NMIHNMI Holdings, Inc.
- Market cap
- $3.20B
- as of 2026-10-23
- Latest close
- $42.55
- as of 2026-10-23
- Sector
- Financial Services
- as of 2026-10-24
- Industry
- Insurance - Specialty
- as of 2026-10-24
Cluster
No cluster in the last 90 days under the default rule (14d · ≥2 insiders · all roles).
Form 4 historysince 2023-11-06
Dashed line = amended filing (Form 4/A)
| Insider | Traded | Filed | Type | Shares | Price | Value | Owned after | 10b5-1 plan | Filing |
|---|---|---|---|---|---|---|---|---|---|
| Realmuto Nicholas DanielSVP, Controller | Sep 13 | Sep 15 | F | 302 | $0.00 | $0 | 7,843 | No | Form 4 |
| Pollitzer AdamChief Executive Officer | Sep 4 | Sep 9 | M | 16,264 | $18.70 | $304,137 | 286,531 | No | Form 4 |
| Pollitzer AdamChief Executive Officer | Sep 4 | Sep 9 | M | 19,435 | $16.00 | $310,960 | 305,966 | No | Form 4 |
| Pollitzer AdamChief Executive Officer | Sep 4 | Sep 9 | M | 25,426 | $22.19 | $564,203 | 331,392 | No | Form 4 |
| Pollitzer AdamChief Executive Officer | Sep 4 | Sep 9 | M · derivative | 16,264 | $18.70 | $304,137 | not reported | No | Form 4 |
| Pollitzer AdamChief Executive Officer | Sep 4 | Sep 9 | M · derivative | 19,435 | $16.00 | $310,960 | not reported | No | Form 4 |
| Pollitzer AdamChief Executive Officer | Sep 4 | Sep 9 | M · derivative | 25,426 | $22.19 | $564,203 | not reported | No | Form 4 |
| Pollitzer AdamChief Executive Officer | Sep 4 | Sep 4 | S | 172,706 | $44.86 | Sale −$7,747,591 | 270,267 | No | Form 4 |
| Swithenbank AuroraEVP, Chief Financial Officer | Aug 11 | Aug 12 | S | 11,662 | $44.51 | Sale −$519,076 | 50,734 | No | Form 4 |
| Smith Robert OwenEVP, Chief Risk Officer | Aug 3 | Aug 5 | S | 12,000 | $44.65 | Sale −$535,800 | 96,381 | No | Form 4 |
| Montgomery Michael Curry | May 19 | May 20 | S | 1,554 | $37.90 | Sale −$58,897 | 69,026 | No | Form 4 |
| Scheid Steven | May 14 | May 18 | A | 4,512 | $0.00 | $0 | 8,951 | No | Form 4 |
| Embler Michael J | May 14 | May 18 | A | 4,512 | $0.00 | $0 | 50,558 | No | Form 4 |
| Erickson John C | May 14 | May 18 | A | 4,512 | $0.00 | $0 | 21,832 | No | Form 4 |
| Huskins Priya Cherian | May 14 | May 18 | A | 4,512 | $0.00 | $0 | 36,164 | No | Form 4 |
| McCreary Lynn S. | May 14 | May 18 | A | 4,512 | $0.00 | $0 | 48,757 | No | Form 4 |
| Montgomery Michael Curry | May 14 | May 18 | A | 4,512 | $0.00 | $0 | 70,580 | No | Form 4 |
| Agrawal Renu | May 14 | May 18 | A | 4,512 | $0.00 | $0 | 8,663 | No | Form 4 |
| Swithenbank AuroraEVP, Chief Financial Officer | May 8 | May 11 | F | 2,922 | $0.00 | $0 | 62,396 | No | Form 4 |
| Swithenbank AuroraEVP, Chief Financial Officer | May 1 | May 4 | F | 9,135 | $0.00 | $0 | 65,318 | No | Form 4 |
| Shuster Bradley MExecutive Chairman | Mar 24 | Mar 25 | S | 18,953 | $37.35 | Sale −$707,895 | 415,411 | No | Form 4 |
| Shuster Bradley MExecutive Chairman | Mar 23 | Mar 25 | M | 55,156 | $11.10 | $612,232 | 470,567 | No | Form 4 |
| Shuster Bradley MExecutive Chairman | Mar 23 | Mar 25 | F | 36,203 | $0.00 | $0 | 434,364 | No | Form 4 |
| Shuster Bradley MExecutive Chairman | Mar 23 | Mar 25 | M · derivative | 55,156 | $11.10 | $612,232 | not reported | No | Form 4 |
| Shuster Bradley MExecutive Chairman | Mar 19 | Mar 19 | S | 18,996 | $37.05 | Sale −$703,802 | 415,411 | No | Form 4 |
| Shuster Bradley MExecutive Chairman | Mar 18 | Mar 19 | M | 55,158 | $11.10 | $612,254 | 470,569 | No | Form 4 |
| Shuster Bradley MExecutive Chairman | Mar 18 | Mar 19 | F | 36,162 | $0.00 | $0 | 434,407 | No | Form 4 |
| Shuster Bradley MExecutive Chairman | Mar 18 | Mar 19 | M · derivative | 55,158 | $11.10 | $612,254 | 55,156 | No | Form 4 |
