NDAQNASDAQ, INC.
- Market cap
- $57.33B
- as of 2026-10-23
- Latest close
- $102.56
- as of 2026-10-23
- Sector
- Financial Services
- as of 2026-10-24
- Industry
- Financial Data & Stock Exchanges
- as of 2026-10-24
Cluster
No cluster in the last 90 days under the default rule (14d · ≥2 insiders · all roles).
Form 4 historysince 2023-10-25
Dashed line = amended filing (Form 4/A)
| Insider | Traded | Filed | Type | Shares | Price | Value | Owned after | 10b5-1 plan | Filing |
|---|---|---|---|---|---|---|---|---|---|
| Skule JeremyEVP, CSO | Oct 20 | Oct 22 | S | 1,125 | $95.00 | Sale −$106,875 | 96,561 | Yes | Form 4 |
| Skule JeremyEVP, CSO | Oct 12 | Oct 14 | S | 1,125 | $94.13 | Sale −$105,896 | 97,686 | Yes | Form 4 |
| Skule JeremyEVP, CSO | Oct 1 | Oct 5 | F | 1,262 | $92.01 | $116,117 | 98,811 | No | Form 4 |
| Skule JeremyEVP, CSO | Sep 22 | Sep 24 | S | 1,125 | $95.00 | Sale −$106,875 | 100,073 | Yes | Form 4 |
| Skule JeremyEVP, CSO | Sep 10 | Sep 14 | S | 1,125 | $94.22 | Sale −$105,998 | 101,198 | Yes | Form 4 |
| Griggs PC NelsonPres. Capital Access Platforms | Aug 10 | Aug 12 | S | 3,226 | $96.16 | Sale −$310,212 | 201,775 | No | Form 4 |
| Skule JeremyEVP, CSO | Aug 10 | Aug 12 | S | 2,250 | $94.75 | Sale −$213,188 | 102,323 | Yes | Form 4 |
| Peterson Bradley JEVP, CIO | Aug 7 | Aug 11 | S | 6,000 | $95.55 | Sale −$573,300 | 122,293 | No | Form 4 |
| Smith Bryan EverardEVP, CPO | Aug 3 | Aug 5 | S | 1,556 | $95.07 | Sale −$147,929 | 67,647 | Yes | Form 4 |
| Griggs PC NelsonPres. Capital Access Platforms | Jul 29 | Jul 31 | S | 11,010 | $96.35 | Sale −$1,060,814 | 205,001 | No | Form 4 |
| Griggs PC NelsonPres. Capital Access Platforms | Jul 27 | Jul 28 | S | 11,010 | $93.96 | Sale −$1,034,500 | 216,011 | No | Form 4 |
| Griggs PC NelsonPres. Capital Access Platforms | Jul 24 | Jul 28 | S | 6,777 | $92.53 | Sale −$627,076 | 227,021 | No | Form 4 |
| Peterson Bradley JEVP, CIO | Jul 24 | Jul 28 | S | 13,000 | $92.61 | Sale −$1,203,930 | 128,293 | No | Form 4 |
| Smith Bryan EverardEVP, CPO | Jul 1 | Jul 2 | S | 3,000 | $80.00 | Sale −$240,000 | 69,203 | Yes | Form 4 |
| Smith Bryan EverardEVP, CPO | Jun 11 | Jun 15 | S | 3,000 | $86.91 | Sale −$260,730 | 71,944 | Yes | Form 4 |
| Investor Ab | Jun 11 | Jun 15 | P | 56,782 | $85.98 | Purchase +$4,882,116 | 58,439,208 | No | Form 4 |
| Kazim Essa | Jun 11 | Jun 12 | F | 622 | $86.72 | $53,940 | 146,917 | No | Form 4 |
| Torgeby Johan | Jun 11 | Jun 12 | F | 300 | $86.72 | $26,016 | 43,495 | No | Form 4 |
| Kazim Essa | Jun 10 | Jun 12 | A | 4,151 | $0.00 | $0 | 147,539 | No | Form 4 |
| Torgeby Johan | Jun 10 | Jun 12 | A | 2,998 | $0.00 | $0 | 43,795 | No | Form 4 |
| Splinter Michael R | Jun 10 | Jun 12 | A | 5,246 | $0.00 | $0 | 217,988 | No | Form 4 |
| Arnoldi Melissa | Jun 10 | Jun 12 | A | 4,324 | $0.00 | $0 | 55,515 | No | Form 4 |
| Townes-Whitley Toni | Jun 10 | Jun 12 | A | 2,998 | $0.00 | $0 | 23,469 | No | Form 4 |
| Kloet Thomas A | Jun 10 | Jun 12 | A | 4,554 | $0.00 | $0 | 36,559 | No | Form 4 |
| Zollar Alfred W | Jun 10 | Jun 12 | A | 4,497 | $0.00 | $0 | 58,281 | No | Form 4 |
| Koch Kathryn A. | Jun 10 | Jun 12 | A | 3,171 | $0.00 | $0 | 10,743 | No | Form 4 |
| Begley Charlene T | Jun 10 | Jun 12 | A | 2,998 | $0.00 | $0 | 48,999 | No | Form 4 |
| Yabuki Jeffery W | Jun 10 | Jun 12 | A | 4,612 | $0.00 | $0 | 22,959 | No | Form 4 |
| Spaht Paul Holden Jr. | Jun 10 | Jun 12 | A | 2,998 | $0.00 | $0 | 13,399 | No | Form 4 |
| Griggs PC NelsonPres. Capital Access Platforms | May 18 | May 20 | S | 5,093 | $92.62 | Sale −$471,714 | 233,798 | No | Form 4 |
| Peterson Bradley JEVP, CIO | Apr 28 | Apr 30 | S | 7,710 | $90.82 | Sale −$700,222 | 141,035 | No | Form 4 |
| Tal CohenPres. Market Platforms | Apr 27 | Apr 29 | S | 15,518 | $90.75 | Sale −$1,408,259 | 215,208 | No | Form 4 |
| Daly Michelle LynnSVP, Controller & PAO | Apr 24 | Apr 28 | S | 1,194 | $88.82 | Sale −$106,051 | 10,218 | No | Form 4 |
| Daly Michelle LynnSVP, Controller & PAO | Apr 24 | Apr 28 | S | 129 | $88.85 | Sale −$11,462 | 10,089 | No | Form 4 |
