SWZTotal Return Securities Fund
- Market cap
- $75.90M
- as of 2026-10-23
- Latest close
- $5.85
- as of 2026-10-23
- Sector
- not reported
- Industry
- not reported
Cluster
3 insiders bought $156K between Sep 25 – Oct 8.
Under the default rule (14d · ≥2 insiders · all roles).
| Insider | Traded | Filed | Type | Shares | Price | Value | Owned after | Holding change | 10b5-1 plan | Filing |
|---|---|---|---|---|---|---|---|---|---|---|
| Dakos AndrewPresident and CEO | Sep 25 | Sep 29 | P | 7,649 | $5.81 | Purchase +$44,441 | 47,649 | +19.1% | No | Form 4 |
| Dakos AndrewPresident and CEO | Sep 25 | Sep 29 | P | 2,351 | $5.82 | Purchase +$13,683 | 50,000 | +4.9% | No | Form 4 |
| Dakos AndrewPresident and CEO | Sep 28 | Sep 29 | P | 1,000 | $5.76 | Purchase +$5,760 | 51,000 | +2.0% | No | Form 4 |
| Dakos AndrewPresident and CEO | Sep 28 | Sep 29 | P | 9,000 | $5.77 | Purchase +$51,930 | 60,000 | +17.6% | No | Form 4 |
| Sell Moritz A | Sep 28 | Sep 30 | P | 2,000 | $5.77 | Purchase +$11,530 | 30,246 | +7.1% | No | Form 4 |
| Goldstein PhillipSecretary | Oct 8 | Oct 13 | P | 5,000 | $5.73 | Purchase +$28,637 | 124,229 | +4.2% | No | Form 4 |
Form 4 historysince 2025-01-21
| Insider | Traded | Filed | Type | Shares | Price | Value | Owned after | 10b5-1 plan | Filing |
|---|---|---|---|---|---|---|---|---|---|
| Goldstein PhillipSecretary | Oct 8 | Oct 13 | P | 5,000 | $5.73 | Purchase +$28,637 | 124,229 | No | Form 4 |
| Goldstein PhillipSecretary | Oct 1 | Oct 13 | L | 15 | $5.71 | $86 | 119,229 | No | Form 4 |
| Sell Moritz A | Sep 28 | Sep 30 | P | 2,000 | $5.77 | Purchase +$11,540 | 30,246 | No | Form 4 |
| Dakos AndrewPresident and CEO | Sep 28 | Sep 29 | P | 1,000 | $5.76 | Purchase +$5,760 | 51,000 | No | Form 4 |
| Dakos AndrewPresident and CEO | Sep 28 | Sep 29 | P | 9,000 | $5.77 | Purchase +$51,930 | 60,000 | No | Form 4 |
| Dakos AndrewPresident and CEO | Sep 25 | Sep 29 | P | 7,649 | $5.81 | Purchase +$44,441 | 47,649 | No | Form 4 |
| Dakos AndrewPresident and CEO | Sep 25 | Sep 29 | P | 2,351 | $5.82 | Purchase +$13,683 | 50,000 | No | Form 4 |
| Sell Moritz A | Aug 31 | Sep 1 | P | 3,000 | $5.98 | Purchase +$17,940 | 28,246 | No | Form 4 |
| Das Rajeev PSecretary | Aug 24 | Aug 25 | P | 1,366 | $5.93 | Purchase +$8,100 | 3,400 | No | Form 4 |
| Das Rajeev PSecretary | Aug 21 | Aug 25 | P | 1,700 | $5.93 | Purchase +$10,081 | 2,034 | No | Form 4 |
| Sell Moritz A | Aug 10 | Aug 12 | P | 1,000 | $5.91 | Purchase +$5,910 | 25,246 | No | Form 4 |
| Sell Moritz A | Jul 23 | Jul 24 | P | 2,000 | $5.86 | Purchase +$11,720 | 24,246 | No | Form 4 |
| Sell Moritz A | Jul 22 | Jul 24 | P | 517 | $5.90 | Purchase +$3,050 | 22,246 | No | Form 4 |