| Realmuto Nicholas DanielSVP, Controller | Mar 15 | Mar 17 | A | 3,882 | $0.00 | $0 | 11,198 | No | Form 4 |
| Realmuto Nicholas DanielSVP, Controller | Mar 15 | Mar 17 | F | 1,042 | $0.00 | $0 | 10,156 | No | Form 4 |
| Realmuto Nicholas DanielSVP, Controller | Mar 15 | Mar 17 | F | 772 | $0.00 | $0 | 9,384 | No | Form 4 |
| Realmuto Nicholas DanielSVP, Controller | Mar 15 | Mar 17 | F | 565 | $0.00 | $0 | 8,819 | No | Form 4 |
| Realmuto Nicholas DanielSVP, Controller | Mar 15 | Mar 17 | F | 674 | $0.00 | $0 | 8,145 | No | Form 4 |
| Shuster Bradley MExecutive Chairman | Mar 12 | Mar 12 | S | 18,976 | $36.58 | Sale −$694,142 | 415,411 | No | Form 4 |
| Shuster Bradley MExecutive Chairman | Mar 11 | Mar 12 | M | 55,158 | $11.10 | $612,254 | 470,569 | No | Form 4 |
| Shuster Bradley MExecutive Chairman | Mar 11 | Mar 12 | F | 36,182 | $0.00 | $0 | 434,387 | No | Form 4 |
| Shuster Bradley MExecutive Chairman | Mar 11 | Mar 12 | M · derivative | 55,158 | $11.10 | $612,254 | 110,314 | No | Form 4 |
| Shuster Bradley MExecutive Chairman | Mar 5 | Mar 6 | S | 19,430 | $38.91 | Sale −$756,021 | 415,411 | No | Form 4 |
| Shuster Bradley MExecutive Chairman | Mar 4 | Mar 6 | M | 55,158 | $11.10 | $612,254 | 470,569 | No | Form 4 |
| Shuster Bradley MExecutive Chairman | Mar 4 | Mar 6 | F | 35,728 | $0.00 | $0 | 434,841 | No | Form 4 |
| Shuster Bradley MExecutive Chairman | Mar 4 | Mar 6 | M · derivative | 55,158 | $11.10 | $612,254 | 165,472 | No | Form 4 |
| Leatherberry William JChief Admin. Officer & GC | Feb 27 | Feb 27 | J | 4,900 | $0.00 | $0 | 159,334 | No | Form 4 |
| Shuster Bradley MExecutive Chairman | Feb 26 | Feb 27 | S | 19,557 | $39.85 | Sale −$779,346 | 415,411 | No | Form 4 |
| Shuster Bradley MExecutive Chairman | Feb 25 | Feb 27 | M | 55,158 | $11.10 | $612,254 | 470,569 | No | Form 4 |
| Shuster Bradley MExecutive Chairman | Feb 25 | Feb 27 | F | 35,601 | $0.00 | $0 | 434,968 | No | Form 4 |
| Shuster Bradley MExecutive Chairman | Feb 25 | Feb 27 | M · derivative | 55,158 | $11.10 | $612,254 | 220,630 | No | Form 4 |
| Scheid Steven | Sep 15, 2025 | Feb 274/A | S | 19,926 | $39.31 | Sale −$783,291 | 74,794 | No | Form 4/A |
| Shuster Bradley MExecutive Chairman | Feb 18 | Feb 18 | M | 55,000 | $11.10 | $610,500 | 470,411 | No | Form 4 |
| Shuster Bradley MExecutive Chairman | Feb 18 | Feb 18 | S | 55,000 | $39.63 | Sale −$2,179,650 | 415,411 | No | Form 4 |
| Shuster Bradley MExecutive Chairman | Feb 18 | Feb 18 | M · derivative | 55,000 | $11.10 | $610,500 | 275,788 | No | Form 4 |
| Yousaf Mohammad NawazEVP, Chief of Ops and Tech | Feb 17 | Feb 18 | S | 16,000 | $39.89 | Sale −$638,240 | 38,733 | No | Form 4 |
| Fitzgerald Norman PeterEVP, Chief Sales Officer | Feb 17 | Feb 18 | S | 22,500 | $39.94 | Sale −$898,650 | 32,445 | No | Form 4 |
| Shuster Bradley MExecutive Chairman | Feb 12 | Feb 13 | F | 4,921 | $0.00 | $0 | 415,411 | No | Form 4 |
| Leatherberry William JChief Admin. Officer & GC | Feb 12 | Feb 13 | F | 4,005 | $0.00 | $0 | 164,234 | No | Form 4 |
| Pollitzer AdamChief Executive Officer | Feb 12 | Feb 13 | F | 14,674 | $0.00 | $0 | 442,973 | No | Form 4 |
| Smith Robert OwenEVP, Chief Risk Officer | Feb 12 | Feb 13 | F | 2,981 | $0.00 | $0 | 108,381 | No | Form 4 |
| Yousaf Mohammad NawazEVP, Chief of Ops and Tech | Feb 12 | Feb 13 | F | 1,595 | $0.00 | $0 | 54,733 | No | Form 4 |
| Fitzgerald Norman PeterEVP, Chief Sales Officer | Feb 12 | Feb 13 | F | 1,919 | $0.00 | $0 | 54,945 | No | Form 4 |
| Swithenbank AuroraEVP, Chief Financial Officer | Feb 12 | Feb 13 | F | 3,363 | $0.00 | $0 | 74,453 | No | Form 4 |