| Zecca JohnEVP, Global CLO | Apr 3 | Apr 7 | F | 780 | $86.65 | $67,587 | 153,334 | No | Form 4 |
| Griggs PC NelsonPres. Capital Access Platforms | Apr 3 | Apr 7 | F | 1,565 | $86.65 | $135,607 | 238,891 | No | Form 4 |
| Tal CohenPres. Market Platforms | Apr 3 | Apr 7 | F | 1,565 | $86.65 | $135,607 | 230,726 | No | Form 4 |
| Smith Bryan EverardEVP, CPO | Apr 3 | Apr 7 | F | 813 | $86.65 | $70,446 | 74,944 | No | Form 4 |
| Skule JeremyEVP, CSO | Apr 3 | Apr 7 | F | 1,017 | $86.65 | $88,123 | 104,573 | No | Form 4 |
| Peterson Bradley JEVP, CIO | Apr 3 | Apr 7 | F | 1,499 | $86.65 | $129,888 | 148,745 | No | Form 4 |
| Friedman Adena TChair and CEO | Apr 3 | Apr 7 | F | 8,075 | $86.65 | $699,699 | 1,983,866 | No | Form 4 |
| Daly Michelle LynnSVP, Controller & PAO | Apr 3 | Apr 7 | F | 424 | $86.65 | $36,740 | 11,412 | No | Form 4 |
| Zecca JohnEVP, Global CLO | Apr 1 | Apr 2 | A | 7,339 | $0.00 | $0 | 156,211 | No | Form 4 |
| Zecca JohnEVP, Global CLO | Apr 1 | Apr 2 | F | 2,097 | $84.89 | $178,014 | 154,114 | No | Form 4 |
| Griggs PC NelsonPres. Capital Access Platforms | Apr 1 | Apr 2 | A | 11,743 | $0.00 | $0 | 243,764 | No | Form 4 |
| Griggs PC NelsonPres. Capital Access Platforms | Apr 1 | Apr 2 | F | 3,308 | $84.89 | $280,816 | 240,456 | No | Form 4 |
| Skule JeremyEVP, CSO | Apr 1 | Apr 2 | A | 7,633 | $0.00 | $0 | 107,922 | No | Form 4 |
| Skule JeremyEVP, CSO | Apr 1 | Apr 2 | F | 2,332 | $84.89 | $197,963 | 105,590 | No | Form 4 |
| Peterson Bradley JEVP, CIO | Apr 1 | Apr 2 | A | 8,103 | $0.00 | $0 | 153,005 | No | Form 4 |
| Peterson Bradley JEVP, CIO | Apr 1 | Apr 2 | F | 2,761 | $84.89 | $234,381 | 150,244 | No | Form 4 |
| Tal CohenPres. Market Platforms | Apr 1 | Apr 2 | A | 15,267 | $0.00 | $0 | 243,432 | No | Form 4 |
| Tal CohenPres. Market Platforms | Apr 1 | Apr 2 | F | 11,141 | $84.89 | $945,759 | 232,291 | No | Form 4 |
| Daly Michelle LynnSVP, Controller & PAO | Apr 1 | Apr 2 | A | 2,025 | $0.00 | $0 | 12,668 | No | Form 4 |
| Daly Michelle LynnSVP, Controller & PAO | Apr 1 | Apr 2 | F | 832 | $84.89 | $70,628 | 11,836 | No | Form 4 |
| Smith Bryan EverardEVP, CPO | Apr 1 | Apr 2 | A | 7,046 | $0.00 | $0 | 77,906 | No | Form 4 |
| Smith Bryan EverardEVP, CPO | Apr 1 | Apr 2 | F | 2,149 | $84.89 | $182,429 | 75,757 | No | Form 4 |
| Youngwood SarahEVP & CFO | Apr 1 | Apr 2 | A | 15,267 | $0.00 | $0 | 74,558 | No | Form 4 |
| Friedman Adena TChair and CEO | Apr 1 | Apr 2 | M | 113,611 | $22.22 | $2,524,436 | 2,079,362 | Yes | Form 4 |
| Friedman Adena TChair and CEO | Apr 1 | Apr 2 | S | 113,611 | $85.44 | Sale −$9,706,924 | 1,965,751 | Yes | Form 4 |
| Friedman Adena TChair and CEO | Apr 1 | Apr 2 | A | 39,929 | $0.00 | $0 | 2,005,680 | Yes | Form 4 |
| Friedman Adena TChair and CEO | Apr 1 | Apr 2 | F | 13,739 | $84.89 | $1,166,304 | 1,991,941 | Yes | Form 4 |
| Friedman Adena TChair and CEO | Apr 1 | Apr 2 | M · derivative | 113,611 | $22.22 | $2,524,436 | not reported | Yes | Form 4 |
| Friedman Adena TChair and CEO | Mar 11 | Mar 13 | G | 56,786 | $0.00 | $0 | 2,022,537 | No | Form 4 |
| Friedman Adena TChair and CEO | Mar 11 | Mar 13 | G | 56,786 | $0.00 | $0 | 1,965,751 | No | Form 4 |
| Friedman Adena TChair and CEO | Mar 6 | Mar 10 | M | 92,840 | $22.22 | $2,062,905 | 2,172,163 | Yes | Form 4 |
| Friedman Adena TChair and CEO | Mar 6 | Mar 10 | S | 92,840 | $90.08 | Sale −$8,363,027 | 2,079,323 | Yes | Form 4 |
| Friedman Adena TChair and CEO | Mar 6 | Mar 10 | M · derivative | 92,840 | $22.22 | $2,062,905 | 113,611 | Yes | Form 4 |
| Smith Bryan EverardEVP, CPO | Mar 2 | Mar 4 | S | 6,000 | $87.24 | Sale −$523,440 | 70,860 | Yes | Form 4 |
| Daly Michelle LynnSVP, Controller & PAO | Feb 19 | Feb 23 | S | 4,339 | $81.34 | Sale −$352,934 | 10,643 | No | Form 4 |
| Torgeby Johan | Feb 17 | Feb 19 | P | 12,000 | $79.86 | Purchase +$958,320 | 40,797 | No | Form 4 |
| Friedman Adena TChair and CEO | Feb 12 | Feb 17 | A | 228,455 | $0.00 | $0 | 2,153,358 | No | Form 4 |
