Goldstein Phillipinsider trades
In SEC Form 4 filings, Goldstein Phillip is listed as Secretary of Total Return Securities Fund (SWZ) and Director of High Income Securities Fund (PCF). In the last 90 days, Goldstein Phillip bought $163K across 2 companies on the open market and sold none. The largest purchase was $54K of High Income Securities Fund (PCF) on Aug 19. Took part in a cluster buy; the latest at Total Return Securities Fund (SWZ), where 3 insiders bought within 14 days, ending Oct 8.
Companies and roles
Cluster buys
- SWZ: 3 insiders bought $156K between Sep 25 – Oct 8.
Form 4 historysince 2026-08-21
| Company | Traded | Filed | Type | Shares | Price | Value | Owned after | 10b5-1 plan | Filing |
|---|---|---|---|---|---|---|---|---|---|
| SWZTotal Return Securities Fund | Oct 8 | Oct 13 | P | 5,000 | $5.73 | Purchase +$28,637 | 124,229 | No | Form 4 |
| SWZTotal Return Securities Fund | Oct 1 | Oct 13 | L | 15 | $5.71 | $86 | 119,229 | No | Form 4 |
| PCFHigh Income Securities Fund | Aug 20 | Aug 21 | P | 5,000 | $5.34 | Purchase +$26,700 | 72,860 | No | Form 4 |
| PCFHigh Income Securities Fund | Aug 19 | Aug 21 | P | 10,000 | $5.40 | Purchase +$54,000 | 57,860 | No | Form 4 |
| PCFHigh Income Securities Fund | Aug 19 | Aug 21 | P | 10,000 | $5.37 | Purchase +$53,700 | 67,860 | No | Form 4 |
Published from this insider's public Form 4 filings on SEC EDGAR; the name is shown as filed. Named in a filing and want this page removed? See the privacy policy.