| Shuster Bradley MExecutive Chairman | Feb 11 | Feb 13 | A | 24,437 | $0.00 | $0 | 420,332 | No | Form 4 |
| Leatherberry William JChief Admin. Officer & GC | Feb 11 | Feb 13 | A | 18,233 | $0.00 | $0 | 143,436 | No | Form 4 |
| Leatherberry William JChief Admin. Officer & GC | Feb 11 | Feb 13 | A | 50,496 | $0.00 | $0 | 193,932 | No | Form 4 |
| Leatherberry William JChief Admin. Officer & GC | Feb 11 | Feb 13 | F | 25,693 | $0.00 | $0 | 168,239 | No | Form 4 |
| Pollitzer AdamChief Executive Officer | Feb 11 | Feb 13 | A | 63,538 | $0.00 | $0 | 366,941 | No | Form 4 |
| Pollitzer AdamChief Executive Officer | Feb 11 | Feb 13 | A | 184,664 | $0.00 | $0 | 551,605 | No | Form 4 |
| Pollitzer AdamChief Executive Officer | Feb 11 | Feb 13 | F | 93,958 | $0.00 | $0 | 457,647 | No | Form 4 |
| Smith Robert OwenEVP, Chief Risk Officer | Feb 11 | Feb 13 | A | 13,196 | $0.00 | $0 | 92,415 | No | Form 4 |
| Smith Robert OwenEVP, Chief Risk Officer | Feb 11 | Feb 13 | A | 38,574 | $0.00 | $0 | 130,989 | No | Form 4 |
| Smith Robert OwenEVP, Chief Risk Officer | Feb 11 | Feb 13 | F | 19,627 | $0.00 | $0 | 111,362 | No | Form 4 |
| Yousaf Mohammad NawazEVP, Chief of Ops and Tech | Feb 11 | Feb 13 | A | 9,164 | $0.00 | $0 | 39,824 | No | Form 4 |
| Yousaf Mohammad NawazEVP, Chief of Ops and Tech | Feb 11 | Feb 13 | A | 27,212 | $0.00 | $0 | 67,036 | No | Form 4 |
| Yousaf Mohammad NawazEVP, Chief of Ops and Tech | Feb 11 | Feb 13 | F | 10,708 | $0.00 | $0 | 56,328 | No | Form 4 |
| Fitzgerald Norman PeterEVP, Chief Sales Officer | Feb 11 | Feb 13 | A | 8,980 | $0.00 | $0 | 42,810 | No | Form 4 |
| Fitzgerald Norman PeterEVP, Chief Sales Officer | Feb 11 | Feb 13 | A | 27,212 | $0.00 | $0 | 70,022 | No | Form 4 |
| Fitzgerald Norman PeterEVP, Chief Sales Officer | Feb 11 | Feb 13 | F | 13,158 | $0.00 | $0 | 56,864 | No | Form 4 |
| Swithenbank AuroraEVP, Chief Financial Officer | Feb 11 | Feb 13 | A | 14,784 | $0.00 | $0 | 77,816 | No | Form 4 |
| Swithenbank AuroraEVP, Chief Financial Officer | May 8, 2025 | Feb 13 | F | 2,916 | $0.00 | $0 | 63,032 | No | Form 4 |
| Swithenbank AuroraEVP, Chief Financial Officer | May 1, 2025 | Feb 13 | F | 9,117 | $0.00 | $0 | 65,948 | No | Form 4 |
| Shuster Bradley MExecutive Chairman | Feb 8 | Feb 10 | F | 6,961 | $0.00 | $0 | 395,895 | No | Form 4 |
| Leatherberry William JChief Admin. Officer & GC | Feb 8 | Feb 10 | F | 2,570 | $0.00 | $0 | 125,203 | No | Form 4 |
| Pollitzer AdamChief Executive Officer | Feb 8 | Feb 10 | F | 9,397 | $0.00 | $0 | 303,403 | No | Form 4 |
| Smith Robert OwenEVP, Chief Risk Officer | Feb 8 | Feb 10 | F | 1,964 | $0.00 | $0 | 79,219 | No | Form 4 |
| Yousaf Mohammad NawazEVP, Chief of Ops and Tech | Feb 8 | Feb 10 | F | 1,072 | $0.00 | $0 | 30,660 | No | Form 4 |
| Fitzgerald Norman PeterEVP, Chief Sales Officer | Feb 8 | Feb 10 | F | 1,317 | $0.00 | $0 | 33,830 | No | Form 4 |
| Shuster Bradley MExecutive Chairman | Feb 7 | Feb 10 | F | 6,936 | $0.00 | $0 | 402,856 | No | Form 4 |
| Leatherberry William JChief Admin. Officer & GC | Feb 7 | Feb 10 | F | 4,633 | $0.00 | $0 | 127,773 | No | Form 4 |
| Pollitzer AdamChief Executive Officer | Feb 7 | Feb 10 | F | 16,665 | $0.00 | $0 | 312,800 | No | Form 4 |
| Smith Robert OwenEVP, Chief Risk Officer | Feb 7 | Feb 10 | F | 3,383 | $0.00 | $0 | 81,183 | No | Form 4 |
| Yousaf Mohammad NawazEVP, Chief of Ops and Tech | Feb 7 | Feb 10 | F | 1,969 | $0.00 | $0 | 31,732 | No | Form 4 |
| Fitzgerald Norman PeterEVP, Chief Sales Officer | Feb 7 | Feb 10 | F | 2,323 | $0.00 | $0 | 35,147 | No | Form 4 |
| Leatherberry William JChief Admin. Officer & GC | Dec 24, 2025 | Dec 29, 2025 | G | 2,380 | $0.00 | $0 | 132,406 | No | Form 4 |
