 | 21,754 | No | Form 4 |
| Weiler Melissa | Nov 27, 2024 | Nov 29, 2024 | A | 51 | $78.93 | $4,025 | 29,754 | No | Form 4 |
| Friedman Brian PPresident | Nov 27, 2024 | Nov 29, 2024 | A | 18,523 | $78.93 | $1,462,020 | 2,394,839 | No | Form 4 |
| Handler Richard BCEO | Nov 27, 2024 | Nov 29, 2024 | A | 57,094 | $78.93 | $4,506,429 | 15,028,382 | No | Form 4 |
| Steinberg Joseph SChairman of the Board | Nov 14, 2024 | Nov 14, 20244/A | P | 100 | $74.50 | Purchase +$7,450 | 2,339,079 | No | Form 4/A |
| Handler Richard BCEO | Nov 6, 2024 | Nov 6, 2024 | S | 400,000 | $72.26 | Sale −$28,904,000 | 14,971,288 | No | Form 4 |
| Friedman Brian PPresident | Nov 6, 2024 | Nov 6, 2024 | S | 349,298 | $72.15 | Sale −$25,201,851 | 1,282,979 | No | Form 4 |
| Friedman Brian PPresident | Nov 6, 2024 | Nov 6, 2024 | S | 44,099 | $72.35 | Sale −$3,190,563 | 560,507 | No | Form 4 |
| Beyer Robert D | Oct 31, 2024 | Oct 31, 2024 | S | 46,200 | $64.07 | Sale −$2,960,034 | 100,375 | No | Form 4 |
| Friedman Brian PPresident | Oct 30, 2024 | Oct 30, 2024 | S | 247,326 | $65.20 | Sale −$16,125,655 | 1,632,277 | No | Form 4 |
| Friedman Brian PPresident | Oct 10, 2024 | Oct 10, 2024 | S | 200,000 | $63.09 | Sale −$12,618,000 | 604,606 | No | Form 4 |
| Sumitomo Mitsui Financial Group, Inc. | Sep 19, 2024 | Sep 19, 2024 | P | 9,247,081 | $59.67 | Purchase +$551,773,323 | 9,247,081 | No | Form 4 |
| Handler Richard BCEO | Aug 30, 2024 | Aug 30, 2024 | A | 74,734 | $59.95 | $4,480,303 | 15,371,288 | No | Form 4 |
| Friedman Brian PPresident | Aug 30, 2024 | Aug 30, 2024 | A | 24,246 | $59.95 | $1,453,548 | 2,376,315 | No | Form 4 |
| Beyer Robert D | Aug 30, 2024 | Aug 30, 2024 | A | 314 | $59.95 | $18,824 | 146,575 | No | Form 4 |
| O Kane Michael T | Aug 30, 2024 | Aug 30, 2024 | A | 395 | $59.95 | $23,680 | 119,617 | No | Form 4 |
| Ellis-Kirk Matrice | Aug 30, 2024 | Aug 30, 2024 | A | 67 | $59.95 | $4,017 | 21,703 | No | Form 4 |
| Weiler Melissa | Aug 30, 2024 | Aug 30, 2024 | A | 67 | $59.95 | $4,017 | 29,703 | No | Form 4 |
| Handler Richard BCEO | Jul 30, 2024 | Jul 31, 2024 | G | 100,000 | $0.00 | $0 | 15,296,554 | No | Form 4 |
| Steinberg Joseph SChairman of the Board | Jul 30, 2024 | Jul 31, 2024 | G | 100,000 | $0.00 | $0 | 2,338,979 | No | Form 4 |
| Friedman Brian PPresident | Jul 29, 2024 | Jul 31, 2024 | G | 100,000 | $0.00 | $0 | 2,352,069 | No | Form 4 |
| Beyer Robert D | May 30, 2024 | May 31, 2024 | A | 350 | $45.79 | $16,027 | 146,260 | No | Form 4 |
| O Kane Michael T | May 30, 2024 | May 31, 2024 | A | 441 | $45.79 | $20,193 | 119,222 | No | Form 4 |
| Ellis-Kirk Matrice | May 30, 2024 | May 31, 2024 | A | 75 | $45.79 | $3,434 | 21,635 | No | Form 4 |
| Weiler Melissa | May 30, 2024 | May 31, 2024 | A | 75 | $45.79 | $3,434 | 29,635 | No | Form 4 |
| Handler Richard BCEO | May 30, 2024 | May 31, 2024 | A | 82,404 | $45.79 | $3,773,279 | 15,396,554 | No | Form 4 |