| Friedman Adena TChair and CEO | Feb 12 | Feb 17 | F | 115,775 | $80.42 | $9,310,626 | 2,037,583 | No | Form 4 |
| Friedman Adena TChair and CEO | Feb 12 | Feb 17 | A | 41,740 | $0.00 | $0 | 2,079,323 | No | Form 4 |
| Investor Ab | Feb 13 | Feb 13 | P | 200,000 | $79.18 | Purchase +$15,836,000 | 58,382,426 | No | Form 4 |
| Zecca JohnEVP, Global CLO | Feb 11 | Feb 13 | A | 24,602 | $0.00 | $0 | 150,276 | No | Form 4 |
| Zecca JohnEVP, Global CLO | Feb 11 | Feb 13 | F | 9,430 | $82.51 | $778,069 | 140,846 | No | Form 4 |
| Zecca JohnEVP, Global CLO | Feb 11 | Feb 13 | A | 8,026 | $0.00 | $0 | 148,872 | No | Form 4 |
| Tal CohenPres. Market Platforms | Feb 11 | Feb 13 | A | 43,932 | $0.00 | $0 | 235,674 | No | Form 4 |
| Tal CohenPres. Market Platforms | Feb 11 | Feb 13 | F | 20,674 | $82.51 | $1,705,812 | 215,000 | No | Form 4 |
| Tal CohenPres. Market Platforms | Feb 11 | Feb 13 | A | 12,842 | $0.00 | $0 | 228,165 | No | Form 4 |
| Daly Michelle LynnSVP, Controller & PAO | Feb 11 | Feb 13 | A | 6,919 | $0.00 | $0 | 15,798 | No | Form 4 |
| Daly Michelle LynnSVP, Controller & PAO | Feb 11 | Feb 13 | F | 2,580 | $82.51 | $212,876 | 13,218 | No | Form 4 |
| Daly Michelle LynnSVP, Controller & PAO | Feb 11 | Feb 13 | A | 1,764 | $0.00 | $0 | 14,982 | No | Form 4 |
| Griggs PC NelsonPres. Capital Access Platforms | Feb 11 | Feb 13 | A | 43,932 | $0.00 | $0 | 239,853 | No | Form 4 |
| Griggs PC NelsonPres. Capital Access Platforms | Feb 11 | Feb 13 | F | 20,674 | $82.51 | $1,705,812 | 219,179 | No | Form 4 |
| Griggs PC NelsonPres. Capital Access Platforms | Feb 11 | Feb 13 | A | 12,842 | $0.00 | $0 | 232,021 | No | Form 4 |
| Peterson Bradley JEVP, CIO | Feb 11 | Feb 13 | A | 43,932 | $0.00 | $0 | 154,967 | No | Form 4 |
| Peterson Bradley JEVP, CIO | Feb 11 | Feb 13 | F | 19,740 | $82.51 | $1,628,747 | 135,227 | No | Form 4 |
| Peterson Bradley JEVP, CIO | Feb 11 | Feb 13 | A | 9,632 | $0.00 | $0 | 144,902 | No | Form 4 |
| Skule JeremyEVP, CSO | Feb 11 | Feb 13 | A | 26,359 | $0.00 | $0 | 105,101 | No | Form 4 |
| Skule JeremyEVP, CSO | Feb 11 | Feb 13 | F | 12,838 | $82.51 | $1,059,263 | 92,263 | No | Form 4 |
| Skule JeremyEVP, CSO | Feb 11 | Feb 13 | A | 8,026 | $0.00 | $0 | 100,289 | No | Form 4 |
| Smith Bryan EverardEVP, CPO | Feb 11 | Feb 13 | A | 21,088 | $0.00 | $0 | 78,758 | No | Form 4 |
| Smith Bryan EverardEVP, CPO | Feb 11 | Feb 13 | F | 9,924 | $82.51 | $818,829 | 68,834 | No | Form 4 |
| Smith Bryan EverardEVP, CPO | Feb 11 | Feb 13 | A | 8,026 | $0.00 | $0 | 76,860 | No | Form 4 |
| Friedman Adena TChair and CEO | Feb 2 | Feb 3 | M | 300,000 | $22.22 | $6,666,000 | 2,224,903 | Yes | Form 4 |
| Friedman Adena TChair and CEO | Feb 2 | Feb 3 | S | 300,000 | $96.91 | Sale −$29,073,000 | 1,924,903 | Yes | Form 4 |
| Friedman Adena TChair and CEO | Feb 2 | Feb 3 | M · derivative | 300,000 | $22.22 | $6,666,000 | 206,451 | Yes | Form 4 |
| Splinter Michael R | Jan 30 | Feb 3 | G | 4,680 | $0.00 | $0 | 212,742 | No | Form 4 |
| Splinter Michael R | Jan 30 | Feb 3 | G | 4,680 | $0.00 | $0 | 15,225 | No | Form 4 |
| Zecca JohnEVP, Global CLO | Jan 6 | Jan 8 | S | 4,500 | $100.01 | Sale −$450,045 | 125,674 | Yes | Form 4 |
| Friedman Adena TChair and CEO | Jan 2 | Jan 6 | M | 300,000 | $22.22 | $6,666,000 | 2,224,903 | Yes | Form 4 |
| Friedman Adena TChair and CEO | Jan 2 | Jan 6 | S | 300,000 | $96.39 | Sale −$28,917,000 | 1,924,903 | Yes | Form 4 |
| Friedman Adena TChair and CEO | Jan 2 | Jan 6 | M · derivative | 300,000 | $22.22 | $6,666,000 | 506,451 | Yes | Form 4 |
| Youngwood SarahEVP & CFO | Dec 6, 2025 | Dec 9, 2025 | F | 16,506 | $90.22 | $1,489,171 | 59,291 | No | Form 4 |
| Skule JeremyEVP, CSO | Dec 6, 2025 | Dec 9, 2025 | F | 4,127 | $90.22 | $372,338 | 78,742 | No | Form 4 |
| Skule JeremyEVP, CSO | Dec 1, 2025 | Dec 3, 2025 | S | 2,105 | $90.57 | Sale −$190,650 | 82,869 | Yes | Form 4 |
| Smith Bryan EverardEVP, CPO | Dec 1, 2025 | Dec 3, 2025 | S | 4,633 | $90.57 | Sale −$419,611 | 57,670 | Yes | Form 4 |
