XFLTXAI Floating Rate & Alternative Income Trust
- Market cap
- $250.55M
- as of 2026-10-23
- Latest close
- $16.45
- as of 2026-10-23
- Sector
- Financial Services
- as of 2026-10-24
- Industry
- Asset Management
- as of 2026-10-24
Cluster
No cluster in the last 90 days under the default rule (14d · ≥2 insiders · all roles).
Form 4 historysince 2023-11-16
| Insider | Traded | Filed | Type | Shares | Price | Value | Owned after | 10b5-1 plan | Filing |
|---|---|---|---|---|---|---|---|---|---|
| Spence John Yogi | Oct 21 | Oct 22 | P | 2,000 | $17.07 | Purchase +$34,140 | 114,357 | No | Form 4 |
| Spence John YogiVice President | Feb 19 | Feb 19 | P | 5,000 | $3.90 | Purchase +$19,500 | 561,791.83 | No | Form 4 |
| Spence John YogiVice President | Dec 24, 2025 | Dec 30, 2025 | G | 7,811 | $0.00 | $0 | 16,104.24 | No | Form 4 |
| Brombach Theodore JPresident & CEO | Dec 24, 2025 | Dec 30, 2025 | G | 7,811 | $0.00 | $0 | 16,104.24 | No | Form 4 |
| Flynn Kimberly AnnVice President | Dec 24, 2025 | Dec 30, 2025 | J | 3,504 | $0.00 | $0 | 46,708 | No | Form 4 |
| McCulloch BenjaminSecretary & CLO | Dec 24, 2025 | Dec 30, 2025 | J | 3,389 | $0.00 | $0 | 11,490.52 | No | Form 4 |
| Law Lauren Kristen | Oct 24, 2025 | Oct 27, 2025 | P | 20,000 | $5.01 | Purchase +$100,200 | 20,000 | No | Form 4 |
| Jones Scott C | Sep 11, 2025 | Sep 12, 2025 | S | 13,008.63 | $5.62 | Sale −$73,109 | not reported | No | Form 4 |
| Spence John YogiVice President | Feb 21, 2025 | Feb 21, 2025 | P | 2,000 | $6.38 | Purchase +$12,760 | 551,806.09 | No | Form 4 |
| Spence John YogiVice President | Feb 19, 2025 | Feb 19, 2025 | P | 3,000 | $6.41 | Purchase +$19,230 | 549,806.09 | No | Form 4 |
| Brombach Theodore JPresident & CEO | Dec 18, 2024 | Jan 16, 2025 | J | 6,052 | $0.00 | $0 | 20,733.94 | No | Form 4 |
| Spence John YogiVice President | Dec 18, 2024 | Jan 13, 2025 | J | 6,052 | $0.00 | $0 | 20,733.94 | No | Form 4 |
| Flynn Kimberly AnnVice President | Dec 18, 2024 | Jan 13, 2025 | J | 3,004 | $0.00 | $0 | 43,204 | No | Form 4 |
| McCulloch BenjaminSecretary & CLO | Dec 18, 2024 | Jan 13, 2025 | J | 2,857 | $0.00 | $0 | 7,130.99 | No | Form 4 |
| Spence John Yogi | Dec 19, 2024 | Dec 20, 2024 | P | 2,000 | $6.50 | Purchase +$13,000 | 546,806.09 | No | Form 4 |
| Spence John Yogi | May 21, 2024 | May 23, 2024 | G | 6,000 | $0.00 | $0 | 531,763.1 | No | Form 4 |
| Spence John Yogi | May 10, 2024 | May 10, 2024 | P | 3,450 | $7.13 | Purchase +$24,599 | 27,400.74 | No | Form 4 |
| Brombach Theodore JPresident & CEO | May 10, 2024 | May 10, 2024 | P | 3,450 | $7.13 | Purchase +$24,599 | 27,400.74 | No | Form 4 |
| Spence John Yogi | May 9, 2024 | May 10, 2024 | P | 3,417 | $7.13 | Purchase +$24,363 | 23,950.74 | No | Form 4 |
| Brombach Theodore JPresident & CEO | May 9, 2024 | May 10, 2024 | P | 3,417 | $7.13 | Purchase +$24,363 | 23,950.74 | No | Form 4 |
| Brombach Theodore JPresident & CEO | Dec 12, 2023 | Dec 13, 2023 | P | 825 | $7.05 | Purchase +$5,816 | 19,326.57 | No | Form 4 |
| Spence John Yogi | Dec 12, 2023 | Dec 13, 2023 | P | 825 | $7.05 | Purchase +$5,816 | 19,326.57 | No | Form 4 |
| Flynn Kimberly AnnVice President | Dec 11, 2023 | Dec 13, 2023 | J | 2,400 | $0.00 | $0 | 40,200 | No | Form 4 |
| McCulloch BenjaminSecretary & CLO | Dec 11, 2023 | Dec 13, 2023 | J | 2,209 | $0.00 | $0 | 3,661.08 | No | Form 4 |
| Brombach Theodore JPresident & CEO | Dec 11, 2023 | Dec 13, 2023 | J | 5,409 | $0.00 | $0 | 18,501.57 | No | Form 4 |
| Spence John Yogi | Dec 11, 2023 | Dec 13, 2023 | J | 5,409 | $0.00 | $0 | 18,501.57 | No | Form 4 |
| Brombach Theodore JPresident & CEO | Dec 5, 2023 | Dec 6, 2023 | P | 6,000 | $6.89 | Purchase +$41,340 | 23,683.85 | No | Form 4 |
| Spence John Yogi | Dec 5, 2023 | Dec 6, 2023 | P | 6,000 | $6.89 | Purchase +$41,340 | 23,683.85 | No | Form 4 |
| Brombach Theodore JPresident & CEO | Nov 13, 2023 | Nov 16, 2023 | P | 289 | $7.08 | Purchase +$2,046 | 17,683.85 | No | Form 4 |
| Spence John Yogi | Nov 13, 2023 | Nov 16, 2023 | P | 289 | $7.08 | Purchase +$2,046 | 17,683.85 | No | Form 4 |