| Sell Moritz A | Jul 21 | Jul 22 | P | 483 | $5.90 | Purchase +$2,850 | 21,729 | No | Form 4 |
| Sell Moritz A | Jul 20 | Jul 22 | P | 1,000 | $5.93 | Purchase +$5,930 | 21,246 | No | Form 4 |
| Goldstein PhillipSecretary | Jul 6 | Jul 8 | P | 5,980 | $5.95 | Purchase +$35,581 | 119,214 | No | Form 4 |
| Dakos AndrewPresident and CEO | Jul 2 | Jul 7 | P | 233 | $5.92 | Purchase +$1,379 | 126,233 | No | Form 4 |
| Dakos AndrewPresident and CEO | Jul 2 | Jul 7 | P | 4,767 | $5.92 | Purchase +$28,221 | 131,000 | No | Form 4 |
| Sell Moritz A | Jun 29 | Jun 30 | P | 2,000 | $5.93 | Purchase +$11,860 | 20,246 | No | Form 4 |
| Sell Moritz A | Jun 26 | Jun 30 | P | 2,091 | $5.89 | Purchase +$12,316 | 18,246 | No | Form 4 |
| Sell Moritz A | Jun 18 | Jun 22 | P | 1,853 | $5.91 | Purchase +$10,951 | 16,155 | No | Form 4 |
| Sell Moritz A | Jun 17 | Jun 22 | P | 147 | $5.91 | Purchase +$869 | 14,302 | No | Form 4 |
| Sell Moritz A | Jun 16 | Jun 17 | P | 2,000 | $5.96 | Purchase +$11,920 | 14,155 | No | Form 4 |
| Sell Moritz A | Jun 15 | Jun 17 | P | 155 | $5.95 | Purchase +$922 | 12,155 | No | Form 4 |
| Sell Moritz A | May 29 | Jun 1 | P | 1,000 | $6.01 | Purchase +$6,010 | 12,000 | No | Form 4 |
| Dakos AndrewPresident and CEO | May 28 | May 29 | P | 100 | $5.98 | Purchase +$598 | 120,600 | No | Form 4 |
| Dakos AndrewPresident and CEO | May 28 | May 29 | P | 5,400 | $5.99 | Purchase +$32,346 | 126,000 | No | Form 4 |
| Dakos AndrewPresident and CEO | May 27 | May 29 | P | 4,500 | $5.97 | Purchase +$26,865 | 117,500 | No | Form 4 |
| Dakos AndrewPresident and CEO | May 27 | May 29 | P | 3,000 | $5.98 | Purchase +$17,940 | 120,500 | No | Form 4 |
| Dakos AndrewPresident and CEO | May 20 | May 20 | P | 2,987 | $5.96 | Purchase +$17,803 | 113,000 | No | Form 4 |
| Dakos AndrewPresident and CEO | May 19 | May 20 | P | 13 | $5.95 | Purchase +$77 | 110,013 | No | Form 4 |
| Dakos AndrewPresident and CEO | May 18 | May 20 | P | 4,000 | $5.95 | Purchase +$23,800 | 110,000 | No | Form 4 |
| Sell Moritz A | Apr 24 | Apr 27 | P | 1,002 | $6.07 | Purchase +$6,082 | 11,000 | No | Form 4 |
| Dakos AndrewPresident and CEO | Apr 17 | Apr 20 | P | 3,000 | $6.09 | Purchase +$18,270 | 106,000 | No | Form 4 |
| Dakos AndrewPresident and CEO | Apr 16 | Apr 20 | P | 4,718 | $6.06 | Purchase +$28,591 | 100,000 | No | Form 4 |
| Dakos AndrewPresident and CEO | Apr 16 | Apr 20 | P | 3,000 | $6.05 | Purchase +$18,150 | 103,000 | No | Form 4 |
| Dakos AndrewPresident and CEO | Apr 16 | Apr 20 | P | 547 | $6.04 | Purchase +$3,304 | 40,000 | No | Form 4 |
| Dakos AndrewPresident and CEO | Apr 8 | Apr 9 | P | 4,000 | $5.98 | Purchase +$23,920 | 94,282 | No | Form 4 |