| Skule JeremyEVP, CSO | Nov 3, 2025 | Nov 5, 2025 | S | 2,105 | $85.40 | Sale −$179,767 | 84,974 | Yes | Form 4 |
| Skule JeremyEVP, CSO | Oct 1, 2025 | Oct 3, 2025 | S | 2,105 | $88.22 | Sale −$185,703 | 88,341 | Yes | Form 4 |
| Skule JeremyEVP, CSO | Oct 1, 2025 | Oct 3, 2025 | F | 1,262 | $88.45 | $111,624 | 87,079 | Yes | Form 4 |
| Skule JeremyEVP, CSO | Sep 2, 2025 | Sep 4, 2025 | S | 2,105 | $93.22 | Sale −$196,228 | 90,446 | Yes | Form 4 |
| Begley Charlene T | Aug 4, 2025 | Aug 6, 2025 | S | 3,000 | $96.60 | Sale −$289,800 | 46,001 | No | Form 4 |
| Skule JeremyEVP, CSO | Aug 1, 2025 | Aug 5, 2025 | S | 2,105 | $95.49 | Sale −$201,006 | 92,551 | Yes | Form 4 |
| Daly Michelle LynnSVP, Controller & PAO | Jul 25, 2025 | Jul 29, 2025 | S | 8,691 | $93.45 | Sale −$812,174 | 8,879 | No | Form 4 |
| Peterson Bradley JEVP, CIO | Jul 2, 2025 | Jul 3, 2025 | S | 11,508 | $88.87 | Sale −$1,022,716 | 111,035 | Yes | Form 4 |
| Griggs PC NelsonPres. Capital Access Platforms | Jul 1, 2025 | Jul 3, 2025 | F | 11,484 | $89.42 | $1,026,899 | 195,921 | No | Form 4 |
| Skule JeremyEVP, CSO | Jul 1, 2025 | Jul 3, 2025 | S | 2,105 | $89.17 | Sale −$187,703 | 94,656 | Yes | Form 4 |
| Peterson Bradley JEVP, CIO | Jul 1, 2025 | Jul 3, 2025 | F | 10,986 | $89.42 | $982,368 | 122,543 | Yes | Form 4 |
| Zollar Alfred W | Jun 11, 2025 | Jun 13, 2025 | A | 4,491 | $0.00 | $0 | 53,784 | No | Form 4 |
| Yabuki Jeffery W | Jun 11, 2025 | Jun 13, 2025 | A | 4,607 | $0.00 | $0 | 18,347 | No | Form 4 |
| Townes-Whitley Toni | Jun 11, 2025 | Jun 13, 2025 | A | 2,995 | $0.00 | $0 | 20,471 | No | Form 4 |
| Spaht Paul Holden Jr. | Jun 11, 2025 | Jun 13, 2025 | A | 2,995 | $0.00 | $0 | 10,401 | No | Form 4 |
| Torgeby Johan | Jun 11, 2025 | Jun 13, 2025 | A | 2,995 | $0.00 | $0 | 29,204 | No | Form 4 |
| Torgeby Johan | Jun 11, 2025 | Jun 13, 2025 | F | 407 | $86.07 | $35,030 | 28,797 | No | Form 4 |
| Koch Kathryn A. | Jun 11, 2025 | Jun 13, 2025 | A | 3,167 | $0.00 | $0 | 7,572 | No | Form 4 |
| Kazim Essa | Jun 11, 2025 | Jun 13, 2025 | A | 4,146 | $0.00 | $0 | 144,209 | No | Form 4 |
| Kazim Essa | Jun 11, 2025 | Jun 13, 2025 | F | 821 | $86.07 | $70,663 | 143,388 | No | Form 4 |
| Arnoldi Melissa | Jun 11, 2025 | Jun 13, 2025 | A | 4,319 | $0.00 | $0 | 51,191 | No | Form 4 |
| Kloet Thomas A | Jun 11, 2025 | Jun 13, 2025 | A | 4,549 | $0.00 | $0 | 32,005 | No | Form 4 |
| Begley Charlene T | Jun 11, 2025 | Jun 13, 2025 | A | 2,995 | $0.00 | $0 | 49,001 | No | Form 4 |
| Splinter Michael R | Jun 11, 2025 | Jun 13, 2025 | A | 5,241 | $0.00 | $0 | 217,422 | No | Form 4 |
| Skule JeremyEVP, CSO | Jun 6, 2025 | Jun 9, 2025 | S | 2,104 | $85.00 | Sale −$178,840 | 96,438 | Yes | Form 4 |
| Griggs PC NelsonPres. Capital Access Platforms | Jun 6, 2025 | Jun 9, 2025 | S | 4,000 | $85.22 | Sale −$340,880 | 207,405 | No | Form 4 |
| Spaht Paul Holden Jr. | Jun 4, 2025 | Jun 5, 2025 | G | 447,240 | $0.00 | $0 | 7,406 | No | Form 4 |
| Skule JeremyEVP, CSO | Jun 2, 2025 | Jun 4, 2025 | S | 1,053 | $83.28 | Sale −$87,694 | 98,542 | Yes | Form 4 |
| Griggs PC NelsonPres. Capital Access Platforms | May 27, 2025 | May 29, 2025 | S | 3,000 | $82.63 | Sale −$247,890 | 216,405 | No | Form 4 |
| Griggs PC NelsonPres. Capital Access Platforms | May 27, 2025 | May 29, 2025 | S | 5,000 | $83.27 | Sale −$416,350 | 211,405 | No | Form 4 |
| Skule JeremyEVP, CSO | May 12, 2025 | May 14, 2025 | S | 1,053 | $81.52 | Sale −$85,841 | 99,595 | Yes | Form 4 |
| Smith Bryan EverardEVP, CPO | Apr 4, 2025 | Apr 7, 2025 | S | 657 | $71.81 | Sale −$47,179 | 61,980 | Yes | Form 4 |
| Smith Bryan EverardEVP, CPO | Apr 3, 2025 | Apr 7, 2025 | F | 813 | $78.30 | $63,658 | 62,637 | Yes | Form 4 |
| Skule JeremyEVP, CSO | Apr 3, 2025 | Apr 7, 2025 | F | 1,017 | $78.30 | $79,631 | 100,648 | No | Form 4 |
| Daly Michelle LynnSVP, Controller & PAO | Apr 3, 2025 | Apr 7, 2025 | F | 424 | $78.30 | $33,199 | 17,247 | No | Form 4 |
| Zecca JohnEVP, Global CLO | Apr 3, 2025 | Apr 7, 2025 | F | 779 | $78.30 | $60,996 | 130,174 | No | Form 4 |