| Embler Michael J | Nov 19, 2025 | Nov 24, 2025 | S | 20,000 | $36.90 | Sale −$738,000 | 46,046 | No | Form 4 |
| Realmuto Nicholas DanielVP, Controller | Sep 16, 2025 | Sep 16, 2025 | S | 291 | $38.52 | Sale −$11,209 | 7,316 | No | Form 4 |
| Realmuto Nicholas DanielVP, Controller | Sep 13, 2025 | Sep 16, 2025 | F | 301 | $0.00 | $0 | 7,607 | No | Form 4 |
| Shuster Bradley MExecutive Chairman | Jun 6, 2025 | Jun 6, 2025 | S | 21,545 | $39.56 | Sale −$852,320 | 409,792 | No | Form 4 |
| Leatherberry William JChief Admin. Officer & GC | May 30, 2025 | May 30, 2025 | S | 18,121 | $39.67 | Sale −$718,860 | 134,786 | No | Form 4 |
| Montgomery Michael Curry | May 13, 2025 | May 14, 2025 | S | 1,875 | $38.05 | Sale −$71,344 | 66,068 | No | Form 4 |
| McCreary Lynn S. | May 8, 2025 | May 9, 2025 | A | 4,439 | $0.00 | $0 | 44,245 | No | Form 4 |
| Scheid Steven | May 8, 2025 | May 9, 2025 | A | 4,439 | $0.00 | $0 | 8,605 | No | Form 4 |
| Erickson John C | May 8, 2025 | May 9, 2025 | A | 4,439 | $0.00 | $0 | 17,320 | No | Form 4 |
| Huskins Priya Cherian | May 8, 2025 | May 9, 2025 | A | 4,439 | $0.00 | $0 | 31,652 | No | Form 4 |
| Montgomery Michael Curry | May 8, 2025 | May 9, 2025 | A | 4,439 | $0.00 | $0 | 67,943 | No | Form 4 |
| Embler Michael J | May 8, 2025 | May 9, 2025 | A | 4,439 | $0.00 | $0 | 66,046 | No | Form 4 |
| Muehlhauser Regina | May 8, 2025 | May 9, 2025 | A | 4,439 | $0.00 | $0 | 69,292 | No | Form 4 |
| Pollitzer AdamChief Executive Officer | May 1, 2025 | May 2, 2025 | S | 57,166 | $36.54 | Sale −$2,088,846 | 329,465 | No | Form 4 |
| Leatherberry William JChief Admin. Officer & GC | May 1, 2025 | May 2, 2025 | S | 10,889 | $36.64 | Sale −$398,973 | 152,907 | No | Form 4 |
| Smith Robert OwenEVP, Chief Risk Officer | May 1, 2025 | May 2, 2025 | S | 20,000 | $36.58 | Sale −$731,600 | 84,566 | No | Form 4 |
| Leatherberry William JChief Admin. Officer & GC | Apr 30, 2025 | May 2, 2025 | S | 13,111 | $35.56 | Sale −$466,227 | 163,796 | No | Form 4 |
| Realmuto Nicholas DanielVP, Controller | Mar 18, 2025 | Mar 18, 2025 | S | 2,755 | $35.33 | Sale −$97,334 | 7,908 | No | Form 4 |
| Realmuto Nicholas DanielVP, Controller | Mar 15, 2025 | Mar 18, 2025 | A | 3,971 | $0.00 | $0 | 13,507 | No | Form 4 |
| Realmuto Nicholas DanielVP, Controller | Mar 15, 2025 | Mar 18, 2025 | S | 471 | $0.00 | Sale −$0 | 13,036 | No | Form 4 |
| Realmuto Nicholas DanielVP, Controller | Mar 15, 2025 | Mar 18, 2025 | S | 1,039 | $0.00 | Sale −$0 | 11,997 | No | Form 4 |
| Realmuto Nicholas DanielVP, Controller | Mar 15, 2025 | Mar 18, 2025 | S | 770 | $0.00 | Sale −$0 | 11,227 | No | Form 4 |
| Realmuto Nicholas DanielVP, Controller | Mar 15, 2025 | Mar 18, 2025 | S | 564 | $0.00 | Sale −$0 | 10,663 | No | Form 4 |
| Yousaf Mohammad NawazEVP, Chief of Ops and Tech | Feb 24, 2025 | Feb 25, 2025 | S | 15,517 | $35.66 | Sale −$553,336 | 33,701 | No | Form 4 |
| Fitzgerald Norman PeterEVP, Chief Sales Officer | Feb 24, 2025 | Feb 25, 2025 | S | 20,000 | $35.88 | Sale −$717,600 | 37,470 | No | Form 4 |
| Yousaf Mohammad NawazEVP, Chief of Ops and Tech | Feb 21, 2025 | Feb 25, 2025 | S | 1,083 | $35.44 | Sale −$38,382 | 49,218 | No | Form 4 |
| Leatherberry William JChief Admin. Officer & GC | Feb 12, 2025 | Feb 14, 2025 | A | 19,677 | $0.00 | $0 | 155,619 | No | Form 4 |
| Leatherberry William JChief Admin. Officer & GC | Feb 12, 2025 | Feb 14, 2025 | A | 43,252 | $0.00 | $0 | 198,871 | No | Form 4 |
| Leatherberry William JChief Admin. Officer & GC | Feb 12, 2025 | Feb 14, 2025 | F | 21,964 | $0.00 | $0 | 176,907 | No | Form 4 |