| Friedman Brian PPresident | May 30, 2024 | May 31, 2024 | A | 26,115 | $45.79 | $1,195,806 | 2,452,069 | No | Form 4 |
| Friedman Brian PPresident | May 14, 2024 | May 14, 2024 | S | 165,396 | $46.25 | Sale −$7,649,565 | 2,425,954 | No | Form 4 |
| Friedman Brian PPresident | May 13, 2024 | May 14, 2024 | S | 55,000 | $46.30 | Sale −$2,546,500 | 2,591,350 | No | Form 4 |
| Friedman Brian PPresident | May 13, 2024 | May 14, 2024 | S | 60,000 | $46.30 | Sale −$2,778,000 | 496,780 | No | Form 4 |
| Handler Richard BCEO | Apr 24, 2024 | Apr 24, 2024 | S | 1,500,000 | $43.50 | Sale −$65,250,000 | 15,314,150 | No | Form 4 |
| Adamany Linda | Mar 28, 2024 | Mar 28, 2024 | A | 4,648 | $44.10 | $204,977 | 75,251 | No | Form 4 |
| Beyer Robert D | Mar 28, 2024 | Mar 28, 2024 | A | 4,648 | $44.10 | $204,977 | 145,910 | No | Form 4 |
| Gilmartin MaryAnne | Mar 28, 2024 | Mar 28, 2024 | A | 4,648 | $44.10 | $204,977 | 47,785 | No | Form 4 |
| Jones Thomas W | Mar 28, 2024 | Mar 28, 2024 | A | 4,648 | $44.10 | $204,977 | 67,193 | No | Form 4 |
| Katz Jacob M | Mar 28, 2024 | Mar 28, 2024 | A | 4,648 | $44.10 | $204,977 | 47,785 | No | Form 4 |
| O Kane Michael T | Mar 28, 2024 | Mar 28, 2024 | A | 4,648 | $44.10 | $204,977 | 118,781 | No | Form 4 |
| Ellis-Kirk Matrice | Mar 28, 2024 | Mar 28, 2024 | A | 4,648 | $44.10 | $204,977 | 21,560 | No | Form 4 |
| Weiler Melissa | Mar 28, 2024 | Mar 28, 2024 | A | 4,648 | $44.10 | $204,977 | 29,560 | No | Form 4 |
| Handler Richard BCEO | Mar 14, 2024 | Mar 15, 2024 | G | 69,861 | $0.00 | $0 | 57,940 | No | Form 4 |
| Handler Richard BCEO | Mar 14, 2024 | Mar 15, 2024 | G | 1,663 | $0.00 | $0 | 280,173 | No | Form 4 |
| Handler Richard BCEO | Mar 14, 2024 | Mar 15, 2024 | G | 68,198 | $0.00 | $0 | 16,814,150 | No | Form 4 |
| Handler Richard BCEO | Mar 7, 2024 | Mar 8, 2024 | G | 61,591 | $0.00 | $0 | 85,584 | No | Form 4 |
| Handler Richard BCEO | Mar 7, 2024 | Mar 8, 2024 | G | 1,688 | $0.00 | $0 | 278,510 | No | Form 4 |
| Handler Richard BCEO | Mar 7, 2024 | Mar 8, 2024 | G | 59,903 | $0.00 | $0 | 16,745,952 | No | Form 4 |
| Friedman Brian PPresident | Mar 1, 2024 | Mar 4, 2024 | G | 860 | $0.00 | $0 | 2,425,953 | No | Form 4 |
| Handler Richard BCEO | Feb 27, 2024 | Feb 29, 20244/A | A | 90,790 | $41.26 | $3,745,995 | 16,686,049 | No | Form 4/A |
| Friedman Brian PPresident | Feb 27, 2024 | Feb 28, 2024 | A | 28,773 | $41.26 | $1,187,174 | 3,626,813 | No | Form 4 |
| O Kane Michael T | Feb 27, 2024 | Feb 28, 2024 | A | 485 | $41.26 | $20,011 | 114,133 | No | Form 4 |
| Beyer Robert D | Feb 27, 2024 | Feb 28, 2024 | A | 352 | $41.26 | $14,524 | 141,262 | No | Form 4 |
| Ellis-Kirk Matrice | Feb 27, 2024 | Feb 28, 2024 | A | 49 | $41.26 | $2,022 | 16,912 | No | Form 4 |
| Weiler Melissa | Feb 27, 2024 | Feb 28, 2024 | A | 49 | $41.26 | $2,022 | 24,912 | No | Form 4 |
| Handler Richard BCEO | Feb 14, 2024 | Feb 16, 2024 | G | 127,801 | $0.00 | $0 | 16,595,259 | No | Form 4 |