| Peterson Bradley JEVP, CIO | Apr 3, 2025 | Apr 7, 2025 | F | 1,497 | $78.30 | $117,215 | 133,275 | No | Form 4 |
| Griggs PC NelsonPres. Capital Access Platforms | Apr 3, 2025 | Apr 7, 2025 | F | 1,564 | $78.30 | $122,461 | 219,405 | No | Form 4 |
| Tal CohenPres. Market Platforms | Apr 3, 2025 | Apr 7, 2025 | F | 1,564 | $78.30 | $122,461 | 191,742 | No | Form 4 |
| Friedman Adena TChair and CEO | Apr 3, 2025 | Apr 7, 2025 | F | 8,057 | $78.30 | $630,863 | 1,924,903 | No | Form 4 |
| Peterson Bradley JEVP, CIO | Apr 2, 2025 | Apr 3, 2025 | S | 2,308 | $75.67 | Sale −$174,646 | 134,772 | Yes | Form 4 |
| Smith Bryan EverardEVP, CPO | Apr 2, 2025 | Apr 3, 2025 | S | 1,132 | $75.67 | Sale −$85,658 | 63,450 | Yes | Form 4 |
| Tal CohenPres. Market Platforms | Apr 1, 2025 | Apr 3, 2025 | A | 15,781 | $0.00 | $0 | 159,239 | No | Form 4 |
| Tal CohenPres. Market Platforms | Apr 1, 2025 | Apr 3, 2025 | A | 46,028 | $0.00 | $0 | 205,267 | No | Form 4 |
| Tal CohenPres. Market Platforms | Apr 1, 2025 | Apr 3, 2025 | F | 11,961 | $75.86 | $907,361 | 193,306 | No | Form 4 |
| Youngwood SarahEVP & CFO | Apr 1, 2025 | Apr 3, 2025 | A | 15,781 | $0.00 | $0 | 75,475 | No | Form 4 |
| Griggs PC NelsonPres. Capital Access Platforms | Apr 1, 2025 | Apr 3, 2025 | A | 11,835 | $0.00 | $0 | 223,175 | No | Form 4 |
| Griggs PC NelsonPres. Capital Access Platforms | Apr 1, 2025 | Apr 3, 2025 | F | 2,206 | $75.86 | $167,347 | 220,969 | No | Form 4 |
| Peterson Bradley JEVP, CIO | Apr 1, 2025 | Apr 3, 2025 | A | 8,416 | $0.00 | $0 | 139,491 | Yes | Form 4 |
| Peterson Bradley JEVP, CIO | Apr 1, 2025 | Apr 3, 2025 | F | 2,411 | $75.86 | $182,898 | 137,080 | Yes | Form 4 |
| Zecca JohnEVP, Global CLO | Apr 1, 2025 | Apr 3, 2025 | A | 7,233 | $0.00 | $0 | 132,227 | No | Form 4 |
| Zecca JohnEVP, Global CLO | Apr 1, 2025 | Apr 3, 2025 | F | 1,274 | $75.86 | $96,646 | 130,953 | No | Form 4 |
| Skule JeremyEVP, CSO | Apr 1, 2025 | Apr 3, 2025 | A | 6,575 | $0.00 | $0 | 103,435 | No | Form 4 |
| Skule JeremyEVP, CSO | Apr 1, 2025 | Apr 3, 2025 | F | 1,770 | $75.86 | $134,272 | 101,665 | No | Form 4 |
| Daly Michelle LynnSVP, Controller & PAO | Apr 1, 2025 | Apr 3, 2025 | A | 2,169 | $0.00 | $0 | 18,051 | No | Form 4 |
| Daly Michelle LynnSVP, Controller & PAO | Apr 1, 2025 | Apr 3, 2025 | F | 380 | $75.86 | $28,827 | 17,671 | No | Form 4 |
| Friedman Adena TChair and CEO | Apr 1, 2025 | Apr 3, 2025 | A | 39,452 | $0.00 | $0 | 1,946,429 | No | Form 4 |
| Friedman Adena TChair and CEO | Apr 1, 2025 | Apr 3, 2025 | F | 13,469 | $75.86 | $1,021,758 | 1,932,960 | No | Form 4 |
| Smith Bryan EverardEVP, CPO | Apr 1, 2025 | Apr 3, 2025 | S | 2,000 | $75.71 | Sale −$151,420 | 58,752 | Yes | Form 4 |
| Smith Bryan EverardEVP, CPO | Apr 1, 2025 | Apr 3, 2025 | A | 7,233 | $0.00 | $0 | 65,985 | Yes | Form 4 |
| Smith Bryan EverardEVP, CPO | Apr 1, 2025 | Apr 3, 2025 | F | 1,403 | $75.86 | $106,432 | 64,582 | Yes | Form 4 |
| Youngwood SarahExecutive Vice President | Mar 17, 2025 | Mar 19, 2025 | S | 14,959 | $73.68 | Sale −$1,102,179 | 59,694 | Yes | Form 4 |
| Friedman Adena TChair and CEO | Mar 12, 2025 | Mar 14, 2025 | A | 168,125 | $0.00 | $0 | 1,991,988 | No | Form 4 |
| Friedman Adena TChair and CEO | Mar 12, 2025 | Mar 14, 2025 | F | 85,011 | $72.29 | $6,145,445 | 1,906,977 | No | Form 4 |
| Smith Bryan EverardExecutive Vice President | Mar 3, 2025 | Mar 5, 2025 | S | 3,500 | $82.78 | Sale −$289,730 | 60,752 | Yes | Form 4 |
| Peterson Bradley JExecutive Vice President | Feb 26, 2025 | Feb 27, 2025 | S | 17,056 | $79.79 | Sale −$1,360,898 | 131,075 | Yes | Form 4 |
| Tal CohenPresident, Market Platforms | Feb 19, 2025 | Feb 21, 2025 | A | 28,020 | $0.00 | $0 | 155,960 | No | Form 4 |
| Tal CohenPresident, Market Platforms | Feb 19, 2025 | Feb 21, 2025 | F | 12,502 | $81.24 | $1,015,662 | 143,458 | No | Form 4 |
| Smith Bryan EverardExecutive Vice President | Feb 19, 2025 | Feb 21, 2025 | A | 15,410 | $0.00 | $0 | 70,986 | No | Form 4 |
| Smith Bryan EverardExecutive Vice President | Feb 19, 2025 | Feb 21, 2025 | F | 6,734 | $81.24 | $547,070 | 64,252 | No | Form 4 |