| Yousaf Mohammad NawazEVP, Chief of Ops and Tech | Feb 12, 2025 | Feb 14, 2025 | A | 10,132 | $0.00 | $0 | 37,623 | No | Form 4 |
| Yousaf Mohammad NawazEVP, Chief of Ops and Tech | Feb 12, 2025 | Feb 14, 2025 | A | 20,904 | $0.00 | $0 | 58,527 | No | Form 4 |
| Yousaf Mohammad NawazEVP, Chief of Ops and Tech | Feb 12, 2025 | Feb 14, 2025 | F | 8,226 | $0.00 | $0 | 50,301 | No | Form 4 |
| Smith Robert OwenEVP, Chief Risk Officer | Feb 12, 2025 | Feb 14, 2025 | A | 14,647 | $0.00 | $0 | 88,275 | No | Form 4 |
| Smith Robert OwenEVP, Chief Risk Officer | Feb 12, 2025 | Feb 14, 2025 | A | 33,100 | $0.00 | $0 | 121,375 | No | Form 4 |
| Smith Robert OwenEVP, Chief Risk Officer | Feb 12, 2025 | Feb 14, 2025 | F | 16,809 | $0.00 | $0 | 104,566 | No | Form 4 |
| Pollitzer AdamChief Executive Officer | Feb 12, 2025 | Feb 14, 2025 | A | 72,098 | $0.00 | $0 | 329,465 | No | Form 4 |
| Pollitzer AdamChief Executive Officer | Feb 12, 2025 | Feb 14, 2025 | A | 116,144 | $0.00 | $0 | 445,609 | No | Form 4 |
| Pollitzer AdamChief Executive Officer | Feb 12, 2025 | Feb 14, 2025 | F | 58,978 | $0.00 | $0 | 386,631 | No | Form 4 |
| Shuster Bradley MExecutive Chairman | Feb 12, 2025 | Feb 14, 2025 | A | 24,175 | $0.00 | $0 | 431,337 | No | Form 4 |
| Swithenbank AuroraEVP, Chief Financial Officer | Feb 12, 2025 | Feb 14, 2025 | A | 15,827 | $0.00 | $0 | 75,065 | No | Form 4 |
| Fitzgerald Norman PeterEVP, Chief Sales Officer | Feb 12, 2025 | Feb 14, 2025 | A | 9,918 | $0.00 | $0 | 46,674 | No | Form 4 |
| Fitzgerald Norman PeterEVP, Chief Sales Officer | Feb 12, 2025 | Feb 14, 2025 | A | 20,904 | $0.00 | $0 | 67,578 | No | Form 4 |
| Fitzgerald Norman PeterEVP, Chief Sales Officer | Feb 12, 2025 | Feb 14, 2025 | F | 10,108 | $0.00 | $0 | 57,470 | No | Form 4 |
| Fitzgerald Norman PeterEVP, Chief Sales Officer | Feb 9, 2025 | Feb 11, 2025 | F | 1,012 | $0.00 | $0 | 36,756 | No | Form 4 |
| Leatherberry William JChief Admin. Officer & GC | Feb 9, 2025 | Feb 11, 2025 | F | 2,197 | $0.00 | $0 | 136,533 | No | Form 4 |
| Leatherberry William JChief Admin. Officer & GC | Feb 9, 2025 | Feb 11, 2025 | F | 591 | $0.00 | $0 | 135,942 | No | Form 4 |
| Shuster Bradley MExecutive Chairman | Feb 9, 2025 | Feb 11, 2025 | F | 6,226 | $0.00 | $0 | 407,162 | No | Form 4 |
| Smith Robert OwenEVP, Chief Risk Officer | Feb 9, 2025 | Feb 11, 2025 | F | 1,681 | $0.00 | $0 | 73,628 | No | Form 4 |
| Fitzgerald Norman PeterEVP, Chief Sales Officer | Feb 8, 2025 | Feb 11, 2025 | F | 2,632 | $0.00 | $0 | 37,768 | No | Form 4 |
| Leatherberry William JChief Admin. Officer & GC | Feb 8, 2025 | Feb 11, 2025 | F | 5,129 | $0.00 | $0 | 138,730 | No | Form 4 |
| Shuster Bradley MExecutive Chairman | Feb 8, 2025 | Feb 11, 2025 | F | 6,946 | $0.00 | $0 | 413,388 | No | Form 4 |
| Smith Robert OwenEVP, Chief Risk Officer | Feb 8, 2025 | Feb 11, 2025 | F | 3,918 | $0.00 | $0 | 75,309 | No | Form 4 |
| Pollitzer AdamChief Executive Officer | Feb 8, 2025 | Feb 11, 2025 | F | 18,755 | $0.00 | $0 | 263,266 | No | Form 4 |
| Yousaf Mohammad NawazEVP, Chief of Ops and Tech | Feb 7, 2025 | Feb 11, 2025 | F | 1,978 | $0.00 | $0 | 30,457 | No | Form 4 |
| Yousaf Mohammad NawazEVP, Chief of Ops and Tech | Feb 7, 2025 | Feb 11, 2025 | F | 2,142 | $0.00 | $0 | 28,315 | No | Form 4 |
| Yousaf Mohammad NawazEVP, Chief of Ops and Tech | Feb 7, 2025 | Feb 11, 2025 | F | 824 | $0.00 | $0 | 27,491 | No | Form 4 |
| Fitzgerald Norman PeterEVP, Chief Sales Officer | Feb 7, 2025 | Feb 11, 2025 | F | 2,333 | $0.00 | $0 | 40,400 | No | Form 4 |
| Leatherberry William JChief Admin. Officer & GC | Feb 7, 2025 | Feb 11, 2025 | F | 4,630 | $0.00 | $0 | 143,859 | No | Form 4 |