| Dakos AndrewPresident and CEO | Apr 7 | Apr 9 | P | 2,000 | $5.95 | Purchase +$11,900 | 90,282 | No | Form 4 |
| Dakos AndrewPresident and CEO | Apr 6 | Apr 6 | P | 100 | $5.95 | Purchase +$595 | 88,282 | No | Form 4 |
| Dakos AndrewPresident and CEO | Apr 2 | Apr 6 | P | 4,863 | $5.93 | Purchase +$28,838 | 88.18 | No | Form 4 |
| Dakos AndrewPresident and CEO | Mar 30 | Mar 31 | P | 5,300 | $5.91 | Purchase +$31,323 | 83,319 | No | Form 4 |
| Dakos AndrewPresident and CEO | Mar 27 | Mar 31 | P | 5,900 | $5.92 | Purchase +$34,928 | 78,019 | No | Form 4 |
| Dakos AndrewPresident and CEO | Mar 24 | Mar 26 | P | 5,000 | $5.96 | Purchase +$29,800 | 72,119 | No | Form 4 |
| Dakos AndrewPresident and CEO | Mar 24 | Mar 26 | P | 1,000 | $5.95 | Purchase +$5,950 | 73,119 | No | Form 4 |
| Goldstein PhillipSecretary | Mar 18 | Mar 19 | P | 10,000 | $5.98 | Purchase +$59,800 | 113,234 | No | Form 4 |
| Dakos AndrewPresident and CEO | Mar 12 | Mar 13 | P | 3,324 | $6.00 | Purchase +$19,944 | 67,119 | No | Form 4 |
| Dakos AndrewPresident and CEO | Mar 11 | Mar 13 | P | 1,700 | $6.00 | Purchase +$10,200 | 63,795 | No | Form 4 |
| Dakos AndrewPresident and CEO | Mar 6 | Mar 9 | P | 12,500 | $5.97 | Purchase +$74,625 | 62,095 | No | Form 4 |
| Goldstein PhillipSecretary | Mar 5 | Mar 9 | P | 10,000 | $5.99 | Purchase +$59,900 | 103,234 | No | Form 4 |
| Dakos AndrewPresident and CEO | Mar 5 | Mar 9 | P | 12,000 | $6.01 | Purchase +$72,120 | 49,595 | No | Form 4 |
| Goldstein PhillipSecretary | Mar 3 | Mar 5 | P | 5,000 | $6.01 | Purchase +$30,050 | 93,234 | No | Form 4 |
| Goldstein PhillipSecretary | Feb 27 | Mar 5 | L | 68 | $6.16 | $419 | 88,234 | No | Form 4 |
| Goldstein PhillipSecretary | Feb 26 | Mar 5 | L | 256 | $6.16 | $1,577 | 88,166 | No | Form 4 |
| Dakos AndrewPresident and CEO | Mar 2 | Mar 4 | P | 5,000 | $6.15 | Purchase +$30,750 | 27,677 | No | Form 4 |
| Dakos AndrewPresident and CEO | Mar 2 | Mar 4 | P | 9,918 | $5.95 | Purchase +$59,012 | 37,595 | No | Form 4 |
| Dakos AndrewPresident and CEO | Feb 27 | Mar 2 | P | 2,000 | $6.20 | Purchase +$12,400 | 22,677 | No | Form 4 |
| Dakos AndrewPresident and CEO | Feb 26 | Mar 2 | P | 5,000 | $6.17 | Purchase +$30,850 | 20,677 | No | Form 4 |
| Dakos AndrewPresident and CEO | Feb 24 | Feb 25 | P | 326 | $6.14 | Purchase +$2,002 | 14,329 | No | Form 4 |
| Dakos AndrewPresident and CEO | Feb 24 | Feb 25 | P | 1,348 | $6.17 | Purchase +$8,317 | 15,677 | No | Form 4 |
| Dakos AndrewPresident and CEO | Feb 23 | Feb 25 | P | 2,000 | $6.14 | Purchase +$12,280 | 12,003 | No | Form 4 |
| Dakos AndrewPresident and CEO | Feb 23 | Feb 25 | P | 2,000 | $6.13 | Purchase +$12,260 | 14,003 | No | Form 4 |
| Goldstein Phillip | Feb 23 | Feb 25 | P | 5,000 | $6.13 | Purchase +$30,650 | 87,910 | No | Form 4 |