| Zecca JohnExecutive Vice President | Feb 19, 2025 | Feb 21, 2025 | A | 18,211 | $0.00 | $0 | 131,474 | No | Form 4 |
| Zecca JohnExecutive Vice President | Feb 19, 2025 | Feb 21, 2025 | F | 6,480 | $81.24 | $526,435 | 124,994 | No | Form 4 |
| Griggs PC NelsonPresident, Capital Access Plat | Feb 19, 2025 | Feb 21, 2025 | A | 28,020 | $0.00 | $0 | 223,841 | No | Form 4 |
| Griggs PC NelsonPresident, Capital Access Plat | Feb 19, 2025 | Feb 21, 2025 | F | 12,501 | $81.24 | $1,015,581 | 211,340 | No | Form 4 |
| Daly Michelle LynnController and Prin Acctg Ofcr | Feb 19, 2025 | Feb 21, 2025 | A | 5,514 | $0.00 | $0 | 17,937 | No | Form 4 |
| Daly Michelle LynnController and Prin Acctg Ofcr | Feb 19, 2025 | Feb 21, 2025 | F | 2,056 | $81.24 | $167,029 | 15,882 | No | Form 4 |
| Peterson Bradley JExecutive Vice President | Feb 19, 2025 | Feb 21, 2025 | A | 28,020 | $0.00 | $0 | 159,030 | No | Form 4 |
| Peterson Bradley JExecutive Vice President | Feb 19, 2025 | Feb 21, 2025 | F | 10,964 | $81.24 | $890,715 | 148,131 | No | Form 4 |
| Skule JeremyExecutive Vice President | Feb 19, 2025 | Feb 21, 2025 | A | 19,613 | $0.00 | $0 | 105,918 | No | Form 4 |
| Skule JeremyExecutive Vice President | Feb 19, 2025 | Feb 21, 2025 | F | 9,058 | $81.24 | $735,872 | 96,860 | No | Form 4 |
| Tal CohenPresident, Market Platforms | Feb 6, 2025 | Feb 10, 2025 | S | 8,955 | $83.75 | Sale −$749,981 | 127,940 | No | Form 4 |
| Smith Bryan EverardExecutive Vice President | Feb 3, 2025 | Feb 4, 2025 | S | 3,500 | $81.56 | Sale −$285,460 | 55,576 | Yes | Form 4 |
| Yabuki Jeffery W | Dec 27, 2024 | Jan 14, 2025 | G | 2,500 | $0.00 | $0 | 13,740 | No | Form 4 |
| Skule JeremyExecutive Vice President | Dec 9, 2024 | Dec 10, 2024 | S | 6,037 | $80.87 | Sale −$488,212 | 92,342 | Yes | Form 4 |
| Skule JeremyExecutive Vice President | Dec 9, 2024 | Dec 10, 2024 | S | 6,037 | $80.88 | Sale −$488,273 | 86,305 | Yes | Form 4 |
| Youngwood SarahExecutive Vice President | Dec 6, 2024 | Dec 10, 2024 | F | 14,888 | $81.14 | $1,208,012 | 74,653 | No | Form 4 |
| Skule JeremyExecutive Vice President | Dec 6, 2024 | Dec 10, 2024 | F | 4,126 | $81.14 | $334,784 | 98,379 | Yes | Form 4 |
| Skule JeremyExecutive Vice President | Nov 18, 2024 | Nov 20, 2024 | S | 12,075 | $78.75 | Sale −$950,906 | 102,505 | Yes | Form 4 |
| Peterson Bradley JExecutive Vice President | Nov 13, 2024 | Nov 14, 2024 | S | 11,820 | $79.58 | Sale −$940,636 | 131,010 | Yes | Form 4 |
| Zollar Alfred W | Nov 13, 2024 | Nov 14, 2024 | P | 2,542 | $80.24 | Purchase +$203,970 | 49,293 | No | Form 4 |
| Griggs PC NelsonPresident, Capital Access Plat | Nov 11, 2024 | Nov 12, 2024 | S | 5,000 | $80.21 | Sale −$401,050 | 195,821 | No | Form 4 |
| Griggs PC NelsonPresident, Capital Access Plat | Nov 8, 2024 | Nov 12, 2024 | S | 5,000 | $79.51 | Sale −$397,550 | 200,821 | No | Form 4 |
| Skule JeremyExecutive Vice President | Nov 6, 2024 | Nov 8, 2024 | S | 12,000 | $77.92 | Sale −$935,040 | 114,580 | Yes | Form 4 |
| Griggs PC NelsonPresident, Capital Access Plat | Nov 6, 2024 | Nov 8, 2024 | S | 5,742 | $77.34 | Sale −$444,086 | 205,821 | No | Form 4 |
| Tal CohenPresident, Market Platforms | Nov 1, 2024 | Nov 4, 2024 | S | 6,900 | $74.00 | Sale −$510,600 | 136,826 | No | Form 4 |
| Tal CohenPresident, Market Platforms | Oct 31, 2024 | Nov 4, 2024 | S | 3,984 | $74.31 | Sale −$296,051 | 143,376 | No | Form 4 |
| Griggs PC NelsonPresident, Capital Access Plat | Oct 29, 2024 | Oct 30, 2024 | S | 4,000 | $76.05 | Sale −$304,200 | 211,563 | No | Form 4 |
| Peterson Bradley JExecutive Vice President | Oct 28, 2024 | Oct 30, 2024 | S | 6,817 | $75.25 | Sale −$512,979 | 149,655 | No | Form 4 |
| Peterson Bradley JExecutive Vice President | Oct 28, 2024 | Oct 30, 2024 | S | 6,825 | $75.38 | Sale −$514,469 | 142,830 | No | Form 4 |
| Griggs PC NelsonPresident, Capital Access Plat | Oct 28, 2024 | Oct 30, 2024 | S | 6,000 | $75.71 | Sale −$454,260 | 215,563 | No | Form 4 |