| Shuster Bradley MExecutive Chairman | Feb 7, 2025 | Feb 11, 2025 | F | 6,937 | $0.00 | $0 | 420,334 | No | Form 4 |
| Smith Robert OwenEVP, Chief Risk Officer | Feb 7, 2025 | Feb 11, 2025 | F | 3,385 | $0.00 | $0 | 79,227 | No | Form 4 |
| Pollitzer AdamChief Executive Officer | Feb 7, 2025 | Feb 11, 2025 | F | 16,635 | $0.00 | $0 | 282,021 | No | Form 4 |
| Pollitzer AdamChief Executive Officer | Feb 7, 2025 | Feb 11, 2025 | F | 5,899 | $0.00 | $0 | 257,367 | No | Form 4 |
| Yousaf Mohammad NawazEVP, Operations & Info. Tech. | Dec 14, 2024 | Dec 16, 2024 | F | 474 | $0.00 | $0 | 32,435 | No | Form 4 |
| Leatherberry William JChief Admin. Officer & GC | Dec 12, 2024 | Dec 13, 2024 | G | 5,200 | $0.00 | $0 | 148,489 | No | Form 4 |
| Realmuto Nicholas DanielVP, Controller | Sep 18, 2024 | Sep 20, 2024 | S | 291 | $42.00 | Sale −$12,222 | 9,536 | No | Form 4 |
| Realmuto Nicholas DanielVP, Controller | Sep 13, 2024 | Sep 17, 2024 | F | 301 | $0.00 | $0 | 9,827 | No | Form 4 |
| Leatherberry William JChief Admin. Officer & GC | Aug 27, 2024 | Aug 27, 2024 | S | 3,000 | $40.07 | Sale −$120,210 | 153,689 | No | Form 4 |
| Leatherberry William JChief Admin. Officer & GC | Aug 26, 2024 | Aug 27, 2024 | S | 2,000 | $40.00 | Sale −$80,000 | 156,689 | No | Form 4 |
| Leatherberry William JChief Admin. Officer & GC | Jul 31, 2024 | Aug 2, 2024 | S | 24,725 | $39.67 | Sale −$980,841 | 158,689 | No | Form 4 |
| Embler Michael J | Jul 31, 2024 | Aug 2, 2024 | G | 9,031 | $0.00 | $0 | 87,615 | No | Form 4 |
| Embler Michael J | Jul 31, 2024 | Aug 2, 2024 | S | 26,008 | $39.35 | Sale −$1,023,415 | 61,607 | No | Form 4 |
| Montgomery Michael Curry | May 14, 2024 | May 15, 2024 | S | 2,340 | not reported | Sale not reported | 63,504 | No | Form 4 |
| Embler Michael J | May 9, 2024 | May 13, 2024 | A | 4,166 | $0.00 | $0 | 96,646 | No | Form 4 |
| Erickson John C | May 9, 2024 | May 13, 2024 | A | 4,166 | $0.00 | $0 | 12,881 | No | Form 4 |
| Huskins Priya Cherian | May 9, 2024 | May 13, 2024 | A | 4,166 | $0.00 | $0 | 27,213 | No | Form 4 |
| McCreary Lynn S. | May 9, 2024 | May 13, 2024 | A | 4,166 | $0.00 | $0 | 39,806 | No | Form 4 |
| Montgomery Michael Curry | May 9, 2024 | May 13, 2024 | A | 4,166 | $0.00 | $0 | 65,844 | No | Form 4 |
| Muehlhauser Regina | May 9, 2024 | May 13, 2024 | A | 4,166 | $0.00 | $0 | 64,853 | No | Form 4 |
| Scheid Steven | May 9, 2024 | May 13, 2024 | A | 4,166 | $0.00 | $0 | 4,166 | No | Form 4 |
| Swithenbank AuroraEVP, Chief Financial Officer | May 8, 2024 | May 10, 2024 | A | 59,238 | $0.00 | $0 | 59,238 | No | Form 4 |
| Smith Robert OwenEVP, Chief Risk Officer | Mar 21, 2024 | Mar 22, 2024 | S | 3,000 | $31.19 | Sale −$93,570 | 82,612 | No | Form 4 |
| Realmuto Nicholas DanielVP, Controller | Mar 19, 2024 | Mar 20, 2024 | S | 1,803 | $30.08 | Sale −$54,234 | 10,128 | No | Form 4 |
| Yousaf Mohammad NawazEVP, Operations & Info. Tech. | Mar 19, 2024 | Mar 20, 2024 | S | 1,117 | $29.95 | Sale −$33,454 | 32,909 | No | Form 4 |
| Fitzgerald Norman PeterEVP, Chief Sales Officer | Mar 15, 2024 | Mar 19, 2024 | F | 2,187 | $0.00 | $0 | 54,733 | No | Form 4 |
| Fitzgerald Norman PeterEVP, Chief Sales Officer | Mar 15, 2024 | Mar 19, 2024 | S | 12,000 | $30.00 | Sale −$360,000 | 42,733 | No | Form 4 |
| Yousaf Mohammad NawazEVP, Operations & Info. Tech. | Mar 15, 2024 | Mar 19, 2024 | F | 1,450 | $0.00 | $0 | 34,026 | No | Form 4 |
| Realmuto Nicholas DanielVP, Controller | Mar 15, 2024 | Mar 19, 2024 | A | 3,332 | $0.00 | $0 | 13,787 | No | Form 4 |
| Realmuto Nicholas DanielVP, Controller | Mar 15, 2024 | Mar 19, 2024 | F | 349 | $0.00 | $0 | 13,438 | No | Form 4 |