| Dakos AndrewPresident and CEO | Feb 20 | Feb 23 | P | 183 | $6.14 | Purchase +$1,124 | 7,186 | No | Form 4 |
| Dakos AndrewPresident and CEO | Feb 20 | Feb 23 | P | 2,817 | $6.16 | Purchase +$17,353 | 10,003 | No | Form 4 |
| Dakos AndrewPresident and CEO | Feb 19 | Feb 23 | P | 119 | $6.11 | Purchase +$727 | 2,122 | No | Form 4 |
| Dakos AndrewPresident and CEO | Feb 19 | Feb 23 | P | 4,881 | $6.12 | Purchase +$29,872 | 7,003 | No | Form 4 |
| Goldstein Phillip | Feb 6 | Feb 10 | P | 10,000 | $6.07 | Purchase +$60,700 | 82,910 | No | Form 4 |
| Dakos AndrewPresident and CEO | Feb 4 | Feb 5 | P | 2,000 | $6.04 | Purchase +$12,080 | 35,453 | No | Form 4 |
| Dakos AndrewPresident and CEO | Feb 4 | Feb 5 | P | 2,000 | $6.03 | Purchase +$12,060 | 37,453 | No | Form 4 |
| Dakos AndrewPresident and CEO | Feb 4 | Feb 5 | P | 2,000 | $6.02 | Purchase +$12,040 | 39,453 | No | Form 4 |
| Dakos AndrewPresident and CEO | Feb 3 | Feb 5 | P | 7,000 | $5.97 | Purchase +$41,790 | 30,453 | No | Form 4 |
| Dakos AndrewPresident and CEO | Feb 3 | Feb 5 | P | 3,000 | $5.96 | Purchase +$17,880 | 33,453 | No | Form 4 |
| Sell Moritz A | Feb 3 | Feb 4 | P | 1,000 | $5.96 | Purchase +$5,960 | 9,998 | No | Form 4 |
| Sell Moritz A | Feb 2 | Feb 4 | P | 1,120 | $5.98 | Purchase +$6,698 | 8,998 | No | Form 4 |
| Goldstein Phillip | Jan 30 | Feb 3 | P | 10,000 | $5.92 | Purchase +$59,200 | 72,910 | No | Form 4 |
| Das Rajeev PSecretary | Jan 23 | Jan 27 | D | 166 | $6.81 | $1,130 | 334 | No | Form 4 |
| Sell Moritz A | Jan 23 | Jan 27 | D | 3,922 | $6.81 | $26,709 | 7,878 | No | Form 4 |
| Dakos AndrewPresident and CEO | Jan 23 | Jan 27 | D | 997 | $6.81 | $6,790 | 2,003 | No | Form 4 |
| Dakos AndrewPresident and CEO | Jan 23 | Jan 27 | D | 11,675 | $6.81 | $79,507 | 23,453 | No | Form 4 |
| Goldstein Phillip | Jan 23 | Jan 27 | D | 31,314 | $6.81 | $213,248 | 62,910 | No | Form 4 |
| Hellerman Gerald | Jan 23 | Jan 27 | D | 1,755 | $6.81 | $11,952 | 3,527 | No | Form 4 |
| Css Llc/Il | Dec 30, 2025 | Dec 31, 2025 | S | 4,900 | $6.24 | Sale −$30,576 | 1,694,267 | No | Form 4 |
| Css Llc/Il | Dec 30, 2025 | Dec 31, 2025 | S | 7,000 | $6.25 | Sale −$43,750 | 1,687,267 | No | Form 4 |
| Css Llc/Il | Dec 30, 2025 | Dec 31, 2025 | S | 100 | $6.26 | Sale −$626 | 1,687,167 | No | Form 4 |
| Css Llc/Il | Dec 30, 2025 | Dec 31, 2025 | S | 196 | $6.27 | Sale −$1,229 | 1,686,971 | No | Form 4 |
| Css Llc/Il | Dec 29, 2025 | Dec 31, 2025 | S | 1,772 | $6.25 | Sale −$11,075 | 1,705,167 | No | Form 4 |
| Css Llc/Il | Dec 29, 2025 | Dec 31, 2025 | S | 3,000 | $6.26 | Sale −$18,780 | 1,702,167 | No | Form 4 |