| Skule JeremyExecutive Vice President | Oct 1, 2024 | Oct 2, 2024 | A | 6,844 | $0.00 | $0 | 126,580 | No | Form 4 |
| Zecca JohnExecutive Vice President | Sep 12, 2024 | Sep 16, 2024 | S | 11,000 | $71.97 | Sale −$791,670 | 113,263 | Yes | Form 4 |
| Peterson Bradley JExecutive Vice President | Aug 9, 2024 | Aug 13, 2024 | S | 40,000 | $67.79 | Sale −$2,711,600 | 156,472 | Yes | Form 4 |
| Argus Seller, LP | Jul 29, 2024 | Jul 30, 2024 | S | 42,804,207 | $64.58 | Sale −$2,764,295,688 | 42,804,207 | No | Form 4 |
| Daly Michelle LynnController and Prin Acctg Ofcr | Jul 1, 2024 | Jul 2, 2024 | F | 1,126 | $59.48 | $66,974 | 12,423 | No | Form 4 |
| Peterson Bradley JExecutive Vice President | Jul 1, 2024 | Jul 2, 2024 | F | 10,248 | $59.48 | $609,551 | 196,472 | No | Form 4 |
| Griggs PC NelsonPresident, Capital Access Plat | Jul 1, 2024 | Jul 2, 2024 | F | 11,484 | $59.48 | $683,068 | 221,563 | No | Form 4 |
| Torgeby Johan | Jun 21, 2024 | Jun 25, 2024 | F | 662 | $60.25 | $39,886 | 26,209 | No | Form 4 |
| Kazim Essa | Jun 21, 2024 | Jun 25, 2024 | F | 890 | $60.25 | $53,623 | 140,063 | No | Form 4 |
| Kloet Thomas A | Jun 11, 2024 | Jun 13, 2024 | A | 6,522 | $0.00 | $0 | 27,456 | No | Form 4 |
| Arnoldi Melissa | Jun 11, 2024 | Jun 13, 2024 | A | 4,659 | $0.00 | $0 | 46,872 | No | Form 4 |
| Begley Charlene T | Jun 11, 2024 | Jun 13, 2024 | A | 4,405 | $0.00 | $0 | 46,006 | No | Form 4 |
| Kazim Essa | Jun 11, 2024 | Jun 13, 2024 | A | 5,929 | $0.00 | $0 | 140,953 | No | Form 4 |
| Spaht Paul Holden Jr. | Jun 11, 2024 | Jun 13, 2024 | A | 4,405 | $0.00 | $0 | 7,406 | No | Form 4 |
| Townes-Whitley Toni | Jun 11, 2024 | Jun 13, 2024 | A | 4,405 | $0.00 | $0 | 17,476 | No | Form 4 |
| Splinter Michael R | Jun 11, 2024 | Jun 13, 2024 | A | 7,453 | $0.00 | $0 | 212,012 | No | Form 4 |
| Splinter Michael R | Jun 11, 2024 | Jun 13, 2024 | A | 169 | $0.00 | $0 | 212,181 | No | Form 4 |
| Zollar Alfred W | Jun 11, 2024 | Jun 13, 2024 | A | 6,353 | $0.00 | $0 | 46,751 | No | Form 4 |
| Torgeby Johan | Jun 11, 2024 | Jun 13, 2024 | A | 4,405 | $0.00 | $0 | 26,871 | No | Form 4 |
| Yabuki Jeffery W | Jun 11, 2024 | Jun 13, 2024 | A | 6,522 | $0.00 | $0 | 16,240 | No | Form 4 |
| Koch Kathryn A. | Jun 11, 2024 | Jun 13, 2024 | A | 4,405 | $0.00 | $0 | 4,405 | No | Form 4 |
| Smith Bryan EverardExecutive Vice President | May 1, 2024 | May 3, 2024 | S | 3,036 | $59.89 | Sale −$181,826 | 58,636 | Yes | Form 4 |
| Brothers BrendanExecutive Vice President | Apr 1, 2024 | Apr 15, 20244/A | F | 9,702 | $62.29 | $604,338 | 43,873 | No | Form 4/A |
| Brothers BrendanExecutive Vice President | Apr 3, 2024 | Apr 4, 2024 | F | 4,715 | $61.58 | $290,350 | 48,860 | No | Form 4 |
| Friedman Adena TChair and CEO | Apr 1, 2024 | Apr 3, 2024 | A | 41,740 | $0.00 | $0 | 1,847,292 | No | Form 4 |
| Friedman Adena TChair and CEO | Apr 1, 2024 | Apr 3, 2024 | F | 23,429 | $62.29 | $1,459,392 | 1,823,863 | No | Form 4 |
| Smith Bryan EverardExecutive Vice President | Apr 1, 2024 | Apr 3, 2024 | A | 8,026 | $0.00 | $0 | 71,554 | Yes | Form 4 |
| Smith Bryan EverardExecutive Vice President | Apr 1, 2024 | Apr 3, 2024 | F | 2,482 | $62.29 | $154,604 | 69,072 | Yes | Form 4 |
| Smith Bryan EverardExecutive Vice President | Apr 1, 2024 | Apr 3, 2024 | S | 7,400 | $62.91 | Sale −$465,534 | 61,672 | Yes | Form 4 |
| Zecca JohnExecutive Vice President | Apr 1, 2024 | Apr 3, 2024 | A | 8,026 | $0.00 | $0 | 125,984 | No | Form 4 |
| Zecca JohnExecutive Vice President | Apr 1, 2024 | Apr 3, 2024 | F | 1,721 | $62.29 | $107,201 | 124,263 | No | Form 4 |
| Skule JeremyExecutive Vice President | Apr 1, 2024 | Apr 3, 2024 | A | 8,026 | $0.00 | $0 | 121,924 | No | Form 4 |
| Skule JeremyExecutive Vice President | Apr 1, 2024 | Apr 3, 2024 | F | 2,628 | $62.29 | $163,698 | 119,296 | No | Form 4 |
| Griggs PC NelsonPresident, Capital Access Plat | Apr 1, 2024 | Apr 3, 2024 | A | 12,843 | $0.00 | $0 | 237,024 | No | Form 4 |
| Griggs PC NelsonPresident, Capital Access Plat | Apr 1, 2024 | Apr 3, 2024 | F | 3,977 | $62.29 | $247,727 | 233,047 | No | Form 4 |