| Realmuto Nicholas DanielVP, Controller | Mar 15, 2024 | Mar 19, 2024 | F | 470 | $0.00 | $0 | 12,968 | No | Form 4 |
| Realmuto Nicholas DanielVP, Controller | Mar 15, 2024 | Mar 19, 2024 | F | 1,037 | $0.00 | $0 | 11,931 | No | Form 4 |
| Realmuto Nicholas DanielVP, Controller | Mar 12, 2024 | Mar 13, 2024 | S | 1,249 | $30.23 | Sale −$37,757 | 10,455 | No | Form 4 |
| Jones James G | Mar 11, 2024 | Mar 13, 2024 | S | 48,294 | $30.46 | Sale −$1,471,035 | 5,847 | No | Form 4 |
| Jones James G | Mar 4, 2024 | Mar 5, 2024 | S | 3,400 | $30.10 | Sale −$102,340 | 54,241 | No | Form 4 |
| Jones James G | Feb 29, 2024 | Mar 1, 2024 | S | 54,900 | $30.16 | Sale −$1,655,784 | 57,641 | No | Form 4 |
| Yousaf Mohammad NawazEVP, Operations & Info. Tech. | Feb 21, 2024 | Feb 22, 2024 | S | 9,000 | $29.51 | Sale −$265,590 | 35,476 | No | Form 4 |
| Shuster Bradley MExecutive Chairman | Feb 12, 2024 | Feb 12, 2024 | S | 12,836 | $30.53 | Sale −$391,883 | 427,271 | Yes | Form 4 |
| Smith Robert OwenEVP, Chief Risk Officer | Feb 10, 2024 | Feb 12, 2024 | F | 1,801 | $0.00 | $0 | 85,612 | No | Form 4 |
| Leatherberry William JChief Admin. Officer & GC | Feb 10, 2024 | Feb 12, 2024 | F | 2,132 | $0.00 | $0 | 183,414 | No | Form 4 |
| Pollitzer AdamChief Executive Officer | Feb 10, 2024 | Feb 12, 2024 | F | 2,475 | $0.00 | $0 | 298,656 | No | Form 4 |
| Shuster Bradley MExecutive Chairman | Feb 10, 2024 | Feb 12, 2024 | F | 6,978 | $0.00 | $0 | 440,107 | Yes | Form 4 |
| Yousaf Mohammad NawazEVP, Operations & Info. Tech. | Feb 9, 2024 | Feb 12, 2024 | F | 1,645 | $0.00 | $0 | 44,476 | No | Form 4 |
| Fitzgerald Norman PeterEVP, Chief Sales Officer | Feb 9, 2024 | Feb 12, 2024 | F | 1,854 | $0.00 | $0 | 56,920 | No | Form 4 |
| Smith Robert OwenEVP, Chief Risk Officer | Feb 9, 2024 | Feb 12, 2024 | F | 3,356 | $0.00 | $0 | 87,413 | No | Form 4 |
| Leatherberry William JChief Admin. Officer & GC | Feb 9, 2024 | Feb 12, 2024 | F | 5,561 | $0.00 | $0 | 185,546 | No | Form 4 |
| Mallela RaviChief Financial Officer | Feb 9, 2024 | Feb 12, 2024 | F | 20,956 | $0.00 | $0 | 92,908 | No | Form 4 |
| Pollitzer AdamChief Executive Officer | Feb 9, 2024 | Feb 12, 2024 | F | 11,772 | $0.00 | $0 | 301,131 | No | Form 4 |
| Shuster Bradley MExecutive Chairman | Feb 9, 2024 | Feb 12, 2024 | F | 6,213 | $0.00 | $0 | 447,085 | Yes | Form 4 |
| Shuster Bradley MExecutive Chairman | Feb 9, 2024 | Feb 9, 2024 | S | 6,559 | $29.81 | Sale −$195,524 | 453,298 | Yes | Form 4 |
| Fitzgerald Norman PeterEVP, Chief Sales Officer | Feb 8, 2024 | Feb 9, 2024 | F | 2,414 | $0.00 | $0 | 58,774 | No | Form 4 |
| Yousaf Mohammad NawazEVP, Operations & Info. Tech. | Feb 8, 2024 | Feb 9, 2024 | F | 2,360 | $0.00 | $0 | 46,121 | No | Form 4 |
| Smith Robert OwenEVP, Chief Risk Officer | Feb 8, 2024 | Feb 9, 2024 | F | 3,910 | $0.00 | $0 | 95,508 | No | Form 4 |
| Mallela RaviChief Financial Officer | Feb 8, 2024 | Feb 9, 2024 | F | 4,151 | $0.00 | $0 | 113,864 | No | Form 4 |
| Leatherberry William JChief Admin. Officer & GC | Feb 8, 2024 | Feb 9, 2024 | F | 5,119 | $0.00 | $0 | 191,107 | No | Form 4 |
| Pollitzer AdamChief Executive Officer | Feb 8, 2024 | Feb 9, 2024 | F | 18,718 | $0.00 | $0 | 312,903 | No | Form 4 |
| Shuster Bradley MExecutive Chairman | Feb 8, 2024 | Feb 9, 2024 | F | 7,119 | $0.00 | $0 | 459,857 | Yes | Form 4 |
| Fitzgerald Norman PeterEVP, Chief Sales Officer | Feb 7, 2024 | Feb 9, 2024 | A | 11,003 | $0.00 | $0 | 52,221 | No | Form 4 |
| Fitzgerald Norman PeterEVP, Chief Sales Officer | Feb 7, 2024 | Feb 9, 2024 | A | 16,556 | $0.00 | $0 | 68,777 | No | Form 4 |