| Css Llc/Il | Dec 29, 2025 | Dec 31, 2025 | S | 3,000 | $6.27 | Sale −$18,810 | 1,699,167 | No | Form 4 |
| Css Llc/Il | Dec 26, 2025 | Dec 29, 2025 | S | 4,600 | $6.25 | Sale −$28,750 | 1,723,339 | No | Form 4 |
| Css Llc/Il | Dec 26, 2025 | Dec 29, 2025 | S | 300 | $6.26 | Sale −$1,878 | 1,723,039 | No | Form 4 |
| Css Llc/Il | Dec 26, 2025 | Dec 29, 2025 | S | 13,402 | $6.26 | Sale −$83,897 | 1,709,637 | No | Form 4 |
| Css Llc/Il | Dec 26, 2025 | Dec 29, 2025 | S | 598 | $6.27 | Sale −$3,749 | 1,709,039 | No | Form 4 |
| Css Llc/Il | Dec 26, 2025 | Dec 29, 2025 | S | 2,100 | $6.27 | Sale −$13,167 | 1,706,939 | No | Form 4 |
| Css Llc/Il | Dec 24, 2025 | Dec 29, 2025 | S | 1,000 | $6.22 | Sale −$6,220 | 1,728,039 | No | Form 4 |
| Css Llc/Il | Dec 24, 2025 | Dec 29, 2025 | S | 100 | $6.23 | Sale −$623 | 1,727,939 | No | Form 4 |
| Css Llc/Il | Dec 23, 2025 | Dec 29, 2025 | S | 1,000 | $6.25 | Sale −$6,250 | 1,733,439 | No | Form 4 |
| Css Llc/Il | Dec 23, 2025 | Dec 29, 2025 | S | 1,400 | $6.25 | Sale −$8,750 | 17,312,039 | No | Form 4 |
| Css Llc/Il | Dec 23, 2025 | Dec 29, 2025 | S | 3,000 | $6.26 | Sale −$18,780 | 1,729,039 | No | Form 4 |
| Css Llc/Il | Dec 22, 2025 | Dec 29, 2025 | S | 167 | $6.25 | Sale −$1,044 | 1,735,339 | No | Form 4 |
| Css Llc/Il | Dec 22, 2025 | Dec 29, 2025 | S | 900 | $6.26 | Sale −$5,634 | 1,734,439 | No | Form 4 |
| Css Llc/Il | Dec 15, 2025 | Dec 17, 2025 | S | 1,000 | $6.20 | Sale −$6,200 | 1,741,506 | No | Form 4 |
| Css Llc/Il | Dec 15, 2025 | Dec 17, 2025 | S | 500 | $6.21 | Sale −$3,105 | 1,741,006 | No | Form 4 |
| Css Llc/Il | Dec 15, 2025 | Dec 17, 2025 | S | 1,000 | $6.22 | Sale −$6,220 | 1,740,006 | No | Form 4 |
| Css Llc/Il | Dec 15, 2025 | Dec 17, 2025 | S | 500 | $6.23 | Sale −$3,115 | 1,739,506 | No | Form 4 |
| Css Llc/Il | Dec 15, 2025 | Dec 17, 2025 | S | 4,000 | $6.24 | Sale −$24,960 | 1,735,506 | No | Form 4 |
| Goldstein Phillip | Dec 11, 2025 | Dec 12, 2025 | M | 80,976 | $6.07 | $491,524 | 93,224 | No | Form 4 |
| Das Rajeev PSecretary | Dec 11, 2025 | Dec 12, 2025 | M | 468 | $6.07 | $2,841 | 500 | No | Form 4 |
| Dakos AndrewPresident and CEO | Dec 11, 2025 | Dec 12, 2025 | M | 35,064 | $6.07 | $212,838 | 35,128 | No | Form 4 |
| Sell Moritz A | Dec 11, 2025 | Dec 12, 2025 | M | 7,400 | $6.07 | $44,918 | 11,800 | No | Form 4 |
| Sell Moritz A | Oct 27, 2025 | Oct 29, 2025 | P | 1,000 | $6.06 | Purchase +$6,060 | 4,400 | No | Form 4 |
| Sell Moritz A | Jun 30, 2025 | Jul 1, 2025 | P | 1,815 | $6.34 | Purchase +$11,507 | 3,400 | No | Form 4 |
| Hellerman Gerald | Apr 2, 2025 | Apr 3, 2025 | S | 41 | $9.24 | Sale −$379 | 5,283 | No | Form 4 |
| Goldstein Phillip | Jan 17, 2025 | Jan 21, 2025 | S | 4,535 | $8.45 | Sale −$38,321 | 12,248 | No | Form 4 |