| Peterson Bradley JExecutive Vice President | Apr 1, 2024 | Apr 3, 2024 | A | 9,632 | $0.00 | $0 | 210,362 | No | Form 4 |
| Peterson Bradley JExecutive Vice President | Apr 1, 2024 | Apr 3, 2024 | F | 3,974 | $62.29 | $247,540 | 206,388 | No | Form 4 |
| Daly Michelle LynnController and Prin Acctg Ofcr | Apr 1, 2024 | Apr 3, 2024 | A | 2,648 | $0.00 | $0 | 13,379 | No | Form 4 |
| Daly Michelle LynnController and Prin Acctg Ofcr | Apr 1, 2024 | Apr 3, 2024 | F | 269 | $62.29 | $16,756 | 13,110 | No | Form 4 |
| Tal CohenPresident, Market Platforms | Apr 1, 2024 | Apr 3, 2024 | A | 12,843 | $0.00 | $0 | 160,427 | No | Form 4 |
| Tal CohenPresident, Market Platforms | Apr 1, 2024 | Apr 3, 2024 | F | 13,067 | $62.29 | $813,943 | 147,360 | No | Form 4 |
| Splinter Michael R | Mar 28, 2024 | Apr 1, 2024 | G | 3,930 | $0.00 | $0 | 204,559 | No | Form 4 |
| Splinter Michael R | Mar 28, 2024 | Apr 1, 2024 | G | 3,930 | $0.00 | $0 | 10,545 | No | Form 4 |
| Investment CORP of Dubai | Mar 22, 2024 | Mar 22, 2024 | S | 31,000,000 | $58.00 | Sale −$1,798,000,000 | 58,341,545 | No | Form 4 |
| Smith Bryan EverardExecutive Vice President | Mar 1, 2024 | Mar 4, 2024 | S | 2,064 | $56.29 | Sale −$116,183 | 63,528 | Yes | Form 4 |
| Friedman Adena TChair and CEO | Feb 21, 2024 | Feb 23, 2024 | A | 266,326 | $0.00 | $0 | 1,938,644 | No | Form 4 |
| Friedman Adena TChair and CEO | Feb 21, 2024 | Feb 23, 2024 | F | 133,092 | $56.04 | $7,458,476 | 1,805,552 | No | Form 4 |
| Griggs PC NelsonPresident, Capital Access Plat | Feb 20, 2024 | Feb 22, 2024 | A | 42,611 | $0.00 | $0 | 243,313 | No | Form 4 |
| Griggs PC NelsonPresident, Capital Access Plat | Feb 20, 2024 | Feb 22, 2024 | F | 19,132 | $55.54 | $1,062,591 | 224,181 | No | Form 4 |
| Skule JeremyExecutive Vice President | Feb 20, 2024 | Feb 22, 2024 | A | 33,290 | $0.00 | $0 | 127,856 | No | Form 4 |
| Skule JeremyExecutive Vice President | Feb 20, 2024 | Feb 22, 2024 | F | 13,958 | $55.54 | $775,227 | 113,898 | No | Form 4 |
| Peterson Bradley JExecutive Vice President | Feb 20, 2024 | Feb 22, 2024 | A | 50,601 | $0.00 | $0 | 221,122 | No | Form 4 |
| Peterson Bradley JExecutive Vice President | Feb 20, 2024 | Feb 22, 2024 | F | 20,434 | $55.54 | $1,134,904 | 200,730 | No | Form 4 |
| Smith Bryan EverardExecutive Vice President | Feb 20, 2024 | Feb 22, 2024 | A | 26,631 | $0.00 | $0 | 77,314 | No | Form 4 |
| Smith Bryan EverardExecutive Vice President | Feb 20, 2024 | Feb 22, 2024 | F | 12,126 | $55.54 | $673,478 | 65,592 | No | Form 4 |
| Zecca JohnExecutive Vice President | Feb 20, 2024 | Feb 22, 2024 | A | 21,303 | $0.00 | $0 | 125,024 | No | Form 4 |
| Zecca JohnExecutive Vice President | Feb 20, 2024 | Feb 22, 2024 | F | 7,066 | $55.54 | $392,446 | 117,958 | No | Form 4 |
| Tal CohenPresident, Market Platforms | Feb 20, 2024 | Feb 22, 2024 | A | 39,944 | $0.00 | $0 | 164,951 | No | Form 4 |
| Tal CohenPresident, Market Platforms | Feb 20, 2024 | Feb 22, 2024 | F | 17,771 | $55.54 | $987,001 | 147,584 | No | Form 4 |
| Splinter Michael R | Dec 29, 2023 | Jan 2, 2024 | G | 580 | $0.00 | $0 | 208,489 | No | Form 4 |
| Splinter Michael R | Dec 29, 2023 | Jan 2, 2024 | G | 580 | $0.00 | $0 | 6,615 | No | Form 4 |
| Splinter Michael R | Dec 12, 2023 | Dec 14, 2023 | G | 3,125 | $0.00 | $0 | 209,069 | No | Form 4 |
| Splinter Michael R | Dec 12, 2023 | Dec 14, 2023 | G | 3,125 | $0.00 | $0 | 6,035 | No | Form 4 |
| Youngwood SarahExecutive Vice President | Dec 6, 2023 | Dec 8, 2023 | A | 89,541 | $0.00 | $0 | 89,541 | No | Form 4 |
| Skule JeremyExecutive Vice President | Dec 6, 2023 | Dec 8, 2023 | F | 3,712 | $55.84 | $207,278 | 94,566 | No | Form 4 |
| Spaht Paul Holden Jr. | Nov 27, 2023 | Nov 29, 2023 | A | 3,001 | $0.00 | $0 | 3,001 | No | Form 4 |
| Dennison Ann MExecutive Vice President | Nov 1, 2023 | Nov 3, 2023 | S | 5,150 | $49.41 | Sale −$254,462 | 59,359 | No | Form 4 |
| Torgeby Johan | Oct 23, 2023 | Oct 25, 2023 | P | 14,000 | $50.42 | Purchase +$705,880 | 22,466 | No | Form 4 |