| Fitzgerald Norman PeterEVP, Chief Sales Officer | Feb 7, 2024 | Feb 9, 2024 | F | 7,589 | $0.00 | $0 | 61,188 | No | Form 4 |
| Yousaf Mohammad NawazEVP, Operations & Info. Tech. | Feb 7, 2024 | Feb 9, 2024 | A | 11,378 | $0.00 | $0 | 48,481 | No | Form 4 |
| Smith Robert OwenEVP, Chief Risk Officer | Feb 7, 2024 | Feb 9, 2024 | A | 15,767 | $0.00 | $0 | 82,113 | No | Form 4 |
| Smith Robert OwenEVP, Chief Risk Officer | Feb 7, 2024 | Feb 9, 2024 | A | 35,520 | $0.00 | $0 | 117,633 | No | Form 4 |
| Smith Robert OwenEVP, Chief Risk Officer | Feb 7, 2024 | Feb 9, 2024 | F | 18,215 | $0.00 | $0 | 99,418 | No | Form 4 |
| Mallela RaviChief Financial Officer | Feb 7, 2024 | Feb 9, 2024 | A | 16,005 | $0.00 | $0 | 118,015 | No | Form 4 |
| Leatherberry William JChief Admin. Officer & GC | Feb 7, 2024 | Feb 9, 2024 | A | 21,957 | $0.00 | $0 | 175,691 | No | Form 4 |
| Leatherberry William JChief Admin. Officer & GC | Feb 7, 2024 | Feb 9, 2024 | A | 42,042 | $0.00 | $0 | 217,733 | No | Form 4 |
| Leatherberry William JChief Admin. Officer & GC | Feb 7, 2024 | Feb 9, 2024 | F | 21,507 | $0.00 | $0 | 196,226 | No | Form 4 |
| Pollitzer AdamChief Executive Officer | Feb 7, 2024 | Feb 9, 2024 | A | 81,277 | $0.00 | $0 | 307,680 | No | Form 4 |
| Pollitzer AdamChief Executive Officer | Feb 7, 2024 | Feb 9, 2024 | A | 48,826 | $0.00 | $0 | 356,506 | No | Form 4 |
| Pollitzer AdamChief Executive Officer | Feb 7, 2024 | Feb 9, 2024 | F | 24,885 | $0.00 | $0 | 331,621 | No | Form 4 |
| Shuster Bradley MExecutive Chairman | Feb 7, 2024 | Feb 9, 2024 | A | 40,013 | $0.00 | $0 | 466,976 | Yes | Form 4 |
| Shuster Bradley MExecutive Chairman | Dec 26, 2023 | Dec 27, 2023 | M | 171,418 | $8.50 | $1,457,053 | 598,381 | Yes | Form 4 |
| Shuster Bradley MExecutive Chairman | Dec 26, 2023 | Dec 27, 2023 | S | 171,418 | $30.11 | Sale −$5,161,396 | 426,963 | Yes | Form 4 |
| Shuster Bradley MExecutive Chairman | Dec 26, 2023 | Dec 27, 2023 | M · derivative | 171,418 | $8.50 | $1,457,053 | not reported | Yes | Form 4 |
| Jones James G | Dec 22, 2023 | Dec 27, 2023 | S | 5,287 | $30.15 | Sale −$159,403 | 112,541 | No | Form 4 |
| Shuster Bradley MExecutive Chairman | Dec 22, 2023 | Dec 26, 2023 | M | 70,804 | $8.50 | $601,834 | 497,767 | Yes | Form 4 |
| Shuster Bradley MExecutive Chairman | Dec 22, 2023 | Dec 26, 2023 | S | 70,804 | $30.08 | Sale −$2,129,784 | 426,963 | Yes | Form 4 |
| Shuster Bradley MExecutive Chairman | Dec 22, 2023 | Dec 26, 2023 | M · derivative | 70,804 | $8.50 | $601,834 | 171,418 | Yes | Form 4 |
| Shuster Bradley MExecutive Chairman | Dec 21, 2023 | Dec 26, 2023 | M | 115,072 | $12.32 | $1,417,687 | 542,035 | Yes | Form 4 |
| Shuster Bradley MExecutive Chairman | Dec 21, 2023 | Dec 26, 2023 | S | 115,072 | $29.71 | Sale −$3,418,789 | 426,963 | Yes | Form 4 |
| Shuster Bradley MExecutive Chairman | Dec 21, 2023 | Dec 26, 2023 | M | 21,578 | $8.50 | $183,413 | 448,541 | Yes | Form 4 |
| Shuster Bradley MExecutive Chairman | Dec 21, 2023 | Dec 26, 2023 | S | 21,578 | $30.00 | Sale −$647,340 | 426,963 | Yes | Form 4 |
| Shuster Bradley MExecutive Chairman | Dec 21, 2023 | Dec 26, 2023 | M · derivative | 115,072 | $12.32 | $1,417,687 | not reported | Yes | Form 4 |
| Shuster Bradley MExecutive Chairman | Dec 21, 2023 | Dec 26, 2023 | M · derivative | 21,578 | $8.50 | $183,413 | 242,222 | Yes | Form 4 |
| Yousaf Mohammad NawazEVP, Operations & Info. Tech. | Dec 14, 2023 | Dec 15, 2023 | F | 474 | $0.00 | $0 | 37,103 | No | Form 4 |
| Smith Robert OwenEVP, Chief Risk Officer | Nov 3, 2023 | Nov 6, 2023 | S | 8,500 | $28.67 | Sale −$243,695 | 66,346 | No | Form 4 |