| Handler Richard BCEO | Feb 14, 2024 | Feb 16, 2024 | G | 127,801 | $0.00 | $0 | 127,801 | No | Form 4 |
| Handler Richard BCEO | Feb 7, 2024 | Feb 9, 2024 | G | 105,257 | $0.00 | $0 | 16,723,060 | No | Form 4 |
| Handler Richard BCEO | Feb 7, 2024 | Feb 9, 2024 | G | 105,257 | $0.00 | $0 | 147,175 | No | Form 4 |
| Friedman Brian PPresident | Jan 17, 2024 | Jan 19, 2024 | G | 287,271 | $0.00 | $0 | 600,000 | No | Form 4 |
| Handler Richard BCEO | Jan 11, 2024 | Jan 12, 2024 | G | 305,380 | $0.00 | $0 | 331,685 | No | Form 4 |
| Handler Richard BCEO | Jan 11, 2024 | Jan 12, 2024 | G | 300,463 | $0.00 | $0 | 496,450 | No | Form 4 |
| Handler Richard BCEO | Jan 11, 2024 | Jan 12, 2024 | G | 4,917 | $0.00 | $0 | 276,823 | No | Form 4 |
| Handler Richard BCEO | Jan 11, 2024 | Jan 12, 2024 | G | 496,450 | $0.00 | $0 | not reported | No | Form 4 |
| Handler Richard BCEO | Jan 11, 2024 | Jan 12, 2024 | G | 496,450 | $0.00 | $0 | 16,828,317 | No | Form 4 |
| Friedman Brian PPresident | Jan 8, 2024 | Jan 9, 2024 | G | 3,584 | $0.00 | $0 | 3,934,263 | No | Form 4 |
| Friedman Brian PPresident | Dec 31, 2023 | Jan 3, 2024 | F | 914,204 | $40.64 | $37,153,251 | 3,937,847 | No | Form 4 |
| Friedman Brian PPresident | Dec 22, 2023 | Dec 27, 2023 | G | 170,000 | $0.00 | $0 | 4,852,051 | No | Form 4 |
| Friedman Brian PPresident | Dec 15, 2023 | Dec 15, 2023 | A | 95,879 | $0.00 | $0 | 5,022,051 | No | Form 4 |
| Handler Richard BCEO | Dec 15, 2023 | Dec 15, 2023 | G | 637,065 | $0.00 | $0 | 15,956,063 | No | Form 4 |
| Handler Richard BCEO | Dec 15, 2023 | Dec 15, 2023 | G | 637,065 | $0.00 | $0 | 637,065 | No | Form 4 |
| Handler Richard BCEO | Dec 15, 2023 | Dec 15, 2023 | A | 95,879 | $0.00 | $0 | 16,331,867 | No | Form 4 |
| Friedman Brian PPresident | Dec 13, 2023 | Dec 15, 2023 | A | 114,262 | $37.51 | $4,285,968 | 4,773,840 | No | Form 4 |
| Friedman Brian PPresident | Dec 13, 2023 | Dec 15, 2023 | A | 152,332 | $37.51 | $5,713,973 | 4,926,172 | No | Form 4 |
| Handler Richard BCEO | Dec 13, 2023 | Dec 15, 2023 | A | 119,968 | $37.51 | $4,500,000 | 16,076,031 | No | Form 4 |
| Handler Richard BCEO | Dec 13, 2023 | Dec 15, 2023 | A | 159,957 | $37.51 | $5,999,987 | 16,235,988 | No | Form 4 |
| Beyer Robert D | Nov 28, 2023 | Nov 30, 2023 | A | 416 | $34.63 | $14,406 | 140,910 | No | Form 4 |
| Ellis-Kirk Matrice | Nov 28, 2023 | Nov 30, 2023 | A | 58 | $34.63 | $2,009 | 16,863 | No | Form 4 |
| Weiler Melissa | Nov 28, 2023 | Nov 30, 2023 | A | 58 | $34.63 | $2,009 | 24,863 | No | Form 4 |
| O Kane Michael T | Nov 28, 2023 | Nov 30, 2023 | A | 573 | $34.63 | $19,843 | 113,648 | No | Form 4 |
| Handler Richard BCEO | Nov 28, 2023 | Nov 30, 2023 | A | 104,016 | $34.63 | $3,602,074 | 16,593,128 | No | Form 4 |
| Friedman Brian PPresident | Nov 28, 2023 | Nov 30, 2023 | A | 31,977 | $34.63 | $1,107,364 | 4,659,578 | No | Form 4 |